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Nasdaq · USD

CHTR

CHARTER COMMUNICATIONS, INC. /MO/

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1730
SEC CIK
0001091667
Parsed reports
710

Last 12 months

Inside the activity.

5 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202640
May 202613
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2021 Filed Mar 30, 2021 13:11 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
PurchaseCall option (obligation to sell) · Derivative 156,294 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-004009 · anp-form4_032621.xml · derivative · entry 2

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,565

Underlying: Common Stock · 156,294 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 13:11 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
PurchaseCall option (obligation to sell) · Derivative 156,294 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-004009 · anp-form4_032621.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,588

Underlying: Common Stock · 156,294 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 17:05 UTC SalePut option (right to sell) · Derivative 156,294 Not disclosed Strike: $247.49 Not disclosed
Disclosure

SEC source: 0001387131-21-004005 · newhouse-form4_032621.xml · derivative · entry 4

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 789,565

Underlying: Common Stock · 156,294 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 17:05 UTC SalePut option (right to sell) · Derivative 156,294 Not disclosed Strike: $247.49 Not disclosed
Disclosure

SEC source: 0001387131-21-004005 · newhouse-form4_032621.xml · derivative · entry 3

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 789,588

Underlying: Common Stock · 156,294 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 17:05 UTC PurchaseCall option (obligation to sell) · Derivative 156,294 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-004005 · newhouse-form4_032621.xml · derivative · entry 2

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 789,565

Underlying: Common Stock · 156,294 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on March 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,305,314.72 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 17:05 UTC PurchaseCall option (obligation to sell) · Derivative 156,294 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-004005 · newhouse-form4_032621.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 789,588

Underlying: Common Stock · 156,294 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On March 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 156,294 shares of Class A Common Stock, and, in connection with this termination, 156,294 Units were released from the related pledge. Pursuant to this termination, A/N paid $37,299,019.61 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionStock Options · Derivative 33,333 $221.25 Strike: $221.25 $7,374,859.58
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,334

Underlying: Class A Common Stock · 33,333 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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March 23, 2021 Filed Mar 25, 2021 20:30 UTC
Ellen DavidSenior Executive VicePresident
SaleClass A Common Stock 10,284 $650.06 $6,685,217.04
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $649.93 to $650.515, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 23, 2021 Filed Mar 25, 2021 20:30 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 23,049 $650.00 $14,981,850.00
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,661

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 33,333 $221.25 $7,374,859.58
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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March 15, 2021 Filed Mar 16, 2021 23:54 UTC
Liberty Broadband CorpDirector · 10% owner
Disposition to issuerClass A Common Stock 834,576 $621.16 $518,405,228.16
Disclosure

SEC source: 0001104659-21-037313 · tm219761-1_4seq1.xml · nonDerivative · entry 1

Liberty Broadband Corp · CIK 0001611983 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,831,875

F1 · kind: Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person and the letter agreement, dated February 23, 2021, between the Issuer and the Reporting Person.

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March 09, 2021 Filed Mar 11, 2021 19:28 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionStock Options · Derivative 33,333 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,667

Underlying: Class A Common Stock · 33,333 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC
Ellen DavidSenior Executive VicePresident
SaleClass A Common Stock 10,117 $629.77 $6,371,383.09
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.55 to $630.20, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC
Ellen DavidSenior Executive VicePresident
Tax withholdingClass A Common Stock 23,216 $630.06 $14,627,472.96
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,494

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC
Ellen DavidSenior Executive VicePresident
Exercise / conversionClass A Common Stock 33,333 $221.25 $7,374,859.58
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 15:14 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 196,967 $612.92 $120,725,013.64
Disclosure

SEC source: 0001567619-21-005725 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 14,496,138

Underlying: Charter Communications Class A Common Stock · 196,967 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

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March 04, 2021 Filed Mar 5, 2021 20:33 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 196,967 $612.92 $120,725,013.64
Disclosure

SEC source: 0001567619-21-005729 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 14,496,138

Underlying: Charter Communications Class A Common Stock · 196,967 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:24 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
SalePut option (right to sell) · Derivative 554,141 Not disclosed Strike: $247.49 Not disclosed
Disclosure

SEC source: 0001387131-21-003095 · ownership.xml · derivative · entry 4

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,859

Underlying: Common Stock · 554,141 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:24 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
SalePut option (right to sell) · Derivative 554,118 Not disclosed Strike: $247.49 Not disclosed
Disclosure

SEC source: 0001387131-21-003095 · ownership.xml · derivative · entry 3

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,882

Underlying: Common Stock · 554,118 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:24 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
PurchaseCall option (obligation to sell) · Derivative 554,141 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-003095 · ownership.xml · derivative · entry 2

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,859

Underlying: Common Stock · 554,141 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:24 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
PurchaseCall option (obligation to sell) · Derivative 554,118 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-003095 · ownership.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,882

Underlying: Common Stock · 554,118 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:23 UTC SalePut option (right to sell) · Derivative 554,141 Not disclosed Strike: $247.49 Not disclosed
Disclosure

