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Nasdaq · USD

CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 47,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Winfrey Dynasty Trust

Disclosed balance after: 82,518

F2 · shares: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

F2 · price: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

Read SEC document
December 31, 2020 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 47,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 0

F2 · shares: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

F2 · price: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

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December 23, 2020 Filed Dec 28, 2020 21:32 UTC
Bickham JohnPresident and COO
GrantStock Options · Derivative 188,909 $646.31 Strike: $646.31 $122,092,831.25
Disclosure

SEC source: 0001091667-20-000217 · wf-form4_160919112758787.xml · derivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,909

Underlying: Class A Common Stock · 188,909 shares

Expires 2030-12-23

F1 · derivative.exercise_date: Stock options granted on December 23, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan: 100% of the grant will vest on December 31, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

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December 18, 2020 Filed Dec 22, 2020 23:19 UTC
Liberty Broadband CorpDirector · 10% owner
Other1.75% Exch. Senior Debentures due 2046 (obligation to sell) · Derivative Not disclosed Not disclosed $14,536,000.00
Disclosure

SEC source: 0001104659-20-138708 · a4.xml · derivative · entry 3

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through a wholly-owned subsidiary

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 39,231 shares

Expires 2046-09-30

F2 · derivative.exercise_price: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof.

F3 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023.

F2 · kind: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof.

F3 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023.

F2 · price: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof.

F3 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 23:19 UTC
Liberty Broadband CorpDirector · 10% owner
OtherClass A Common Stock 5,358,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-138708 · a4.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through wholly-owned subsidiaries

Disclosed balance after: 33,799,325

F1 · kind: At the effective time of the Merger (as defined in the Remarks section), the Reporting Person completed a combination with GCI Liberty (as defined in the Remarks section) and thus indirectly acquired 5,358,401 shares of Common Stock (as defined in the Remarks section) held by a wholly owned subsidiary of GCI Liberty. The consideration paid to GCI Liberty stockholders is described in Exhibit 99.1.

F1 · price: At the effective time of the Merger (as defined in the Remarks section), the Reporting Person completed a combination with GCI Liberty (as defined in the Remarks section) and thus indirectly acquired 5,358,401 shares of Common Stock (as defined in the Remarks section) held by a wholly owned subsidiary of GCI Liberty. The consideration paid to GCI Liberty stockholders is described in Exhibit 99.1.

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December 10, 2020 Filed Dec 14, 2020 13:43 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 315,028 $640.79 $201,866,792.12
Disclosure

SEC source: 0000899243-20-033716 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 15,288,792

Underlying: Charter Communications Class A Common Stock · 315,028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:35 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 315,028 $640.79 $201,866,792.12
Disclosure

SEC source: 0000899243-20-033714 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 15,288,792

Underlying: Charter Communications Class A Common Stock · 315,028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 09, 2020 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 9,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,107

F1 · shares: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

F1 · price: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

Read SEC document
December 09, 2020 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 9,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 47,610

F1 · shares: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

F1 · price: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

Read SEC document
December 07, 2020 Filed Jan 20, 2021 21:31 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 4

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2020 GRAT

Disclosed balance after: 150,000

F2 · shares: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT.

F2 · price: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT.

Read SEC document
December 07, 2020 Filed Jan 20, 2021 21:31 UTC
Rutledge ThomasDirector · Chairman and CEO
OtherClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 3

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,232

F2 · shares: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT.

F2 · price: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 21:24 UTC
Liberty Broadband CorpDirector · 10% owner
Sale1.25% Exch. Senior Debentures due 2050 (obligation to sell) · Derivative Not disclosed $825,000,000.00 $825,000,000.00
Disclosure

SEC source: 0001104659-20-128464 · a4.xml · derivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock · 916,657 shares

Expires 2050-09-30

F1 · derivative.exercise_price: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F1 · kind: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F2 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.

F1 · valueOwnedAfter: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

Read SEC document
November 23, 2020 Filed Jan 20, 2021 21:31 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 46,607 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,232

F1 · shares: Charitable gift

Read SEC document
November 19, 2020 Filed Jan 20, 2021 21:31 UTC
Rutledge ThomasDirector · Chairman and CEO
GiftClass A Common Stock 92,849 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,839

F1 · shares: Charitable gift

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:24 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionTime Vesting Stock Options · Derivative 180,840 $59.28 Strike: $59.28 $10,720,195.20
Disclosure

SEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · derivative · entry 7

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 180,840 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016.

F3 · derivative.exercise_date: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:24 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionPerformance Vesting Stock Options · Derivative 203,445 $59.28 Strike: $59.28 $12,060,219.60
Disclosure

SEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · derivative · entry 6

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 203,445 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016.

