Last 12 months
Inside the activity.
5 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 26, 2018 20:43 UTC |
MALONE JOHN CDirector
|
GrantClass A Common Stock | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000047 · edgar.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691 F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on anniversary date of grant. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 11:48 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 42,306 | $339.10 | $14,345,964.60 |
DisclosureSEC source: 0000899243-18-010177 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,916,590 Underlying: Charter Communications Class A Common Stock · 42,306 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 15:49 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 42,306 | $339.10 | $14,345,964.60 |
DisclosureSEC source: 0000899243-18-010178 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 21,916,590 Underlying: Charter Communications Class A Common Stock · 42,306 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 12:04 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 80,514 | $351.82 | $28,326,435.48 |
DisclosureSEC source: 0000899243-18-007204 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,958,896 Underlying: Charter Communications Class A Common Stock · 80,514 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:38 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 80,514 | $351.82 | $28,326,435.48 |
DisclosureSEC source: 0001091667-18-000035 · edgar.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 21,958,896 Underlying: Charter Communications Class A Common Stock · 80,514 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 21, 2018 Filed Apr 26, 2018 20:39 UTC |
Jacobson Craig ADirector
|
GiftClass A Common Stock | 205 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000043 · edgar.xml · nonDerivative · entry 3 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,729 Read SEC document |
| February 21, 2018 Filed Apr 26, 2018 20:39 UTC |
Jacobson Craig ADirector
|
GiftClass A Common Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000043 · edgar.xml · nonDerivative · entry 2 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,934 Read SEC document |
| February 21, 2018 Filed Apr 26, 2018 20:39 UTC |
Jacobson Craig ADirector
|
GiftClass A Common Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000043 · edgar.xml · nonDerivative · entry 1 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,070 Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 15:47 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 112,122 | $350.52 | $39,301,003.44 |
DisclosureSEC source: 0000899243-18-003079 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,039,410 Underlying: Charter Communications Class A Common Stock · 112,122 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 21:07 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 112,122 | $350.52 | $39,301,003.44 |
DisclosureSEC source: 0001091667-18-000027 · edgar.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 22,039,410 Underlying: Charter Communications Class A Common Stock · 112,122 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionStock Options · Derivative | 27,000 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-18-000029 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,046 Underlying: Class A Common Stock · 27,000 shares Expires 2025-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
SaleClass A Common Stock | 27,000 | $364.76 | $9,848,520.00 |
DisclosureSEC source: 0001091667-18-000029 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.430 to 366.210, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 27,000 | $175.76 | $4,745,520.00 |
DisclosureSEC source: 0001091667-18-000029 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on January 15, 2015. F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 23:13 UTC |
Howard Kevin DSVP/CAO/Controller
|
GrantRestricted Stock Units (3-year Cliff) · Derivative | 584 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000014 · edgar.xml · derivative · entry 2 Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584 Underlying: Class A Common Stock · 584 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 16, 2021. F4 · derivative.expiration_date: Not applicable Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 23:13 UTC |
Howard Kevin DSVP/CAO/Controller
|
GrantStock Options (3-Year Cliff) · Derivative | 6,495 | $353.20 Strike: $353.20 | $2,294,063.88 |
DisclosureSEC source: 0001091667-18-000014 · edgar.xml · derivative · entry 1 Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,495 Underlying: Class A Common Stock · 6,495 shares Expires 2028-01-16 F1 · derivative.exercise_date: Stock Options granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, January 16, 2021. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:46 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000012 · edgar.xml · derivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 6,292 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F5 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 6,292 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:46 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock | 2,306 | $356.32 | $821,673.92 |
DisclosureSEC source: 0001091667-18-000012 · edgar.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,573 F4 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:46 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock | 5,689 | $356.32 | $2,027,104.48 |
DisclosureSEC source: 0001091667-18-000012 · edgar.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:37 UTC |
Winfrey Christopher LChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000010 · edgar.xml · derivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 1,573 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 1,573 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:37 UTC |
Winfrey Christopher LChief Financial Officer
|
Tax withholdingClass A Common Stock | 501 | $356.32 | $178,516.32 |
