Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIMERA INVESTMENT CORPCIM · Entity 4990 | Director · CEO, President and Director | March 18, 2020 | March 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIMERA INVESTMENT CORP
Report date March 18, 2020 · Filed March 24, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 943,876 |
Reported balance
After 2020-03-18 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-03-18 · Purchase · Acquired 50,000 · Balance 943,876 F1: The Form 4, originally filed on March 18, 2020 and amended on March 19, 2020, is hereby further amended solely to correct a typographical error which erroneously reported the total number of shares of Common Stock owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 32,600 |
Reported balance
Holding disclosure · report date 2020-03-18 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 32,600 |
Filing footnotes · ownership attribution and instrument terms
F1: The Form 4, originally filed on March 18, 2020 and amended on March 19, 2020, is hereby further amended solely to correct a typographical error which erroneously reported the total number of shares of Common Stock owned by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 18, 2020 12:46 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 50,000 | $8.51 | $425,500.00 |
DisclosureSEC source: 0001157523-20-000373 · form4.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,876 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 11:26 UTC Amendment | CHIMERA INVESTMENT CORP CIM · Entity 4990 | PurchaseCommon Stock | 50,000 | $8.51 | $425,500.00 |
DisclosureSEC source: 0001157523-20-000382 · form4.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,876 F1 · kind: The original Form 4 filed on 3/18/2020 is hereby amended solely to correct an administrative error which wrongfully reported an open market purchase as a stock grant. Read SEC document |
| March 18, 2020 Filed Mar 24, 2020 08:04 UTC Amendment | CHIMERA INVESTMENT CORP CIM · Entity 4990 | PurchaseCommon Stock | 50,000 | $8.51 | $425,500.00 |
DisclosureSEC source: 0001157523-20-000411 · form4.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,876 F1 · balance_after: The Form 4, originally filed on March 18, 2020 and amended on March 19, 2020, is hereby further amended solely to correct a typographical error which erroneously reported the total number of shares of Common Stock owned by the Reporting Person. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:15 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 10,309 | $22.50 | $231,952.50 |
DisclosureSEC source: 0001157523-20-000226 · form4.xml · nonDerivative · entry 2 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,876 F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:15 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 120,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000226 · form4.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,185 F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2020. F2 · price: Each PSU has the economic equivalent of one share of Chimera common stock. F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:00 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 42,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000020 · form4.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,875 F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs"). F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock. F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:33 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 9,130 | $18.52 | $169,087.60 |
DisclosureSEC source: 0001157523-19-000400 · form4.xml · nonDerivative · entry 3 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,397 F6 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:33 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 158,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000400 · form4.xml · nonDerivative · entry 2 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,526 F5 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:33 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 84,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000400 · form4.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,602 F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs"). F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock. F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:20 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 47,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000288 · doc1.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,596 F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · shares: The reporting person elected to defer share settlement until separation of service. F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock. F4 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 17:11 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 5,000 | $17.25 | $86,250.00 |
DisclosureSEC source: 0001140361-18-009423 · doc1.xml · nonDerivative · entry 2 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 32,600 F5 · balance_after: This amount reflects a reduction of 5,000 shares that were previously reported as owned due to a typographical error in Reporting Person's Form 4s since 8/24/2015. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 17:11 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 81,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009423 · doc1.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,661 F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · shares: The reporting person elected to defer share settlement until separation of service. F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock. F4 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:48 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 4,055 | $18.71 | $75,869.05 |
DisclosureSEC source: 0001140361-17-008417 · doc1.xml · nonDerivative · entry 2 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,250 F5 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made in February 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:48 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 29,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008417 · doc1.xml · nonDerivative · entry 1 LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,305 F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · shares: The reporting person elected to defer share settlement until separation of service. F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock. F4 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.