Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIMERA INVESTMENT CORPCIM · Entity 4990 | Principal Accounting Officer | January 01, 2024 | January 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIMERA INVESTMENT CORP
Report date January 01, 2024 · Filed January 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,159 |
Reported balance
After 2024-01-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-01 · Grant · Acquired 29,299 · Balance 69,159 F1: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2: Each RSU is the economic equivalent of one share of Chimera common stock. F3: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. |
| Series B Preferred StockSEC Table I · non-derivative | Direct | 5,800 |
Reported balance
Holding disclosure · report date 2024-01-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,800 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
F2: Each RSU is the economic equivalent of one share of Chimera common stock.
F3: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2024 Filed Jan 3, 2024 17:30 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 29,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-24-000005 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,159 F1 · shares: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · price: Each RSU is the economic equivalent of one share of Chimera common stock. F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 16:30 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 2,030 | $5.02 | $10,190.60 |
DisclosureSEC source: 0001157523-23-001849 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,859 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs. F2 · balance_after: Includes shares of the common stock of Chimera Investment Corporation ("Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| December 15, 2023 Filed Dec 20, 2023 17:38 UTC Amendment | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 2,030 | $5.02 | $10,190.60 |
DisclosureSEC source: 0001157523-23-001853 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,859 F1 · acquired: The original Form 4, filed on December 19, 2023, is being amended by this Form 4 amendment solely to correct an administrative error which misreported that the Securities were Acquired (A) when in fact the Securities were Disposed of (D) for tax withholding purposes. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 16:31 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 20,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-23-000013 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,498 F1 · kind: Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · shares: Each RSU has the economic equivalent of one share of Chimera common stock. F3 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:36 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 2,621 | $6.29 | $16,486.09 |
DisclosureSEC source: 0001157523-22-001762 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,328 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs. F2 · balance_after: Includes shares of the common stock of Chimera Investment Corporation ("Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 16:30 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-001528 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,245 F1 · price: This transaction involved a gift of securities by the Reporting Person to his adult children. Disposition price is not applicable as this transaction was a bona fide gift. Read SEC document |
| December 15, 2021 Filed Dec 21, 2021 18:17 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | Tax withholdingCommon Stock | 1,945 | $15.21 | $29,583.45 |
DisclosureSEC source: 0001157523-21-001515 · form4.xml · nonDerivative · entry 2 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,745 F3 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.tnote Read SEC document |
| December 15, 2021 Filed Dec 21, 2021 18:17 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | GrantCommon Stock | 7,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-001515 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. F2 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. Read SEC document |
| August 25, 2021 Filed Aug 25, 2021 16:33 UTC | CHIMERA INVESTMENT CORP CIM · Entity 4990 | PurchaseSeries B Preferred Stock | 300 | $26.26 | $7,878.00 |
DisclosureSEC source: 0001157523-21-001093 · form4.xml · nonDerivative · entry 1 Kortman Kelley · CIK 0001869475 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.