Last 12 months
Inside the activity.
5 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 20, 2021 21:33 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherClass A Common Stock | 47,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Winfrey Dynasty Trust Disclosed balance after: 82,518 F2 · shares: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust. F2 · price: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust. Read SEC document |
| December 31, 2020 Filed Jan 20, 2021 21:33 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherClass A Common Stock | 47,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 3 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 0 F2 · shares: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust. F2 · price: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:32 UTC |
Bickham JohnPresident and COO
|
GrantStock Options · Derivative | 188,909 | $646.31 Strike: $646.31 | $122,092,831.25 |
DisclosureSEC source: 0001091667-20-000217 · wf-form4_160919112758787.xml · derivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,909 Underlying: Class A Common Stock · 188,909 shares Expires 2030-12-23 F1 · derivative.exercise_date: Stock options granted on December 23, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan: 100% of the grant will vest on December 31, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 23:19 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Other1.75% Exch. Senior Debentures due 2046 (obligation to sell) · Derivative | Not disclosed | Not disclosed | $14,536,000.00 |
DisclosureSEC source: 0001104659-20-138708 · a4.xml · derivative · entry 3 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held through a wholly-owned subsidiary Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 39,231 shares Expires 2046-09-30 F2 · derivative.exercise_price: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof. F3 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023. F2 · kind: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof. F3 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023. F2 · price: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof. F3 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 23:19 UTC |
Liberty Broadband CorpDirector · 10% owner
|
OtherClass A Common Stock | 5,358,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-138708 · a4.xml · nonDerivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held through wholly-owned subsidiaries Disclosed balance after: 33,799,325 F1 · kind: At the effective time of the Merger (as defined in the Remarks section), the Reporting Person completed a combination with GCI Liberty (as defined in the Remarks section) and thus indirectly acquired 5,358,401 shares of Common Stock (as defined in the Remarks section) held by a wholly owned subsidiary of GCI Liberty. The consideration paid to GCI Liberty stockholders is described in Exhibit 99.1. F1 · price: At the effective time of the Merger (as defined in the Remarks section), the Reporting Person completed a combination with GCI Liberty (as defined in the Remarks section) and thus indirectly acquired 5,358,401 shares of Common Stock (as defined in the Remarks section) held by a wholly owned subsidiary of GCI Liberty. The consideration paid to GCI Liberty stockholders is described in Exhibit 99.1. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 13:43 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 315,028 | $640.79 | $201,866,792.12 |
DisclosureSEC source: 0000899243-20-033716 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 15,288,792 Underlying: Charter Communications Class A Common Stock · 315,028 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 18:35 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 315,028 | $640.79 | $201,866,792.12 |
DisclosureSEC source: 0000899243-20-033714 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 15,288,792 Underlying: Charter Communications Class A Common Stock · 315,028 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 09, 2020 Filed Jan 20, 2021 21:33 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherClass A Common Stock | 9,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,107 F1 · shares: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust. F1 · price: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust. Read SEC document |
| December 09, 2020 Filed Jan 20, 2021 21:33 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherClass A Common Stock | 9,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 47,610 F1 · shares: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust. F1 · price: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust. Read SEC document |
| December 07, 2020 Filed Jan 20, 2021 21:31 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT Disclosed balance after: 150,000 F2 · shares: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. F2 · price: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. Read SEC document |
| December 07, 2020 Filed Jan 20, 2021 21:31 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
OtherClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,232 F2 · shares: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. F2 · price: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 21:24 UTC |
Liberty Broadband CorpDirector · 10% owner
|
Sale1.25% Exch. Senior Debentures due 2050 (obligation to sell) · Derivative | Not disclosed | $825,000,000.00 | $825,000,000.00 |
DisclosureSEC source: 0001104659-20-128464 · a4.xml · derivative · entry 1 Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 916,657 shares Expires 2050-09-30 F1 · derivative.exercise_price: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof. F2 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events. F1 · kind: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof. F2 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events. F2 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events. F1 · valueOwnedAfter: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof. Read SEC document |
| November 23, 2020 Filed Jan 20, 2021 21:31 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 46,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,232 F1 · shares: Charitable gift Read SEC document |
| November 19, 2020 Filed Jan 20, 2021 21:31 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GiftClass A Common Stock | 92,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,839 F1 · shares: Charitable gift Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionTime Vesting Stock Options · Derivative | 180,840 | $59.28 Strike: $59.28 | $10,720,195.20 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · derivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 180,840 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. F3 · derivative.exercise_date: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionPerformance Vesting Stock Options · Derivative | 203,445 | $59.28 Strike: $59.28 | $12,060,219.60 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · derivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 203,445 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. F1 · derivative.exercise_date: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock | 92,738 | $643.69 | $59,694,523.22 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,688 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock | 180,840 | $59.28 | $10,720,195.20 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Tax withholdingClass A Common Stock | 104,341 | $643.06 | $67,097,523.46 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,586 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
Exercise / conversionClass A Common Stock | 203,445 | $59.28 | $12,060,219.60 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 06:05 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 247,252 | $634.40 | $156,856,668.80 |
DisclosureSEC source: 0000899243-20-031073 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 15,603,820 Underlying: Charter Communications Class A Common Stock · 247,252 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 11:05 UTC |
Newhouse Michael ADirector
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 247,252 | $634.40 | $156,856,668.80 |
DisclosureSEC source: 0000899243-20-031072 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 15,603,820 Underlying: Charter Communications Class A Common Stock · 247,252 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionStock Options · Derivative | 26,890 | $221.25 Strike: $221.25 | $5,949,358.72 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · derivative · entry 5 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 26,890 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F2 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC |
Ellen DavidSenior Executive VicePresident
|
SaleClass A Common Stock | 8,256 | $644.19 | $5,318,424.38 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.78 to $644.26, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC |
Ellen DavidSenior Executive VicePresident
|
Tax withholdingClass A Common Stock | 18,634 | $643.79 | $11,996,382.86 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,633 F3 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC |
Ellen DavidSenior Executive VicePresident
|
Exercise / conversionClass A Common Stock | 26,890 | $221.25 | $5,949,358.72 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:25 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionStock Options · Derivative | 20,428 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · derivative · entry 4 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,428 shares Expires 2025-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan, exercise of vested stock options granted on January 15, 2015. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:25 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
SaleClass A Common Stock | 7,927 | $632.34 | $5,012,535.40 |
DisclosureSEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 3 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,383 F3 · shares: Shares sold pursuant to a 10b5-1 plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.10 to $633.035, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:25 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Tax withholdingClass A Common Stock | 12,501 | $635.00 | $7,938,135.00 |
DisclosureSEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 2 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,310 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:25 UTC |
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
|
Exercise / conversionClass A Common Stock | 20,428 | $175.76 | $3,590,425.28 |
DisclosureSEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 1 Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan, exercise of vested stock options granted on January 15, 2015. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:30 UTC |
Nair BalanDirector
|
GiftClass A Common Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000208 · wf-form4_160469823153820.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,948 F2 · shares: Charitable gift to donor advised fund. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:30 UTC |
Nair BalanDirector
|
SaleClass A Common Stock | 2,260 | $637.61 | $1,440,998.83 |
DisclosureSEC source: 0001091667-20-000208 · wf-form4_160469823153820.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.06 to $638.50, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:29 UTC |
Ellen DavidSenior Executive VicePresident
|
SaleClass A Common Stock | 9,000 | $637.03 | $5,733,243.00 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.32 to $637.16, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2020 Filed Nov 3, 2020 23:35 UTC |
Rutledge ThomasDirector · Chairman and CEO
|
GrantStock Options · Derivative | 195,022 | $597.16 Strike: $597.16 | $116,459,337.52 |
DisclosureSEC source: 0001091667-20-000200 · wf-form4_160444652601528.xml · derivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,022 Underlying: Class A Common Stock · 195,022 shares Expires 2030-11-03 F1 · derivative.exercise_date: Stock options granted on November 3, 2020, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary date of the grant, November 3, 2023. Such options will terminate ten years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
|
GiftClass A Common Stock | 6,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 5 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Atalaya Management, LLC Disclosed balance after: 20,674 F5 · shares: Charitable gift to donor advised fund. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
|
SaleClass A Common Stock | 58,254 | $595.89 | $34,712,976.06 |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,134 F2 · shares: Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.03 to $599.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
|
SaleClass A Common Stock | 6,265 | $594.99 | $3,727,612.35 |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 3 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 Disclosed balance after: 945 F2 · shares: Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.28 to $597.32, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionStock Options · Derivative | 30,141 | $221.25 Strike: $221.25 | $6,668,635.97 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · derivative · entry 5 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,350 Underlying: Class A Common Stock · 30,141 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
GiftClass A Common Stock | 8,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,542 F4 · shares: Charitable gift Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
SaleClass A Common Stock | 9,679 | $594.81 | $5,757,143.73 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,437 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.405 to $597.99, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Tax withholdingClass A Common Stock | 20,462 | $596.86 | $12,212,949.32 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,116 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC |
Hargis JonathanEVP/Chief Marketing Officer
|
Exercise / conversionClass A Common Stock | 30,141 | $221.25 | $6,668,635.97 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| October 19, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 66,308 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · derivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II Disclosed balance after: 66,308 Underlying: Class A Common Stock · 66,308 shares Expires 2026-06-17 F6 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F7 · price: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II. F6 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F7 · derivative.underlying_shares: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II. Read SEC document |
| October 19, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
|
OtherStock Options · Derivative | 66,308 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · derivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,770 Underlying: Class A Common Stock · 66,308 shares Expires 2026-06-17 F6 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F7 · price: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II. F6 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F7 · derivative.underlying_shares: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 11:03 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
|
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 354,721 | $617.14 | $218,912,517.94 |
DisclosureSEC source: 0000899243-20-027821 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 15,851,072 Underlying: Charter Communications Class A Common Stock · 354,721 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 14:54 UTC |
Newhouse Michael ADirector
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 354,721 | $617.14 | $218,912,517.94 |
DisclosureSEC source: 0000899243-20-027819 · doc4.xml · derivative · entry 1 Newhouse Michael A · CIK 0001675262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Interest in a Partnership Disclosed balance after: 15,851,072 Underlying: Charter Communications Class A Common Stock · 354,721 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
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OtherClass A Common Stock | 6,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 Disclosed balance after: 7,210 F1 · shares: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001. F1 · price: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001. Read SEC document |
| September 16, 2020 Filed Nov 5, 2020 21:38 UTC |
Winfrey Christopher LChief Financial Officer
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OtherClass A Common Stock | 6,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,388 F1 · shares: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001. F1 · price: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:45 UTC |
Bickham JohnPresident and COO
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SaleClass A Common Stock | 9,584 | $604.62 | $5,794,716.42 |
DisclosureSEC source: 0001091667-20-000183 · wf-form4_160011632291956.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $604.11 to $605.06, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 12:15 UTC |
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
ADVANCE LONG-TERM MANAGEMENT TRUST10% owner
NEWHOUSE BROADCASTING CORP10% owner
ADVANCE PUBLICATIONS, INC10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.10% owner
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Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 304,406 | $608.05 | $185,094,068.30 |
DisclosureSEC source: 0000899243-20-024879 · doc4.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 16,205,793 Underlying: Charter Communications Class A Common Stock · 304,406 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.