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CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
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710

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5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2019 Filed Feb 27, 2019 22:00 UTC Amendment
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 12,000 $183.87 $2,206,440.00
Disclosure

SEC source: 0001091667-19-000048 · edgar.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock options granted 1/15/2016.

F4 · balance_after: The original Form 4 incorrectly reported the amount of shares beneficially owned following reported transaction(s).

Read SEC document
January 28, 2019 Filed Jan 30, 2019 21:53 UTC
Howard Kevin DSVP/CAO/Controller
GrantRestricted Stock Units · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000022 · edgar.xml · derivative · entry 2

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151

Underlying: Class A Common Stock · 151 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 28, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 28, 2022.

F4 · derivative.expiration_date: Not applicable

Read SEC document
January 28, 2019 Filed Jan 30, 2019 21:53 UTC
Howard Kevin DSVP/CAO/Controller
GrantStock Options · Derivative 1,593 $289.52 Strike: $289.52 $461,201.38
Disclosure

SEC source: 0001091667-19-000022 · edgar.xml · derivative · entry 1

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Class A Common Stock · 1,593 shares

Expires 2029-01-28

F1 · derivative.exercise_date: Stock Options granted on January 28, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, January 28, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement

Read SEC document
January 15, 2019 Filed Jan 16, 2019 23:10 UTC
Howard Kevin DSVP/CAO/Controller
GrantRestricted Stock Units · Derivative 706 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000008 · edgar.xml · derivative · entry 5

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Class A Common Stock · 706 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted Stock Unit grant - price not applicable.

F6 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022.

F7 · derivative.expiration_date: Not applicable

Read SEC document
January 15, 2019 Filed Jan 16, 2019 23:10 UTC
Howard Kevin DSVP/CAO/Controller
GrantStock Options · Derivative 7,467 $292.31 Strike: $292.31 $2,182,678.77
Disclosure

SEC source: 0001091667-19-000008 · edgar.xml · derivative · entry 4

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,467

Underlying: Class A Common Stock · 7,467 shares

Expires 2029-01-15

F4 · derivative.exercise_date: Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 23:10 UTC
Howard Kevin DSVP/CAO/Controller
Exercise / conversionRestricted Stock Units · Derivative 1,732 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000008 · edgar.xml · derivative · entry 3

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 1,916 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F3 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 1,916 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 23:10 UTC
Howard Kevin DSVP/CAO/Controller
Tax withholdingClass A Common Stock 543 $292.31 $158,724.33
Disclosure

SEC source: 0001091667-19-000008 · edgar.xml · nonDerivative · entry 2

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,071

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 23:10 UTC
Howard Kevin DSVP/CAO/Controller
Exercise / conversionClass A Common Stock 1,732 $292.31 $506,280.92
Disclosure

SEC source: 0001091667-19-000008 · edgar.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · SVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 22:02 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 6,798 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000004 · edgar.xml · derivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F3 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 22:02 UTC
Hargis JonathanEVP/Chief Marketing Officer
Tax withholdingClass A Common Stock 2,834 $292.31 $828,406.54
Disclosure

SEC source: 0001091667-19-000004 · edgar.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,895

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 22:02 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 6,798 $292.31 $1,987,123.38
Disclosure

SEC source: 0001091667-19-000004 · edgar.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:53 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,078 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000002 · edgar.xml · derivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 4,511 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F3 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 4,511 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:53 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Tax withholdingClass A Common Stock 1,395 $292.31 $407,772.45
Disclosure

SEC source: 0001091667-19-000002 · edgar.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,610.1

F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:53 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionClass A Common Stock 4,078 $292.31 $1,192,040.18
Disclosure

SEC source: 0001091667-19-000002 · edgar.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,798 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · derivative · entry 15

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F12 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 2,832 $292.31 $827,821.92
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,646

F7 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 6,798 $292.31 $1,987,123.38
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of Restricted Stock Units as well as the exercise price of options(divided by .9042) and the number of options (multiplied by .9042).