F1 · derivative.exercise_date: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:24 UTC
Rutledge ThomasDirector · Chairman and CEO
Tax withholdingClass A Common Stock 92,738 $643.69 $59,694,523.22
Disclosure

SEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 4

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,688

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:24 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 180,840 $59.28 $10,720,195.20
Disclosure

SEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 3

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:24 UTC
Rutledge ThomasDirector · Chairman and CEO
Tax withholdingClass A Common Stock 104,341 $643.06 $67,097,523.46
Disclosure

SEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 2

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,586

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:24 UTC
Rutledge ThomasDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 203,445 $59.28 $12,060,219.60
Disclosure

SEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 06:05 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 247,252 $634.40 $156,856,668.80
Disclosure

SEC source: 0000899243-20-031073 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 15,603,820

Underlying: Charter Communications Class A Common Stock · 247,252 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 11:05 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 247,252 $634.40 $156,856,668.80
Disclosure

SEC source: 0000899243-20-031072 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 15,603,820

Underlying: Charter Communications Class A Common Stock · 247,252 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionStock Options · Derivative 26,890 $221.25 Strike: $221.25 $5,949,358.72
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · derivative · entry 5

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 26,890 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC
Ellen DavidSenior Executive VicePresident
SaleClass A Common Stock 8,256 $644.19 $5,318,424.38
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.78 to $644.26, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 18,634 $643.79 $11,996,382.86
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,633

F3 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 26,890 $221.25 $5,949,358.72
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionStock Options · Derivative 20,428 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · derivative · entry 4

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,428 shares

Expires 2025-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of vested stock options granted on January 15, 2015.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
SaleClass A Common Stock 7,927 $632.34 $5,012,535.40
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 3

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.10 to $633.035, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Tax withholdingClass A Common Stock 12,501 $635.00 $7,938,135.00
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,310

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:25 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
Exercise / conversionClass A Common Stock 20,428 $175.76 $3,590,425.28
Disclosure

SEC source: 0001091667-20-000209 · wf-form4_160470151918122.xml · nonDerivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of vested stock options granted on January 15, 2015.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:30 UTC
Nair BalanDirector
GiftClass A Common Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000208 · wf-form4_160469823153820.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,948

F2 · shares: Charitable gift to donor advised fund.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:30 UTC
Nair BalanDirector
SaleClass A Common Stock 2,260 $637.61 $1,440,998.83
Disclosure

SEC source: 0001091667-20-000208 · wf-form4_160469823153820.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,188

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.06 to $638.50, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:29 UTC
Ellen DavidSenior Executive VicePresident
SaleClass A Common Stock 9,000 $637.03 $5,733,243.00
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.32 to $637.16, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 03, 2020 Filed Nov 3, 2020 23:35 UTC
Rutledge ThomasDirector · Chairman and CEO
GrantStock Options · Derivative 195,022 $597.16 Strike: $597.16 $116,459,337.52
Disclosure

SEC source: 0001091667-20-000200 · wf-form4_160444652601528.xml · derivative · entry 1

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,022

Underlying: Class A Common Stock · 195,022 shares

Expires 2030-11-03

F1 · derivative.exercise_date: Stock options granted on November 3, 2020, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary date of the grant, November 3, 2023. Such options will terminate ten years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
GiftClass A Common Stock 6,452 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Atalaya Management, LLC

Disclosed balance after: 20,674

F5 · shares: Charitable gift to donor advised fund.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
SaleClass A Common Stock 58,254 $595.89 $34,712,976.06
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,134

F2 · shares: Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.03 to $599.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
SaleClass A Common Stock 6,265 $594.99 $3,727,612.35
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001

Disclosed balance after: 945

F2 · shares: Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.28 to $597.32, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionStock Options · Derivative 30,141 $221.25 Strike: $221.25 $6,668,635.97
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · derivative · entry 5

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,350

Underlying: Class A Common Stock · 30,141 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
GiftClass A Common Stock 8,895 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542

F4 · shares: Charitable gift

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
SaleClass A Common Stock 9,679 $594.81 $5,757,143.73
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,437

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.405 to $597.99, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
Tax withholdingClass A Common Stock 20,462 $596.86 $12,212,949.32
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,116

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC
Hargis JonathanEVP/Chief Marketing Officer
Exercise / conversionClass A Common Stock 30,141 $221.25 $6,668,635.97
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
October 19, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 66,308 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II

Disclosed balance after: 66,308

Underlying: Class A Common Stock · 66,308 shares

Expires 2026-06-17

F6 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · price: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

F6 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · derivative.underlying_shares: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

Read SEC document
October 19, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 66,308 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,770

Underlying: Class A Common Stock · 66,308 shares

Expires 2026-06-17

F6 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · price: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

F6 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · derivative.underlying_shares: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 11:03 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 354,721 $617.14 $218,912,517.94
Disclosure

SEC source: 0000899243-20-027821 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 15,851,072

Underlying: Charter Communications Class A Common Stock · 354,721 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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October 06, 2020 Filed Oct 8, 2020 14:54 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 354,721 $617.14 $218,912,517.94
Disclosure

SEC source: 0000899243-20-027819 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 15,851,072

Underlying: Charter Communications Class A Common Stock · 354,721 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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September 16, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001

Disclosed balance after: 7,210

F1 · shares: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

F1 · price: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

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September 16, 2020 Filed Nov 5, 2020 21:38 UTC
Winfrey Christopher LChief Financial Officer
OtherClass A Common Stock 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,388

F1 · shares: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

F1 · price: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

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September 10, 2020 Filed Sep 14, 2020 20:45 UTC
Bickham JohnPresident and COO
SaleClass A Common Stock 9,584 $604.62 $5,794,716.42
Disclosure

SEC source: 0001091667-20-000183 · wf-form4_160011632291956.xml · nonDerivative · entry 1

Bickham John · CIK 0001548771 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $604.11 to $605.06, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes shares held jointly with Kathy L. Bickham.

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September 09, 2020 Filed Sep 11, 2020 12:15 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 304,406 $608.05 $185,094,068.30
Disclosure

SEC source: 0000899243-20-024879 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 16,205,793

Underlying: Charter Communications Class A Common Stock · 304,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.