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Nasdaq · USD

CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2020 Filed Feb 5, 2020 13:28 UTC SaleCall option (obligation to sell) · Derivative 600,000 Not disclosed Strike: $643.08 Not disclosed
Disclosure

SEC source: 0001387131-20-001013 · ownership.xml · derivative · entry 3

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price.

F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 13:28 UTC SaleCall option (obligation to sell) · Derivative 1,000,000 Not disclosed Strike: $643.08 Not disclosed
Disclosure

SEC source: 0001387131-20-001013 · ownership.xml · derivative · entry 2

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price.

F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 13:28 UTC SaleCall option (obligation to sell) · Derivative 2,100,000 Not disclosed Strike: $643.08 Not disclosed
Disclosure

SEC source: 0001387131-20-001013 · ownership.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 2,100,000

Underlying: Common Stock · 2,100,000 shares

Expires not disclosed

F1 · price: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F3 · price: On the relevant expiration date, the call option will automatically be exercised (and the put option will expire unexercised) if the volume weighted average price of the Common Stock on the relevant expiration date (the "Reference Price") is greater than or equal to the call option strike price; the put option will automatically be exercised (and the call option will expire unexercised) if the Reference Price is less than or equal to the put option strike price; and the call option and the put option will each expire unexercised if the Reference Price is greater than the put option strike price but less than the call option strike price.

F4 · price: The Transaction is a "zero-cost collar", in which no premium was exchanged for either the call option or the put option.

F1 · derivative.exercise_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F1 · derivative.expiration_date: On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). The Transactions will be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: The Transaction expires evenly over a series of expiration dates from August 12, 2024 to September 5, 2024, inclusive.

F5 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:48 UTC SaleClass A Common Stock 940 $529.64 $497,865.36
Disclosure

SEC source: 0001091667-20-000033 · wf-form4_158102929686074.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionStock Options · Derivative 81,378 Not disclosed Strike: $36.17 Not disclosed
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 81,378 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

F1 · price: Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
SaleClass A Common Stock 19,337 $523.77 $10,128,140.49
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,121

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions pursuant to the 10b5-1 plan reported in footnote #1 at prices ranging from $519.85 to $528.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 21,346 $528.85 $11,288,832.10
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,458

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes from the transactions pursuant to the 10b5-1 plan reported in footnote #1.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 21,352 $528.64 $11,287,521.28
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,804

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes from the transactions pursuant to the 10b5-1 plan reported in footnote #1.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 81,378 $36.17 $2,943,442.26
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:44 UTC
Conn LanceDirector
SaleClass A Common Stock 1,000 $525.00 $525,000.00
Disclosure

SEC source: 0001091667-20-000027 · wf-form4_158093908246416.xml · nonDerivative · entry 1

Conn Lance · CIK 0001304490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F1 · shares: Shares sold pursuant to a 10b5-1 plan

Read SEC document
January 28, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 24,064 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 13

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 24,064

Underlying: Class A Common Stock · 24,064 shares

Expires 2026-01-15

F6 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

F7 · price: On January 28, 2020, the reporting person transferred 24,064 stock options to the Christopher L. Winfrey 2019 GRAT I.

F6 · derivative.underlying_shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

Read SEC document
January 28, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 24,064 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 12

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,064 shares

Expires 2026-01-15

F6 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

F7 · price: On January 28, 2020, the reporting person transferred 24,064 stock options to the Christopher L. Winfrey 2019 GRAT I.

F6 · derivative.exercise_date: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

F6 · derivative.underlying_shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.

Read SEC document
January 28, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 99,461 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,461

Underlying: Class A Common Stock · 99,461 shares

Expires 2026-06-17

F4 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F5 · price: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I.

F4 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F5 · derivative.underlying_shares: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I.

Read SEC document
January 28, 2020 Filed Feb 6, 2020 21:50 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 99,461 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,848

Underlying: Class A Common Stock · 99,461 shares

Expires 2026-06-17

F4 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F5 · price: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I.

