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Nasdaq · USD

CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2020 Filed Sep 11, 2020 16:15 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 304,406 $608.05 $185,094,068.30
Disclosure

SEC source: 0000899243-20-024880 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 16,205,793

Underlying: Charter Communications Class A Common Stock · 304,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 5,582 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 7

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,373

Underlying: Class A Common Stock · 5,582 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
Tax withholdingClass A Common Stock 2,734 $620.34 $1,696,009.56
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 5

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,437

F5 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 5,582 $620.34 $3,462,737.88
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
SaleClass A Common Stock 6,558 $616.10 $4,040,383.80
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F3 · shares: Executed pursuant to a 10b5-1 plan.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:10 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,795 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,694

Underlying: Class A Common Stock · 3,795 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:10 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Tax withholdingClass A Common Stock 1,759 $620.34 $1,091,178.06
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:10 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionClass A Common Stock 3,795 $620.34 $2,354,190.30
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:08 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,279 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,420

Underlying: Class A Common Stock · 12,279 shares

Expires 2022-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:08 UTC
Winfrey Christopher LChief Financial Officer
Tax withholdingClass A Common Stock 6,014 $620.34 $3,730,724.76
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,653

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:08 UTC
Winfrey Christopher LChief Financial Officer
Exercise / conversionClass A Common Stock 12,279 $620.34 $7,617,154.86
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 40,186 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · derivative · entry 8

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,282

Underlying: Class A Common Stock · 40,186 shares

Expires 2026-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
Tax withholdingClass A Common Stock 18,623 $620.34 $11,552,591.82
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 7

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,482

F4 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 40,186 $620.34 $24,928,983.24
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 6

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:04 UTC
Bickham JohnPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 3,349 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · derivative · entry 6

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Class A Common Stock · 3,349 shares

Expires 2026-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · shares: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F4 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:04 UTC
Bickham JohnPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 14,512 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · derivative · entry 5

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,768

Underlying: Class A Common Stock · 14,512 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:04 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 1,552 $620.34 $962,767.68
Disclosure

SEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 4

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,714

F3 · shares: Withholding of securities for the purpose of paying taxes.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:04 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 3,349 $620.34 $2,077,518.66
Disclosure

SEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 3

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:04 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 6,725 $620.34 $4,171,786.50
Disclosure

SEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 2

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,917

F3 · shares: Withholding of securities for the purpose of paying taxes.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:04 UTC
Bickham JohnPresident and COO
Exercise / conversionClass A Common Stock 14,512 $620.34 $9,002,374.08
Disclosure

SEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · balance_after: Includes shares held jointly with Kathy L. Bickham.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:00 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionRestricted Stock Units · Derivative 10,046 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

Underlying: Class A Common Stock · 10,046 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:00 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 5,347 $620.34 $3,316,957.98
Disclosure

SEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,377

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:00 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 10,046 $620.34 $6,231,935.64
Disclosure

SEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionStock Options · Derivative 20,093 $221.25 Strike: $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 6

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,491

Underlying: Class A Common Stock · 20,093 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.exercise_date: Executed pursuant to a 10b5-1 plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
Tax withholdingClass A Common Stock 13,535 $614.04 $8,311,031.40
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,147

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:39 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 20,093 $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
August 27, 2020 Filed Aug 27, 2020 21:48 UTC
Liberty Broadband CorpDirector · 10% owner
Sale2.75% Exchangeable Sr. Dbnt. due 2050 (obligation to sell) · Derivative Not disclosed $575,000,000.00 $575,000,000.00
Disclosure

SEC source: 0001104659-20-099701 · a4.xml · derivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 670,507 shares

Expires 2050-09-30

F1 · derivative.exercise_price: On August 27, 2020, the reporting person sold, pursuant to a purchase agreement, $575,000,000 aggregate principal amount of its 2.75% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1661 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F1 · kind: On August 27, 2020, the reporting person sold, pursuant to a purchase agreement, $575,000,000 aggregate principal amount of its 2.75% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1661 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F2 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F1 · valueOwnedAfter: On August 27, 2020, the reporting person sold, pursuant to a purchase agreement, $575,000,000 aggregate principal amount of its 2.75% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1661 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

Read SEC document
August 21, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 38,374 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 5

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,919

F2 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019.

Read SEC document
August 21, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 38,374 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 4

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2019 GRAT UA

Disclosed balance after: 90,167

F2 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019.

Read SEC document
August 20, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 22,566 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 3

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,545

F1 · shares: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement

Read SEC document
August 20, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 22,566 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2018 GRAT B UA

Disclosed balance after: 0

F1 · shares: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement

Read SEC document
August 20, 2020 Filed Sep 4, 2020 21:07 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 28,642 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2018 GRAT B UA

Disclosed balance after: 22,566

F1 · shares: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement

Read SEC document
August 13, 2020 Filed Sep 4, 2020 21:10 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GiftClass A Common Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347

F1 · shares: Charitable gift.

Read SEC document
August 11, 2020 Filed Aug 11, 2020 20:18 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,890

Underlying: Class A Common Stock · 20,000 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:18 UTC
Ellen DavidSenior Executive VicePresident
SaleClass A Common Stock 5,915 $601.29 $3,556,626.21
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,678

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.130 to $601.5852, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:18 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 14,085 $601.66 $8,474,381.10
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,593

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:18 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 20,000 $221.25 $4,424,960.00
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 13:11 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 141,130 $536.57 $75,726,124.10
Disclosure

SEC source: 0000899243-20-021846 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 16,510,199

Underlying: Charter Communications Class A Common Stock · 141,130 shares

Expires not disclosed

F1 · derivative.exercise_price: 1. The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: 1. The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:23 UTC SaleClass A Common Stock 836 $596.85 $498,962.92
Disclosure

SEC source: 0001091667-20-000167 · wf-form4_159709098539583.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,278

Read SEC document
August 06, 2020 Filed Aug 10, 2020 17:04 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 141,130 $536.57 $75,726,124.10
Disclosure

SEC source: 0000899243-20-021844 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 16,510,199

Underlying: Charter Communications Class A Common Stock · 141,130 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
SaleClass A Common Stock 6,375 $580.00 $3,697,500.00
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F3 · shares: Executed pursuant to a 10b5-1 plan.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionStock Options · Derivative 20,093 $221.25 Strike: $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,584

Underlying: Class A Common Stock · 20,093 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Executed pursuant to a 10b5-1 plan.

F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
Tax withholdingClass A Common Stock 13,718 $585.01 $8,025,167.18
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,964

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 20,093 $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 72,336 $0.00 Strike: $242.30 $0.00
Disclosure

SEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · derivative · entry 13

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,294

Underlying: Class A Common Stock · 72,336 shares

Expires 2026-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 156,728 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · derivative · entry 12

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,364

Underlying: Class A Common Stock · 156,728 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Bickham JohnPresident and COO
Exercise / conversionStock Options · Derivative 156,728 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · derivative · entry 11

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust

Disclosed balance after: 195,910

Underlying: Class A Common Stock · 156,728 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Bickham JohnPresident and COO
SaleClass A Common Stock 75,265 $571.75 $43,032,605.69
Disclosure

SEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 10

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F1 · shares: Executed pursuant to a 10b5-1 plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.26 to $592.475, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 6,216 $580.37 $3,607,579.92
Disclosure

SEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 9

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,395

F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F4 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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July 31, 2020 Filed Aug 4, 2020 20:31 UTC
Bickham JohnPresident and COO
Tax withholdingClass A Common Stock 18,581 $586.80 $10,903,237.90
Disclosure

SEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 8

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,611

F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F4 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.