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person · Reporting owner

Kardis Phillip John II

Disclosed activity across 1 company

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65647
SEC CIK
0001652530

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHIMERA INVESTMENT CORPCIM · Entity 4990Director · President and CEOFebruary 17, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHIMERA INVESTMENT CORP

Report date February 17, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect579,085 Reported balance After 2026-02-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-17 · Tax withholding · Disposed 127,168 · Balance 579,085

F1: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 19, 2026 21:23 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 127,168 $13.70 $1,742,201.60
Disclosure

SEC source: 0001628280-26-009779 · wk-form4_1771536221.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,085

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 22:59 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 194,774 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-002941 · wk-form4_1769036379.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,495

F1 · shares: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 21:20 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 101,772 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058541 · wk-form4_1766438401.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,721

F1 · shares: Represents vesting of shares of Chimera Investment Corporation ("Chimera") common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock.

F2 · balance_after: DERs issued on Restricted Stock Units or RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:14 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 102,926 $12.79 $1,316,423.54
Disclosure

SEC source: 0001628280-25-054850 · wk-form4_1764717274.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,169

F1 · shares: Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:27 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 3,623 $13.76 $49,852.48
Disclosure

SEC source: 0001628280-25-007862 · wk-form4_1740522439.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,168

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

F2 · balance_after: DERs issued on RSUs, PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 21:49 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 137,680 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000077 · wk-form4_1735854564.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,505

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:31 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 5,741 $4.36 $25,030.76
Disclosure

SEC source: 0001628280-24-006894 · wk-form4_1708983093.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,542

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and vested and deferred performance share units ("PSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 21:30 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 273,449 $0.00 $0.00
Disclosure

SEC source: 0001157523-24-000076 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,818

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:05 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 3,841 $4.99 $19,166.59
Disclosure

SEC source: 0001157523-24-000007 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,369

F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:05 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 29,342 $0.00 $0.00
Disclosure

SEC source: 0001157523-24-000007 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,210

F1 · shares: Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:30 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 225,898 $0.00 $0.00
Disclosure

SEC source: 0001157523-23-000493 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,101

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:31 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 4,370 $7.54 $32,949.80
Disclosure

SEC source: 0001157523-23-000239 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,869

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock..

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:31 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 20,169 $0.00 $0.00
Disclosure

SEC source: 0001157523-23-000012 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,135

F1 · shares: Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs.

F2 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:36 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 34,330 $14.29 $490,575.70
Disclosure

SEC source: 0001157523-22-000161 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,521

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of PSUs and RSUs and Medicare taxes associated with the deferred stock units.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:36 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 33,623 $0.00 $0.00
Disclosure

SEC source: 0001157523-22-000161 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,851

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.

F2 · shares: Each PSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:32 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 32,347 $0.00 $0.00
Disclosure

SEC source: 0001157523-22-000011 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,747

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:30 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 25,919 $11.67 $302,474.73
Disclosure

SEC source: 0001157523-21-000213 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,224

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:32 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 46,947 $0.00 $0.00
Disclosure

SEC source: 0001157523-21-000010 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,071

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
March 18, 2020 Filed Mar 18, 2020 15:41 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 3,000 $8.11 $24,330.00
Disclosure

SEC source: 0001157523-20-000371 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,514

Read SEC document
March 18, 2020 Filed Mar 19, 2020 16:23 UTC Amendment CHIMERA INVESTMENT CORP CIM · Entity 4990 PurchaseCommon Stock 3,000 $8.11 $24,330.00
Disclosure

SEC source: 0001157523-20-000386 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,514

F1 · kind: The original Form 4 filed on 3/18/2020 is hereby amended solely to correct an administrative error which wrongfully reported an open market purchase as a stock grant.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:21 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 30,922 $22.50 $695,745.00
Disclosure

SEC source: 0001157523-20-000229 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,514

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted share units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:07 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 4,732 $20.59 $97,431.88
Disclosure

SEC source: 0001157523-20-000025 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,768

F5 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:07 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 23,812 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000025 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,500

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 31,674 $18.52 $586,602.48
Disclosure

SEC source: 0001157523-19-000402 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,593

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 40,497 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000402 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,267

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:15 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 26,866 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000022 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,954

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 22:08 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 20,321 $17.64 $358,462.44
Disclosure

SEC source: 0001140361-18-009422 · doc1.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Director · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,795

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 22:08 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 42,518 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009422 · doc1.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,116

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:41 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 Tax withholdingCommon Stock 12,210 $18.71 $228,449.10
Disclosure

SEC source: 0001140361-17-008414 · doc1.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,764

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made in February 2016.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:41 UTC CHIMERA INVESTMENT CORP CIM · Entity 4990 GrantCommon Stock 40,086 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008414 · doc1.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,974

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.