F4 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F5 · derivative.underlying_shares: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:20 UTC
Howard Kevin DEVP/CAO/Controller
Exercise / conversionRestricted Stock Units (3-year Cliff) · Derivative 1,063 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000015 · wf-form4_157964523592601.xml · derivative · entry 3

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F2 · derivative.exercise_date: Restricted Stock Units granted on January 17, 2017 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2020.

F1 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:20 UTC
Howard Kevin DEVP/CAO/Controller
Tax withholdingClass A Common Stock 328 $506.68 $166,191.04
Disclosure

SEC source: 0001091667-20-000015 · wf-form4_157964523592601.xml · nonDerivative · entry 2

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:20 UTC
Howard Kevin DEVP/CAO/Controller
Exercise / conversionClass A Common Stock 1,063 $506.68 $538,600.84
Disclosure

SEC source: 0001091667-20-000015 · wf-form4_157964523592601.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:58 UTC
Winfrey Christopher LChief Financial Officer
GrantRestricted Stock Units · Derivative 1,758 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000009 · wf-form4_157930549123632.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Charter Communications Class A Common Stock · 1,758 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:58 UTC
Winfrey Christopher LChief Financial Officer
GrantCharter Options · Derivative 55,758 $512.06 Strike: $512.06 $28,551,302.09
Disclosure

SEC source: 0001091667-20-000009 · wf-form4_157930549123632.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,758

Underlying: Charter Communications Class A Common Stock · 55,758 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:03 UTC
Howard Kevin DEVP/CAO/Controller
GrantRestricted Stock Units · Derivative 195 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000013 · wf-form4_157930576253942.xml · derivative · entry 3

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Charter Communications Class A Common Stock · 195 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F4 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F3 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:03 UTC
Howard Kevin DEVP/CAO/Controller
GrantCharter Options · Derivative 6,195 $512.06 Strike: $512.06 $3,172,196.21
Disclosure

SEC source: 0001091667-20-000013 · wf-form4_157930576253942.xml · derivative · entry 2

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195

Underlying: Charter Communications Class A Common Stock · 6,195 shares

Expires 2030-01-15

F2 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:01 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GrantRestricted Stock Units · Derivative 586 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000012 · wf-form4_157930569964261.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

Underlying: Charter Communications Class A Common Stock · 586 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:01 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GrantCharter Options · Derivative 18,586 $512.06 Strike: $512.06 $9,517,100.70
Disclosure

SEC source: 0001091667-20-000012 · wf-form4_157930569964261.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,586

Underlying: Charter Communications Class A Common Stock · 18,586 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:00 UTC
Hargis JonathanEVP/Chief Marketing Officer
GrantRestricted Stock Units · Derivative 879 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000011 · wf-form4_157930563161891.xml · derivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Charter Communications Class A Common Stock · 879 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 18, 2020 00:00 UTC
Hargis JonathanEVP/Chief Marketing Officer
GrantCharter Options · Derivative 27,879 $512.06 Strike: $512.06 $14,275,651.04
Disclosure

SEC source: 0001091667-20-000011 · wf-form4_157930563161891.xml · derivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,879

Underlying: Charter Communications Class A Common Stock · 27,879 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:59 UTC
Ellen DavidSenior Executive VicePresident
GrantRestricted Stock Units · Derivative 1,465 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000010 · wf-form4_157930557434182.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465

Underlying: Charter Communications Class A Common Stock · 1,465 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:59 UTC
Ellen DavidSenior Executive VicePresident
GrantCharter Options · Derivative 46,465 $512.06 Strike: $512.06 $23,792,751.74
Disclosure

SEC source: 0001091667-20-000010 · wf-form4_157930557434182.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,465

Underlying: Charter Communications Class A Common Stock · 46,465 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 18:40 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 337,654 $472.95 $159,693,459.30
Disclosure