F6 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:10 UTC Amendment
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 6,798 $292.31 $1,987,123.38
Disclosure

SEC source: 0001091667-19-000017 · edgar.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The original Form 4 incorrectly reported this transaction as a disposition of shares rather than an acquisition of shares.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:40 UTC
Bickham JohnPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 13,596 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000013 · edgar.xml · derivative · entry 4

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 15,037 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

F4 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 15,037 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:40 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 5,791 $292.31 $1,692,767.21
Disclosure

SEC source: 0001091667-19-000013 · edgar.xml · nonDerivative · entry 2

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,935

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:40 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 13,596 $292.31 $3,974,246.76
Disclosure

SEC source: 0001091667-19-000013 · edgar.xml · nonDerivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
January 08, 2019 Filed Jan 8, 2019 11:09 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 172,667 $299.40 $51,696,499.80
Disclosure

SEC source: 0000899243-19-000712 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 20,030,514

Underlying: Charter Communications Class A Common Stock · 172,667 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
January 08, 2019 Filed Jan 8, 2019 16:09 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 172,667 $299.40 $51,696,499.80
Disclosure

SEC source: 0000899243-19-000713 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 20,030,514

Underlying: Charter Communications Class A Common Stock · 172,667 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 07, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 22,605 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,908

F4 · price: On 12/7/2018, Atalaya Management, LLC transferred 22,605 shares of Charter Class A common stock to the Winfrey Dynasty Trust.

Read SEC document
December 07, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 22,605 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 7

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atalaya Management, LLC

Disclosed balance after: 27,126

F4 · price: On 12/7/2018, Atalaya Management, LLC transferred 22,605 shares of Charter Class A common stock to the Winfrey Dynasty Trust.

Read SEC document
December 07, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 12,303 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,303

F3 · price: On 12/7/2018, the reporting person transferred 12,303 shares of Charter Class A common stock to the Winfrey Dynasty Trust.

Read SEC document
December 07, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 12,303 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680

F3 · price: On 12/7/2018, the reporting person transferred 12,303 shares of Charter Class A common stock to the Winfrey Dynasty Trust.

Read SEC document
December 07, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 34,909 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,909

F2 · price: On 12/7/2018, the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 transferred 34,909 shares of Charter Class A common stock to the Yeniley L Winfrey Irrevocable Trust.

Read SEC document
December 07, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 34,909 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 945

F2 · price: On 12/7/2018, the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 transferred 34,909 shares of Charter Class A common stock to the Yeniley L Winfrey Irrevocable Trust.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 14:22 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 192,793 $320.34 $61,759,309.62
Disclosure

SEC source: 0000899243-18-030526 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 20,203,181

Underlying: Charter Communications Class A Common Stock · 192,793 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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December 06, 2018 Filed Dec 10, 2018 19:19 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 192,793 $320.34 $61,759,309.62
Disclosure

SEC source: 0000899243-18-030524 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 20,203,181

Underlying: Charter Communications Class A Common Stock · 192,793 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 14:28 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 219,430 $313.58 $68,808,859.40
Disclosure

SEC source: 0000899243-18-028391 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 20,395,974

Underlying: Charter Communications Class A Common Stock · 219,430 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 19:21 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 219,430 $313.58 $68,808,859.40
Disclosure

SEC source: 0000899243-18-028389 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 20,395,974

Underlying: Charter Communications Class A Common Stock · 219,430 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:40 UTC
Bickham JohnPresident and COO
Exercise / conversionTime Vesting Stock Options · Derivative 63,294 $0.00 Strike: $66.87 $0.00
Disclosure

SEC source: 0001091667-18-000105 · edgar.xml · derivative · entry 6

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,294 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F5 · shares: Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012.

F5 · derivative.exercise_date: Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:40 UTC
Bickham JohnPresident and COO
Exercise / conversionPerformance Vesting Stock Options · Derivative 81,378 $0.00 Strike: $66.87 $0.00
Disclosure

SEC source: 0001091667-18-000105 · edgar.xml · derivative · entry 5

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 81,378 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F2 · shares: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing.

F2 · derivative.exercise_date: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:40 UTC
Bickham JohnPresident and COO
SaleClass A Common Stock 63,294 $324.31 $20,526,680.93
Disclosure

SEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 4

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.00 to $325.87, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:40 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 63,294 $66.87 $4,232,469.78
Disclosure

SEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 3

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F5 · shares: Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012.

F1 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:40 UTC
Bickham JohnPresident and COO
SaleClass A Common Stock 81,378 $321.47 $26,160,292.70
Disclosure

SEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 2

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.00 to $323.37, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:40 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 81,378 $66.87 $5,441,746.86
Disclosure

SEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F2 · shares: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing.

F1 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
October 24, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 35,854 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,854

F1 · price: On October 24, 2018, the reporting person transferred 35,854 shares of Charter Class A common stock to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

Read SEC document
October 24, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 35,854 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,983

F1 · price: On October 24, 2018, the reporting person transferred 35,854 shares of Charter Class A common stock to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

Read SEC document
October 23, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 14,970 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · derivative · entry 14

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,970

Underlying: Class A common stock · 14,970 shares

Expires 2024-01-15

F11 · price: On October 23, 2018, the reporting person transferred 14,970 stock options to the Christopher L. Winfrey 2018 GRAT I.

