CIM

SEC source: 0001628280-24-006894 · wk-form4_1708983093.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,542

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and vested and deferred performance share units ("PSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000075 · form4.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,999

F1 · shares: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000074 · form4.xml · nonDerivative · entry 1

Sung Miyun · CIK 0001726231 · Chief Legal Officer &Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,065

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000077 · form4.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,729

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000076 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,818

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000005 · form4.xml · nonDerivative · entry 1

Kortman Kelley · CIK 0001869475 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,159

F1 · shares: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000008 · form4.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,338

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000009 · form4.xml · nonDerivative · entry 2

Yarlagadda Choudhary · CIK 0001650531 · Director · Pres. COO, Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,009,319

F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000009 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · Pres. COO, Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,012,605

F1 · shares: Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs.

SEC source: 0001157523-24-000007 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,369

F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-24-000007 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,210

F1 · shares: Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs.

SEC source: 0001157523-24-000006 · form4.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,770

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-001850 · form4.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,464

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

F2 · balance_after: Includes shares of the common stock of Chimera Investment Corporation (the "Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-001849 · form4.xml · nonDerivative · entry 1

Kortman Kelley · CIK 0001869475 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,859

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

F2 · balance_after: Includes shares of the common stock of Chimera Investment Corporation ("Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-001853 · form4.xml · nonDerivative · entry 1

Kortman Kelley · CIK 0001869475 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,859

F1 · acquired: The original Form 4, filed on December 19, 2023, is being amended by this Form 4 amendment solely to correct an administrative error which misreported that the Securities were Acquired (A) when in fact the Securities were Disposed of (D) for tax withholding purposes.

SEC source: 0001157523-23-001726 · form4.xml · nonDerivative · entry 1

Mills Susan · CIK 0001998928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,479

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000990 · form4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,648

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000989 · form4.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,288

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

SEC source: 0001157523-23-000987 · form4.xml · nonDerivative · entry 1

ABRAMS MARK · CIK 0001286122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000986 · form4.xml · nonDerivative · entry 1

Reilly Brian Patrick · CIK 0001784056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,237

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

SEC source: 0001157523-23-000984 · form4.xml · nonDerivative · entry 1

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,735

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F2 · acquired: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000982 · form4.xml · nonDerivative · entry 1

Chavers Kevin Gerald · CIK 0001867622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,135

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) June 14, 2024, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-001052 · form4.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,348

F1 · shares: The original Form 4 filed on 6/14/2023 is hereby amended solely to correct an administrative error which wrongfully calculated the number of restricted stock units granted on June 14, 2023.

SEC source: 0001157523-23-000495 · form4.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,231

F1 · kind: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000496 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · President, COO, CO-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,844,440

F1 · kind: Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000494 · form4.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,038

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F2 · acquired: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs"). Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000493 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,101

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000240 · form4.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,544

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000239 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,869

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock..

SEC source: 0001157523-23-000238 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · President, COO, Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,240

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000014 · form4.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,405

F1 · kind: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000013 · form4.xml · nonDerivative · entry 1

Kortman Kelley · CIK 0001869475 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,498

F1 · kind: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000012 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,135

F1 · shares: Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs.

F2 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-23-000011 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · President, COO, Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,651

F1 · shares: Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs.

F2 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-001766 · form4.xml · nonDerivative · entry 1

Thakkar Sudhanshu · CIK 0001958051 · Co-Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,201

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

F2 · balance_after: Includes shares of the common stock of Chimera Investment Corporation (the "Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-001762 · form4.xml · nonDerivative · entry 1

Kortman Kelley · CIK 0001869475 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,328

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

F2 · balance_after: Includes shares of the common stock of Chimera Investment Corporation ("Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000776 · form4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,560

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 15, 2023, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000780 · form4.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,625

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 15, 2023, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

SEC source: 0001157523-22-000782 · form4.xml · nonDerivative · entry 1

Chavers Kevin Gerald · CIK 0001867622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,048

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) June 15, 2023, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000779 · form4.xml · nonDerivative · entry 1

ABRAMS MARK · CIK 0001286122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,857

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 15, 2023, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000778 · form4.xml · nonDerivative · entry 1

Reilly Brian Patrick · CIK 0001784056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,873

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 15, 2023, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

SEC source: 0001157523-22-000777 · form4.xml · nonDerivative · entry 1

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,648

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 15, 2023, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000162 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · Pres. and Chief Oper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,573

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.

F2 · shares: Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000161 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,521

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of PSUs and RSUs and Medicare taxes associated with the deferred stock units.

SEC source: 0001157523-22-000161 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,851

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.

F2 · shares: Each PSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000160 · form4.xml · nonDerivative · entry 2

MARRIA MOHIT · CIK 0001594020 · Director · CEO & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,782

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs and Medicare taxes associated with the deferred stock units.

SEC source: 0001157523-22-000160 · form4.xml · nonDerivative · entry 1

MARRIA MOHIT · CIK 0001594020 · Director · CEO & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,979

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 4, 2022.

F2 · shares: Each PSU has the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock

SEC source: 0001157523-22-000159 · form4.xml · nonDerivative · entry 1

Viswanathan Subramaniam · CIK 0001876812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,914

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000013 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Director · Pres. and Chief Oper. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,266

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

SEC source: 0001157523-22-000014 · form4.xml · nonDerivative · entry 1

MARRIA MOHIT · CIK 0001594020 · Director · CEO & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,122

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.