SEC source: 0000899243-20-001005 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 17,558,621

Underlying: Charter Communications Class A Common Stock · 337,654 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:38 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 337,654 $472.95 $159,693,459.30
Disclosure

SEC source: 0000899243-20-001002 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 17,588,621

Underlying: Charter Communications Class A Common Stock · 337,654 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 08, 2020 Filed Jan 15, 2020 13:05 UTC Amendment
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 337,654 $472.95 $159,693,459.30
Disclosure

SEC source: 0000899243-20-001216 · doc4a.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 17,588,621

Underlying: Charter Communications Class A Common Stock · 337,654 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:42 UTC
Conn LanceDirector
SaleClass A Common Stock 1,000 $500.00 $500,000.00
Disclosure

SEC source: 0001091667-20-000003 · wf-form4_157860611491708.xml · nonDerivative · entry 1

Conn Lance · CIK 0001304490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552

F1 · shares: Shares sold pursuant to 10b5-1 plan

Read SEC document
December 30, 2019 Filed Feb 14, 2020 21:35 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000039 · wf-form5_158171613557595.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

F1 · shares: Charitable gift.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:53 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,897 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,182

Underlying: Class A Common Stocko · 1,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:53 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Tax withholdingClass A Common Stock 880 $477.17 $419,909.60
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:53 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionClass A Common Stock 1,897 $477.17 $905,191.49
Disclosure

SEC source: 0001091667-19-000140 · wf-form4_157713798740526.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:35 UTC
Bickham JohnPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,674 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · derivative · entry 6

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

Underlying: Class A Common Stock · 1,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F4 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F4 · derivative.underlying_shares: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:35 UTC
Bickham JohnPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 7,255 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · derivative · entry 5

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,048

Underlying: Class A Common Stock · 7,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:35 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 776 $477.17 $370,283.92
Disclosure

SEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 4

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,921

F3 · shares: Withholding of securities for the purpose of paying taxes.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:35 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 1,674 $477.17 $798,782.58
Disclosure

SEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 3

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:35 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 3,362 $477.17 $1,604,245.54
Disclosure

SEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 2

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,023

F3 · shares: Withholding of securities for the purpose of paying taxes.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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December 20, 2019 Filed Dec 23, 2019 21:35 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 7,255 $477.17 $3,461,868.35
Disclosure

SEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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December 20, 2019 Filed Dec 23, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,139 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,118

Underlying: Class A Common Stock · 6,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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December 20, 2019 Filed Dec 23, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 3,007 $477.17 $1,434,850.19
Disclosure

SEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,778

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:44 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 6,139 $477.17 $2,929,346.63
Disclosure

SEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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December 20, 2019 Filed Dec 23, 2019 21:41 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,093 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000138 · wf-form4_157713729713054.xml · derivative · entry 4

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,747

Underlying: Class A Common Stock · 20,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per-share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per-share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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December 20, 2019 Filed Dec 23, 2019 21:41 UTC
Rutledge ThomasDirector · Chairman and CEO
Tax withholdingClass A Common Stock 9,312 $477.17 $4,443,407.04
Disclosure

SEC source: 0001091667-19-000138 · wf-form4_157713729713054.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,781

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:41 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 20,093 $477.17 $9,587,776.81
Disclosure

SEC source: 0001091667-19-000138 · wf-form4_157713729713054.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per-share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:32 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionRestricted Stock Units · Derivative 5,023 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000135 · wf-form4_157713674284005.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,187

Underlying: Class A Common Stock · 5,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.expiration_date: Withholding of securities for the purpose of paying taxes.

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December 20, 2019 Filed Dec 23, 2019 21:32 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 2,674 $477.17 $1,275,952.58
Disclosure

SEC source: 0001091667-19-000135 · wf-form4_157713674284005.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:32 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 5,023 $477.17 $2,396,824.91
Disclosure

SEC source: 0001091667-19-000135 · wf-form4_157713674284005.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.