Last 12 months
Inside the activity.
5 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 24,732 | $590.00 | $14,591,880.00 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 7 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,192 F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 72,336 | $242.30 | $17,527,193.64 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Executed pursuant to a 10b5-1 plan. F6 · shares: Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 26,145 | $582.35 | $15,225,540.75 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 78,125 | $590.00 | $46,093,750.00 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,733 F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 156,728 | $221.25 | $34,675,756.54 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Executed pursuant to a 10b5-1 plan. F2 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
SaleClass A Common Stock | 156,728 | $580.23 | $90,938,115.04 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust Disclosed balance after: 0 F1 · shares: Executed pursuant to a 10b5-1 plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.00 to $588.33, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 156,728 | $221.25 | $34,675,756.54 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust Disclosed balance after: 156,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Executed pursuant to a 10b5-1 plan. F2 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 30, 2020 Filed Sep 4, 2020 21:08 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 165,770 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT I Disclosed balance after: 165,770 Underlying: Class A Common Stock · 165,770 shares Expires 2026-06-17 F3 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · price: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I. F3 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.underlying_shares: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I. Read SEC document |
| July 30, 2020 Filed Sep 4, 2020 21:08 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 165,770 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,078 Underlying: Class A Common Stock · 165,770 shares Expires 2026-06-17 F3 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · price: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I. F3 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.underlying_shares: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionStock Options · Derivative | 7,711 | $175.76 Strike: $175.76 | $1,355,285.36 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · derivative · entry 10 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,711 shares Expires 2025-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionStock Options · Derivative | 6,030 | $60.96 Strike: $60.96 | $367,588.80 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · derivative · entry 9 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,030 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Executed pursuant to a 10b5-1 plan. F3 · derivative.exercise_date: Stock Options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The reporting person was granted 18,084 stock options 25% to vest in four equal installments on each of the first four anniversaries of 4/26/2011. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionStock Options · Derivative | 8,374 | $150.88 Strike: $150.88 | $1,263,469.12 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · derivative · entry 8 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,374 shares Expires 2024-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
SaleClass A Common Stock | 9,241 | $550.03 | $5,082,797.66 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 7 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,707 F5 · shares: Executed pursuant to a 10b5-1 plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.67 to $550.2150, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Tax withholdingClass A Common Stock | 4,805 | $550.04 | $2,642,942.20 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 6 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,948 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionClass A Common Stock | 7,711 | $175.76 | $1,355,285.36 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 5 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Tax withholdingClass A Common Stock | 3,060 | $550.04 | $1,683,122.40 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 4 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionClass A Common Stock | 6,030 | $60.96 | $367,588.80 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 3 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Stock Options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The reporting person was granted 18,084 stock options 25% to vest in four equal installments on each of the first four anniversaries of 4/26/2011. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Tax withholdingClass A Common Stock | 5,009 | $550.04 | $2,755,150.36 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 2 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,072 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC |
Howard Kevin DEVP/CAO/Controller
|
Exercise / conversionClass A Common Stock | 8,374 | $150.88 | $1,263,469.12 |
DisclosureSEC source: 0001091667-20-000149 · wf-form4_159501789168219.xml · nonDerivative · entry 1 Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock Options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 15:01 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 199,270 | $529.69 | $105,551,326.30 |
DisclosureSEC source: 0000950123-20-006820 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 16,651,329 Underlying: Charter Communications Class A Common Stock · 199,270 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 18:22 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 199,270 | $529.69 | $105,551,326.30 |
DisclosureSEC source: 0000950123-20-006805 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 16,651,329 Underlying: Charter Communications Class A Common Stock · 199,270 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 20:38 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
SaleClass A Common Stock | 5,805 | $522.10 | $3,030,790.50 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F3 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:38 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionStock Options · Derivative | 20,093 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,677 Underlying: Class A Common Stock · 20,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Executed pursuant to a 10b5-1 plan. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:38 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 14,288 | $510.04 | $7,287,451.52 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,394 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:38 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 20,093 | $221.25 | $4,445,576.25 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:35 UTC |
