Last 12 months
Inside the activity.
5 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2020 Filed Sep 11, 2020 16:15 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 304,406 | $608.05 | $185,094,068.30 |
DisclosureSEC source: 0000899243-20-024880 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 16,205,793 Underlying: Charter Communications Class A Common Stock · 304,406 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 7 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,373 Underlying: Class A Common Stock · 5,582 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 2,734 | $620.34 | $1,696,009.56 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 5 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,437 F5 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 5,582 | $620.34 | $3,462,737.88 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
SaleClass A Common Stock | 6,558 | $616.10 | $4,040,383.80 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F3 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:10 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · derivative · entry 4 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,694 Underlying: Class A Common Stock · 3,795 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:10 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Tax withholdingClass A Common Stock | 1,759 | $620.34 | $1,091,178.06 |
DisclosureSEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 3 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,383 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:10 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionClass A Common Stock | 3,795 | $620.34 | $2,354,190.30 |
DisclosureSEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 2 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:08 UTC |
Winfrey Christopher LChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 11 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,420 Underlying: Class A Common Stock · 12,279 shares Expires 2022-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:08 UTC |
Winfrey Christopher LChief Financial Officer
|
Tax withholdingClass A Common Stock | 6,014 | $620.34 | $3,730,724.76 |
DisclosureSEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,653 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:08 UTC |
Winfrey Christopher LChief Financial Officer
|
Exercise / conversionClass A Common Stock | 12,279 | $620.34 | $7,617,154.86 |
DisclosureSEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 40,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · derivative · entry 8 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,282 Underlying: Class A Common Stock · 40,186 shares Expires 2026-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F3 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock | 18,623 | $620.34 | $11,552,591.82 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,482 F4 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock | 40,186 | $620.34 | $24,928,983.24 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:04 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 Underlying: Class A Common Stock · 3,349 shares Expires 2026-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · shares: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:04 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 14,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · derivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,768 Underlying: Class A Common Stock · 14,512 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:04 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 1,552 | $620.34 | $962,767.68 |
DisclosureSEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,714 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:04 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 3,349 | $620.34 | $2,077,518.66 |
DisclosureSEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:04 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 6,725 | $620.34 | $4,171,786.50 |
DisclosureSEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,917 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:04 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionClass A Common Stock | 14,512 | $620.34 | $9,002,374.08 |
DisclosureSEC source: 0001091667-20-000175 · wf-form4_159925346614645.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:00 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionRestricted Stock Units · Derivative | 10,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · derivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,072 Underlying: Class A Common Stock · 10,046 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:00 UTC |
Ellen DavidSenior Executive VicePresident
|
Tax withholdingClass A Common Stock | 5,347 | $620.34 | $3,316,957.98 |
DisclosureSEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,377 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:00 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionClass A Common Stock | 10,046 | $620.34 | $6,231,935.64 |
DisclosureSEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionStock Options · Derivative | 20,093 | $221.25 Strike: $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 6 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,491 Underlying: Class A Common Stock · 20,093 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F3 · derivative.exercise_date: Executed pursuant to a 10b5-1 plan. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 13,535 | $614.04 | $8,311,031.40 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 20,093 | $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 27, 2020 Filed Aug 27, 2020 21:48 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Sale2.75% Exchangeable Sr. Dbnt. due 2050 (obligation to sell) · Derivative | Not disclosed | $575,000,000.00 | $575,000,000.00 |
DisclosureSEC source: 0001104659-20-099701 · a4.xml · derivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 670,507 shares Expires 2050-09-30 F1 · derivative.exercise_price: On August 27, 2020, the reporting person sold, pursuant to a purchase agreement, $575,000,000 aggregate principal amount of its 2.75% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1661 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof. F2 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events. F1 · kind: On August 27, 2020, the reporting person sold, pursuant to a purchase agreement, $575,000,000 aggregate principal amount of its 2.75% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1661 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof. F2 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events. F2 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events. F1 · valueOwnedAfter: On August 27, 2020, the reporting person sold, pursuant to a purchase agreement, $575,000,000 aggregate principal amount of its 2.75% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1661 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof. Read SEC document |