DisclosureSEC source: 0001091667-18-000010 · edgar.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,837 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:37 UTC |
Winfrey Christopher LChief Financial Officer
|
Exercise / conversionClass A Common Stock | 1,422 | $356.32 | $506,687.04 |
DisclosureSEC source: 0001091667-18-000010 · edgar.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:33 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · derivative · entry 7 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 3,146 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F7 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 3,146 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:33 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 990 | $356.32 | $352,756.80 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F4 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:33 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 2,844 | $356.32 | $1,013,374.08 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:28 UTC |
Howard Kevin DSVP/CAO/Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 725 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000006 · edgar.xml · derivative · entry 3 Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 802 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 802 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:28 UTC |
Howard Kevin DSVP/CAO/Controller
|
Tax withholdingClass A Common Stock | 257 | $356.32 | $91,574.24 |
DisclosureSEC source: 0001091667-18-000006 · edgar.xml · nonDerivative · entry 2 Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,882 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:28 UTC |
Howard Kevin DSVP/CAO/Controller
|
Exercise / conversionClass A Common Stock | 725 | $356.32 | $258,332.00 |
DisclosureSEC source: 0001091667-18-000006 · edgar.xml · nonDerivative · entry 1 Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:20 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000004 · edgar.xml · derivative · entry 3 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 944 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 944 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:20 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Tax withholdingClass A Common Stock | 308 | $356.32 | $109,746.56 |
DisclosureSEC source: 0001091667-18-000004 · edgar.xml · nonDerivative · entry 2 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927.1 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:20 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionClass A Common Stock | 853 | $356.32 | $303,940.96 |
DisclosureSEC source: 0001091667-18-000004 · edgar.xml · nonDerivative · entry 1 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:17 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000002 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 1573 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 1573 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:17 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 540 | $356.32 | $192,412.80 |
DisclosureSEC source: 0001091667-18-000002 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:17 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 1,422 | $356.32 | $506,687.04 |
DisclosureSEC source: 0001091667-18-000002 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2018 Filed Mar 15, 2018 20:37 UTC Amendment |
Rutledge ThomasDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock | 2,306 | $356.32 | $821,673.92 |
DisclosureSEC source: 0001091667-18-000037 · edgar.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,573 F4 · shares: Withholding of securities for the purpose of paying taxes. F5 · balance_after: The amount of securities beneficially owned was overstated in the initial Form 4 filing due to a mathematical error. Read SEC document |
| January 15, 2018 Filed Mar 15, 2018 20:37 UTC Amendment |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock | 5,689 | $356.32 | $2,027,104.48 |
DisclosureSEC source: 0001091667-18-000037 · edgar.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis. F5 · balance_after: The amount of securities beneficially owned was overstated in the initial Form 4 filing due to a mathematical error. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:09 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 176,839 | $336.05 | $59,426,745.95 |
DisclosureSEC source: 0000899243-18-000861 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,151,532 Underlying: Charter Communications Class A Common Stock · 176,839 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| January 09, 2018 Filed Jan 17, 2018 23:18 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 176,839 | $336.05 | $59,426,745.95 |
DisclosureSEC source: 0001091667-18-000016 · edgar.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 22,151,532 Underlying: Charter Communications Class A Common Stock · 176,839 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose Read SEC document |
| December 22, 2017 Filed Jan 17, 2018 22:46 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000012 · edgar.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,190 F2 · shares: Charitable gift Read SEC document |
| December 22, 2017 Filed Mar 15, 2018 20:37 UTC Amendment |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000037 · edgar.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,190 F2 · shares: Charitable gift F5 · balance_after: The amount of securities beneficially owned was overstated in the initial Form 4 filing due to a mathematical error. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 12:14 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
ConversionClass B Common Units of Charter Communications Holdings, LLC · Derivative | 1,263,497 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-029454 · doc4.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,328,371 Underlying: Class A Common Stock of Charter Communications, Inc. · 1,263,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F3 · shares: Such Class B Common Units of Charter Holdings were surrendered by A/N in exchange for an equivalent number of shares of Class A Common Stock of the Issuer without the payment of additional consideration. F2 · derivative.expiration_date: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 12:14 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