Bickham JohnPresident and COO
|
SaleClass A Common Stock | 9,583 | $511.57 | $4,902,375.31 |
DisclosureSEC source: 0001091667-20-000141 · wf-form4_159320373129998.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:35 UTC |
Winfrey Christopher LChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000139 · wf-form4_159259892484191.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,699 Underlying: Class A Common Stock · 12,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:35 UTC |
Winfrey Christopher LChief Financial Officer
|
Tax withholdingClass A Common Stock | 6,014 | $535.97 | $3,223,293.51 |
DisclosureSEC source: 0001091667-20-000139 · wf-form4_159259892484191.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,388 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:35 UTC |
Winfrey Christopher LChief Financial Officer
|
Exercise / conversionClass A Common Stock | 12,280 | $535.97 | $6,581,650.20 |
DisclosureSEC source: 0001091667-20-000139 · wf-form4_159259892484191.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:33 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000138 · wf-form4_159259881794005.xml · derivative · entry 3 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,489 Underlying: Class A Common Stock · 3,796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:33 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Tax withholdingClass A Common Stock | 1,760 | $535.97 | $943,298.40 |
DisclosureSEC source: 0001091667-20-000138 · wf-form4_159259881794005.xml · nonDerivative · entry 2 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,722 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:33 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionClass A Common Stock | 3,796 | $535.97 | $2,034,523.14 |
DisclosureSEC source: 0001091667-20-000138 · wf-form4_159259881794005.xml · nonDerivative · entry 1 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:23 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,955 Underlying: Class A Common Stock · 5,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:23 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 2,734 | $535.97 | $1,465,328.31 |
DisclosureSEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:23 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 5,582 | $535.97 | $2,991,756.63 |
DisclosureSEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:32 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 20,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000137 · wf-form4_159259871583263.xml · derivative · entry 8 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,468 Underlying: Class A Common Stock · 20,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:32 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock | 9,312 | $535.97 | $4,990,906.08 |
DisclosureSEC source: 0001091667-20-000137 · wf-form4_159259871583263.xml · nonDerivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,979 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:32 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock | 20,093 | $535.97 | $10,769,144.75 |
DisclosureSEC source: 0001091667-20-000137 · wf-form4_159259871583263.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000136 · wf-form4_159259862700348.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,374 Underlying: Class A Common Stock · 3,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 14,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000136 · wf-form4_159259862700348.xml · derivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,280 Underlying: Class A Common Stock · 14,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 1,552 | $535.97 | $831,817.68 |
DisclosureSEC source: 0001091667-20-000136 · wf-form4_159259862700348.xml · nonDerivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,713 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 3,348 | $535.97 | $1,794,410.82 |
DisclosureSEC source: 0001091667-20-000136 · wf-form4_159259862700348.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 6,725 | $535.97 | $3,604,364.63 |
DisclosureSEC source: 0001091667-20-000136 · wf-form4_159259862700348.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,917 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:30 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 14,512 | $535.97 | $7,777,924.08 |
DisclosureSEC source: 0001091667-20-000136 · wf-form4_159259862700348.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:21 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionRestricted Stock Units · Derivative | 10,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000134 · wf-form4_159259809976586.xml · derivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,118 Underlying: Class A Common Stock · 10,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:21 UTC |
Ellen DavidSenior Executive VicePresident
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Tax withholdingClass A Common Stock | 5,347 | $535.97 | $2,865,804.86 |
DisclosureSEC source: 0001091667-20-000134 · wf-form4_159259809976586.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,678 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:21 UTC |
Ellen DavidSenior Executive VicePresident
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Exercise / conversionClass A Common Stock | 10,046 | $535.97 | $5,384,304.39 |
DisclosureSEC source: 0001091667-20-000134 · wf-form4_159259809976586.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 14:42 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 29,933 | $523.64 | $15,674,116.12 |
DisclosureSEC source: 0000899243-20-015380 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 16,850,599 Underlying: Charter Communications Class A Common Stock · 29,933 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 18:42 UTC |
Newhouse Michael ADirector
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 29,933 | $523.64 | $15,674,116.12 |
DisclosureSEC source: 0000899243-20-015381 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 16,850,599 Underlying: Charter Communications Class A Common Stock · 29,933 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F3 · balance_after: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 22, 2020 Filed Jun 19, 2020 20:32 UTC |
Rutledge ThomasDirector · Chairman and CEO
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OtherClass A Common Stock | 43,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000137 · wf-form4_159259871583263.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,198 F1 · shares: Transfer of shares from 2018 GRAT UA, dated May 17, 2018, upon its settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.