F10 · derivative.exercise_date: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F11 · derivative.underlying_shares: On October 23, 2018, the reporting person transferred 14,970 stock options to the Christopher L. Winfrey 2018 GRAT I.

Read SEC document
October 23, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 14,970 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · derivative · entry 13

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,006

Underlying: Class A common stock · 14,970 shares

Expires 2024-01-15

F11 · price: On October 23, 2018, the reporting person transferred 14,970 stock options to the Christopher L. Winfrey 2018 GRAT I.

F10 · derivative.exercise_date: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F11 · derivative.underlying_shares: On October 23, 2018, the reporting person transferred 14,970 stock options to the Christopher L. Winfrey 2018 GRAT I.

Read SEC document
October 23, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 93,434 Not disclosed Strike: $60.96 Not disclosed
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · derivative · entry 12

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 93,434

Underlying: Class A common stock · 93,434 shares

Expires 2021-04-26

F9 · price: On October 23, 2018, the reporting person transferred 93,434 stock options to the Christopher L. Winfrey 2018 GRAT II.

F8 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011; 60,277 stock options subject to the attainment of a $60 per share hurdle; 60,278 stock options subject to the attainment of a $80 per share hurdle; and 30,278 stock options subject to the attainment of a $100 per-share hurdle; Vesting schedule as follows: 33% first eligible to vest on January 26, 2012; 33% first eligible to vest on September 30, 2012; and 33% first eligible to vest on September 30, 2013. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares and performance targets in this footnote were not adjusted for purposes of this filing.

F9 · derivative.underlying_shares: On October 23, 2018, the reporting person transferred 93,434 stock options to the Christopher L. Winfrey 2018 GRAT II.

Read SEC document
October 23, 2018 Filed Jan 17, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 93,434 Not disclosed Strike: $60.96 Not disclosed
Disclosure

SEC source: 0001091667-19-000015 · edgar.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,075

Underlying: Class A common stock · 93,434 shares

Expires 2021-04-26

F5 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of Restricted Stock Units as well as the exercise price of options(divided by .9042) and the number of options (multiplied by .9042).

F8 · shares: Performance-vesting stock options granted on April 26, 2011; 60,277 stock options subject to the attainment of a $60 per share hurdle; 60,278 stock options subject to the attainment of a $80 per share hurdle; and 30,278 stock options subject to the attainment of a $100 per-share hurdle; Vesting schedule as follows: 33% first eligible to vest on January 26, 2012; 33% first eligible to vest on September 30, 2012; and 33% first eligible to vest on September 30, 2013. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares and performance targets in this footnote were not adjusted for purposes of this filing.

F9 · price: On October 23, 2018, the reporting person transferred 93,434 stock options to the Christopher L. Winfrey 2018 GRAT II.

F8 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011; 60,277 stock options subject to the attainment of a $60 per share hurdle; 60,278 stock options subject to the attainment of a $80 per share hurdle; and 30,278 stock options subject to the attainment of a $100 per-share hurdle; Vesting schedule as follows: 33% first eligible to vest on January 26, 2012; 33% first eligible to vest on September 30, 2012; and 33% first eligible to vest on September 30, 2013. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares and performance targets in this footnote were not adjusted for purposes of this filing.

F9 · derivative.underlying_shares: On October 23, 2018, the reporting person transferred 93,434 stock options to the Christopher L. Winfrey 2018 GRAT II.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 13:20 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 166,492 $315.35 $52,503,252.20
Disclosure

SEC source: 0000899243-18-026402 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 20,615,404

Underlying: Charter Communications Class A Common Stock · 166,492 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 17:17 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 166,492 $315.35 $52,503,252.20
Disclosure

SEC source: 0000899243-18-026400 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 20,615,404

Underlying: Charter Communications Class A Common Stock · 166,492 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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September 10, 2018 Filed Sep 12, 2018 14:46 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 196,114 $301.95 $59,216,622.30
Disclosure

SEC source: 0000899243-18-024245 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 20,781,896

Underlying: Charter Communications Class A Common Stock · 196,114 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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September 10, 2018 Filed Sep 12, 2018 18:45 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 196,114 $301.95 $59,216,622.30
Disclosure

SEC source: 0000899243-18-024244 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 20,781,896

Underlying: Charter Communications Class A Common Stock · 196,114 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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August 10, 2018 Filed Aug 28, 2018 12:43 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 79,958 $295.58 $23,633,985.64
Disclosure

SEC source: 0000899243-18-023353 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 20,978,010

Underlying: Charter Communications Class A Common Stock · 79,958 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.