Last 12 months
Inside the activity.
5 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 23, 2019 21:29 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000134 · wf-form4_157713656816615.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,327 Underlying: Class A Common Stock · 2,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:29 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 1,367 | $477.17 | $652,291.39 |
DisclosureSEC source: 0001091667-19-000134 · wf-form4_157713656816615.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:29 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 2,790 | $477.17 | $1,331,304.30 |
DisclosureSEC source: 0001091667-19-000134 · wf-form4_157713656816615.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 12:57 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 234,146 | $472.70 | $110,680,814.20 |
DisclosureSEC source: 0000899243-19-028653 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 17,926,275 Underlying: Charter Communications Class A Common Stock · 234,146 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 17:55 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 234,146 | $472.70 | $110,680,814.20 |
DisclosureSEC source: 0000899243-19-028652 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 17,926,275 Underlying: Charter Communications Class A Common Stock · 234,146 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 2,541 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,727 Underlying: Class A Common Stock · 2,541 shares Expires 2024-01-15 F5 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F6 · price: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. F5 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F6 · derivative.underlying_shares: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 2,541 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,249 Underlying: Class A Common Stock · 2,541 shares Expires 2024-01-15 F6 · price: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. F5 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F6 · derivative.underlying_shares: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 27,942 | Not disclosed Strike: $60.96 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,017 Underlying: Class A Common Stock · 27,942 shares Expires 2021-04-26 F3 · shares: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. F4 · price: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. F3 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. F4 · derivative.underlying_shares: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 27,942 | Not disclosed Strike: $60.96 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 7 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 65,492 Underlying: Class A Common Stock · 27,942 shares Expires 2021-04-26 F4 · price: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. F3 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. F4 · derivative.underlying_shares: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. Read SEC document |
| November 25, 2019 Filed Dec 23, 2019 21:53 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
GiftClass A Common Stock | 575.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · nonDerivative · entry 1 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 F1 · shares: Charitable gift Read SEC document |
| November 14, 2019 Filed Jan 18, 2020 00:03 UTC |
Howard Kevin DEVP/CAO/Controller
|
GiftClass A Common Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000013 · wf-form4_157930576253942.xml · nonDerivative · entry 1 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,934 F1 · shares: Charitable gift Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:57 UTC Amendment |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 165,962 | $435.17 | $72,221,683.54 |
DisclosureSEC source: 0000899243-19-026980 · doc4a.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 18,160,421 Underlying: Charter Communications Class A Common Stock · 165,962 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. This amendment corrects a typographical error in the number of derivative securities disposed of. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 08:58 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 16,596 | $435.17 | $7,222,081.32 |
DisclosureSEC source: 0000899243-19-026920 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 18,160,421 Underlying: Charter Communications Class A Common Stock · 165,962 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 13:58 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 165,962 | $435.17 | $72,221,683.54 |
DisclosureSEC source: 0000899243-19-026919 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 18,160,421 Underlying: Charter Communications Class A Common Stock · 165,962 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 22:04 UTC |
MERRITT DAVID CDirector
|
SaleClass A Common Stock | 1,200 | $474.47 | $569,364.00 |
DisclosureSEC source: 0001091667-19-000121 · edgar.xml · nonDerivative · entry 1 MERRITT DAVID C · CIK 0001254013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,276 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $474.4596 to $474.535, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 22:00 UTC |
Conn LanceDirector
|
SaleClass A Common Stock | 1,000 | $475.00 | $475,000.00 |
DisclosureSEC source: 0001091667-19-000119 · edgar.xml · nonDerivative · entry 1 Conn Lance · CIK 0001304490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,552 F1 · shares: Shares sold pursuant to 10b5-1 plan. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $183.87 | $0.00 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,064 Underlying: Class A Common Stock · 4,000 shares Expires 2026-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
SaleClass A Common Stock | 1,234 | $464.80 | $573,563.20 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,895 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $464.73 to $465.06, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 2,766 | $465.48 | $1,287,517.68 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,129 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 4,000 | $183.87 | $735,480.00 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on 1/15/2016. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:56 UTC |
Conn LanceDirector
|
SaleClass A Common Stock | 1,000 | $460.87 | $460,870.00 |
DisclosureSEC source: 0001091667-19-000115 · edgar.xml · nonDerivative · entry 1 Conn Lance · CIK 0001304490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552 F1 · shares: Shares sold pursuant to 10b5-1 plan. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 10:42 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 261,237 | $419.78 | $109,662,067.86 |
DisclosureSEC source: 0000899243-19-025270 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 18,326,383 Underlying: Charter Communications Class A Common Stock · 261,237 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 14:42 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 261,237 | $419.78 | $109,662,067.86 |
DisclosureSEC source: 0000899243-19-025271 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 18,326,383 Underlying: Charter Communications Class A Common Stock · 261,237 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 12:28 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 490,021 | $391.68 | $191,931,425.28 |
DisclosureSEC source: 0000899243-19-023404 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 18,587,620 Underlying: Charter Communications Class A Common Stock · 490,021 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 16:27 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 490,021 | $391.68 | $191,931,425.28 |
DisclosureSEC source: 0000899243-19-023403 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 18,587,620 Underlying: Charter Communications Class A Common Stock · 490,021 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 20:33 UTC |
Conn LanceDirector
|
SaleClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-19-000106 · edgar.xml · nonDerivative · entry 1 Conn Lance · CIK 0001304490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,552 F1 · shares: Shares sold pursuant to 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.00 to $425.23, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:23 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 270,472 | $391.83 | $105,979,043.76 |