ConversionClass A Common Stock of Charter Communications, Inc. | 1,263,497 | $316.58 | $400,000,028.20 |
DisclosureSEC source: 0000899243-17-029454 · doc4.xml · nonDerivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 3,116,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of an exchange notice by Advance/Newhouse Partnership, a New York partnership ("A/N"). Such shares of Class A Common Stock were acquired in exchange for an equivalent number of Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") without the payment of additional consideration. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 21:31 UTC |
Newhouse Michael ADirector
|
ConversionClass B Common Units of Charter Communications Holdings, LLC · Derivative | 1,263,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-17-000111 · edgar.xml · derivative · entry 12 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 22,328,371 Underlying: Charter Communications Class A Common Stock · 1,263,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F8 · shares: Such Class B Common Units of Charter Holdings were surrendered by A/N in exchange for an equivalent number of shares of Class A Common Stock of the Issuer without the payment of additional consideration. F5 · derivative.expiration_date: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F3 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 21:31 UTC |
Newhouse Michael ADirector
|
ConversionCharter Communications Class A Common Stock | 1,263,497 | $316.58 | $400,000,028.20 |
DisclosureSEC source: 0001091667-17-000111 · edgar.xml · nonDerivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 3,116,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of an exchange notice by Advance/Newhouse Partnership, a New York partnership ("A/N"). Such shares of Class A Common Stock were acquired in exchange for an equivalent number of Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") without the payment of additional consideration. F2 · balance_after: Does not include 1,088 shares of restricted Class A Common Stock of the Issuer that were received by the Reporting Person in connection with his service as a director of the Issuer and are directly beneficially owned by the Reporting Person. F3 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 11:56 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 367,094 | $340.07 | $124,837,656.58 |
DisclosureSEC source: 0000899243-17-028212 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 23,591,868 Underlying: Charter Communications Class A Common Stock · 367,094 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| December 07, 2017 Filed Dec 22, 2017 21:31 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 367,094 | $340.07 | $124,837,656.58 |
DisclosureSEC source: 0001091667-17-000111 · edgar.xml · derivative · entry 11 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 23,591,868 Underlying: Charter Communications Class A Common Stock · 367,094 shares Expires not disclosed F5 · derivative.exercise_price: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F6 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F5 · derivative.expiration_date: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F3 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 08:06 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 1,089,291 | $348.86 | $380,010,058.26 |
DisclosureSEC source: 0000899243-17-025700 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 23,958,962 Underlying: Charter Communications Class A Common Stock · 1,089,291 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| November 07, 2017 Filed Dec 22, 2017 21:31 UTC |
Newhouse Michael ADirector
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 1,089,291 | $348.86 | $380,010,058.26 |
DisclosureSEC source: 0001091667-17-000111 · edgar.xml · derivative · entry 10 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 23,958,962 Underlying: Charter Communications Class A Common Stock · 1,089,291 shares Expires not disclosed F5 · derivative.exercise_price: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F6 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F5 · derivative.expiration_date: The Class B Common Units of Charter Holdings are exchangeable by A/N at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) cash based on the volume weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's exchange notice, and have no expiration date. F3 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2017 Filed Feb 14, 2018 22:35 UTC |
Markley John D JrDirector
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GiftClass A Common Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000033 · edgar.xml · nonDerivative · entry 1 Markley John D Jr · CIK 0001473125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,060 F1 · shares: Transferred shares to a trust. F2 · balance_after: Includes shares held by John D. Markley, Jr. and Rebecca Markley as joint tenants with right of survivorship. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 20:30 UTC |
Winfrey Christopher LChief Financial Officer
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PurchaseClass A Common Stock | 3,100 | $323.61 | $1,003,191.00 |
DisclosureSEC source: 0001091667-17-000107 · edgar.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,916 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $324.00 to $323.32, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 11:07 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 641,133 | $371.29 | $238,046,271.57 |
DisclosureSEC source: 0000899243-17-023871 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 25,048,253 Underlying: Charter Communications Class A Common Stock · 641,133 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.