| August 21, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 38,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,919 F2 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019. Read SEC document |
| August 21, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 38,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 GRAT UA Disclosed balance after: 90,167 F2 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019. Read SEC document |
| August 20, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 22,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,545 F1 · shares: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement Read SEC document |
| August 20, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 22,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT B UA Disclosed balance after: 0 F1 · shares: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement Read SEC document |
| August 20, 2020 Filed Sep 4, 2020 21:07 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 28,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT B UA Disclosed balance after: 22,566 F1 · shares: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement Read SEC document |
| August 13, 2020 Filed Sep 4, 2020 21:10 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
GiftClass A Common Stock | 2,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000181 · wf-form4_159925379912994.xml · nonDerivative · entry 1 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347 F1 · shares: Charitable gift. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 20:18 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · derivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,890 Underlying: Class A Common Stock · 20,000 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:18 UTC |
Ellen DavidSenior Executive VicePresident
|
SaleClass A Common Stock | 5,915 | $601.29 | $3,556,626.21 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,678 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.130 to $601.5852, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:18 UTC |
Ellen DavidSenior Executive VicePresident
|
Tax withholdingClass A Common Stock | 14,085 | $601.66 | $8,474,381.10 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,593 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:18 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionClass A Common Stock | 20,000 | $221.25 | $4,424,960.00 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 13:11 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUSTDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 141,130 | $536.57 | $75,726,124.10 |
DisclosureSEC source: 0000899243-20-021846 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 16,510,199 Underlying: Charter Communications Class A Common Stock · 141,130 shares Expires not disclosed F1 · derivative.exercise_price: 1. The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: 1. The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:23 UTC |
Jacobson Craig ADirector
|
SaleClass A Common Stock | 836 | $596.85 | $498,962.92 |
DisclosureSEC source: 0001091667-20-000167 · wf-form4_159709098539583.xml · nonDerivative · entry 1 Jacobson Craig A · CIK 0001419485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,278 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 17:04 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 141,130 | $536.57 | $75,726,124.10 |
DisclosureSEC source: 0000899243-20-021844 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 16,510,199 Underlying: Charter Communications Class A Common Stock · 141,130 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
SaleClass A Common Stock | 6,375 | $580.00 | $3,697,500.00 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F3 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionStock Options · Derivative | 20,093 | $221.25 Strike: $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,584 Underlying: Class A Common Stock · 20,093 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Executed pursuant to a 10b5-1 plan. F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 13,718 | $585.01 | $8,025,167.18 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 20,093 | $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionStock Options · Derivative | 72,336 | $0.00 Strike: $242.30 | $0.00 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · derivative · entry 13 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,294 Underlying: Class A Common Stock · 72,336 shares Expires 2026-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionStock Options · Derivative | 156,728 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · derivative · entry 12 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,364 Underlying: Class A Common Stock · 156,728 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Exercise / conversionStock Options · Derivative | 156,728 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · derivative · entry 11 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Bickham Family 2016 Irrevocable Trust Disclosed balance after: 195,910 Underlying: Class A Common Stock · 156,728 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
SaleClass A Common Stock | 75,265 | $571.75 | $43,032,605.69 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 10 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F1 · shares: Executed pursuant to a 10b5-1 plan. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.26 to $592.475, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
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Tax withholdingClass A Common Stock | 6,216 | $580.37 | $3,607,579.92 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 9 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,395 F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:31 UTC |
Bickham JohnPresident and COO
|
Tax withholdingClass A Common Stock | 18,581 | $586.80 | $10,903,237.90 |
DisclosureSEC source: 0001091667-20-000161 · wf-form4_159657296437107.xml · nonDerivative · entry 8 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,611 F5 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. F4 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.