DisclosureSEC source: 0000899243-19-021579 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,077,641 Underlying: Charter Communications Class A Common Stock · 270,472 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 20:21 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 270,472 | $391.83 | $105,979,043.76 |
DisclosureSEC source: 0000899243-19-021578 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 19,077,641 Underlying: Charter Communications Class A Common Stock · 270,472 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:27 UTC |
Jacobson Craig ADirector
|
SaleClass A Common Stock | 1,000 | $389.78 | $389,776.50 |
DisclosureSEC source: 0001091667-19-000099 · edgar.xml · nonDerivative · entry 1 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,773 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $389.935 to $389.665, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 07:46 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
PurchasePut option (right to sell) · Derivative | 493,750 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-19-005554 · ownership.xml · derivative · entry 6 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,750 Underlying: Common Stock · 493,750 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 07:46 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
PurchasePut option (right to sell) · Derivative | 1,481,250 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-19-005554 · ownership.xml · derivative · entry 5 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481,250 Underlying: Common Stock · 1,481,250 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 07:46 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
PurchasePut option (right to sell) · Derivative | 1,975,000 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-19-005554 · ownership.xml · derivative · entry 4 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,975,000 Underlying: Common Stock · 1,975,000 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 07:46 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
SaleCall option (obligation to sell) · Derivative | 493,750 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-19-005554 · ownership.xml · derivative · entry 3 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,750 Underlying: Common Stock · 493,750 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 07:46 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
SaleCall option (obligation to sell) · Derivative | 1,481,250 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-19-005554 · ownership.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481,250 Underlying: Common Stock · 1,481,250 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 07:46 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
SaleCall option (obligation to sell) · Derivative | 1,975,000 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-19-005554 · ownership.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,975,000 Underlying: Common Stock · 1,975,000 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:45 UTC |
Newhouse Michael ADirector
|
PurchasePut option (right to sell) · Derivative | 493,750 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-19-005553 · ownership.xml · derivative · entry 6 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 493,750 Underlying: Common Stock · 493,750 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:45 UTC |
Newhouse Michael ADirector
|
PurchasePut option (right to sell) · Derivative | 1,481,250 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-19-005553 · ownership.xml · derivative · entry 5 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 1,481,250 Underlying: Common Stock · 1,481,250 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:45 UTC |
Newhouse Michael ADirector
|
PurchasePut option (right to sell) · Derivative | 1,975,000 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-19-005553 · ownership.xml · derivative · entry 4 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 1,975,000 Underlying: Common Stock · 1,975,000 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:45 UTC |
Newhouse Michael ADirector
|
SaleCall option (obligation to sell) · Derivative | 493,750 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-19-005553 · ownership.xml · derivative · entry 3 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 493,750 Underlying: Common Stock · 493,750 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:45 UTC |
Newhouse Michael ADirector
|
SaleCall option (obligation to sell) · Derivative | 1,481,250 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-19-005553 · ownership.xml · derivative · entry 2 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 1,481,250 Underlying: Common Stock · 1,481,250 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:45 UTC |
Newhouse Michael ADirector
|
SaleCall option (obligation to sell) · Derivative | 1,975,000 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-19-005553 · ownership.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 1,975,000 Underlying: Common Stock · 1,975,000 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price. F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 15, 2022 to September 6, 2022, inclusive. F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 20:35 UTC |
Zinterhofer Eric LouisDirector
|
GrantClass A Common Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000093 · edgar.xml · nonDerivative · entry 1 Zinterhofer Eric Louis · CIK 0001267621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,172 F1 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to accept board retainer in stock in lieu of cash valued at $70,000.00 on date of grant to fully vest on April 23, 2020 for board service from October 1, 2019 to April 29, 2020. Read SEC document |
| July 09, 2019 Filed Jul 10, 2019 17:28 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 104,333 | $390.77 | $40,770,206.41 |
DisclosureSEC source: 0000899243-19-019446 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,348,113 Underlying: Charter Communications Class A Common Stock · 104,333 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| July 09, 2019 Filed Jul 10, 2019 21:28 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 104,333 | $390.77 | $40,770,206.41 |
DisclosureSEC source: 0000899243-19-019447 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 19,348,113 Underlying: Charter Communications Class A Common Stock · 104,333 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:36 UTC |
Conn LanceDirector
|
SaleClass A Common Stock | 927 | $400.00 | $370,800.00 |
DisclosureSEC source: 0001091667-19-000089 · edgar.xml · nonDerivative · entry 1 Conn Lance · CIK 0001304490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,552 F1 · shares: Shares sold pursuant to 10b5-1 plan. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 15:36 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 127,321 | $375.98 | $47,870,149.58 |
DisclosureSEC source: 0000899243-19-016178 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 19,452,446 Underlying: Charter Communications Class A Common Stock · 127,321 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 11:44 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 127,321 | $375.98 | $47,870,149.58 |
DisclosureSEC source: 0000899243-19-016180 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,452,446 Underlying: Charter Communications Class A Common Stock · 127,321 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| May 08, 2019 Filed May 10, 2019 13:44 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 98,472 | $354.09 | $34,867,950.48 |
DisclosureSEC source: 0000899243-19-012996 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,579,767 Underlying: Charter Communications Class A Common Stock · 98,472 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| May 08, 2019 Filed May 10, 2019 17:43 UTC |
Newhouse Michael ADirector
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 98,472 | $354.09 | $34,867,950.48 |
DisclosureSEC source: 0000899243-19-012993 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 19,579,767 Underlying: Charter Communications Class A Common Stock · 98,472 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:39 UTC |
Jacobson Craig ADirector
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SaleClass A Common Stock | 1,325 | $375.18 | $497,110.85 |
DisclosureSEC source: 0001091667-19-000087 · edgar.xml · nonDerivative · entry 1 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,773 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $374.87 to $375.67, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.