SEC source: 0001387131-21-003094 · ownership.xml · derivative · entry 4

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 945,859

Underlying: Common Stock · 554,141 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:23 UTC SalePut option (right to sell) · Derivative 554,118 Not disclosed Strike: $247.49 Not disclosed
Disclosure

SEC source: 0001387131-21-003094 · ownership.xml · derivative · entry 3

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 945,882

Underlying: Common Stock · 554,118 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:23 UTC PurchaseCall option (obligation to sell) · Derivative 554,141 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-003094 · ownership.xml · derivative · entry 2

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 945,859

Underlying: Common Stock · 554,141 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · price: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.exercise_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F3 · derivative.expiration_date: Also on February 26, 2021, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,141 shares of Class A Common Stock, and, in connection with this termination, 554,141 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,689,832.55 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:23 UTC PurchaseCall option (obligation to sell) · Derivative 554,118 Not disclosed Strike: $371.52 Not disclosed
Disclosure

SEC source: 0001387131-21-003094 · ownership.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 945,882

Underlying: Common Stock · 554,118 shares

Expires not disclosed

F1 · price: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · price: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.exercise_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.exercise_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F1 · derivative.expiration_date: On August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

F2 · derivative.expiration_date: On February 26, 2021, A/N early terminated a portion of the Transactions, with expiration dates running from August 16, 2021 to August 31, 2021, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 554,118 shares of Class A Common Stock, and, in connection with this termination, 554,118 Units were released from the related pledge. Pursuant to this termination, A/N paid $130,695,746.22 in cash to the unaffiliated bank counterparty.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Common Stock and Units owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Common Stock and Units owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 17:17 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
NEWHOUSE BROADCASTING CORPDirector · 10% owner
ADVANCE PUBLICATIONS, INCDirector · 10% owner
NEWHOUSE FAMILY HOLDINGS, L.P.Director · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 224,879 $633.37 $142,431,612.23
Disclosure

SEC source: 0001567619-21-002472 · doc1.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 14,693,105

Underlying: Charter Communications Class A Common Stock · 224,879 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:20 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 224,879 $633.37 $142,431,612.23
Disclosure

SEC source: 0001567619-21-002477 · doc1.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 14,693,105

Underlying: Charter Communications Class A Common Stock · 224,879 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 16, 2021 Filed Jan 20, 2021 21:23 UTC
Howard Kevin DEVP/CAO/Controller
Exercise / conversionRestricted Stock Units · Derivative 584 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000009 · wf-form4_161117776740208.xml · derivative · entry 5

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · derivative.exercise_date: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

F4 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 16, 2021 Filed Jan 20, 2021 21:23 UTC
Howard Kevin DEVP/CAO/Controller
Tax withholdingClass A Common Stock 271 $625.55 $169,524.05
Disclosure

SEC source: 0001091667-21-000009 · wf-form4_161117776740208.xml · nonDerivative · entry 2

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 16, 2021 Filed Jan 20, 2021 21:23 UTC
Howard Kevin DEVP/CAO/Controller
Exercise / conversionClass A Common Stock 584 $625.55 $365,321.20
Disclosure

SEC source: 0001091667-21-000009 · wf-form4_161117776740208.xml · nonDerivative · entry 1

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

Read SEC document
January 16, 2021 Filed Jan 20, 2021 21:21 UTC
DiGeronimo Richard JChief Product and Tech Officer
Exercise / conversionRestricted Stock Units · Derivative 708 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000008 · wf-form4_161117767803829.xml · derivative · entry 5

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · derivative.exercise_date: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

F4 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 16, 2021 Filed Jan 20, 2021 21:21 UTC
DiGeronimo Richard JChief Product and Tech Officer
Tax withholdingClass A Common Stock 337 $625.55 $210,810.35
Disclosure

SEC source: 0001091667-21-000008 · wf-form4_161117767803829.xml · nonDerivative · entry 2

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,506

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 16, 2021 Filed Jan 20, 2021 21:21 UTC
DiGeronimo Richard JChief Product and Tech Officer
Exercise / conversionClass A Common Stock 708 $625.55 $442,889.40
Disclosure

SEC source: 0001091667-21-000008 · wf-form4_161117767803829.xml · nonDerivative · entry 1

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:36 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GrantRestricted Stock Units · Derivative 320 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000014 · wf-form4_161117856112269.xml · derivative · entry 2

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Class A Common Stock · 320 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:36 UTC
Dykhouse Richard REVP/Gen Counsel/Corp Secretary
GrantStock Options · Derivative 10,606 $625.55 Strike: $625.55 $6,634,583.30
Disclosure

SEC source: 0001091667-21-000014 · wf-form4_161117856112269.xml · derivative · entry 1

Dykhouse Richard R · CIK 0001510102 · EVP/Gen Counsel/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,606

Underlying: Class A Common Stock · 10,606 shares

Expires 2031-01-15

F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 2,098 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,825

Underlying: Class A Common Stock · 2,098 shares

Expires 2024-01-15

F6 · shares: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · price: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

F6 · derivative.exercise_date: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · derivative.underlying_shares: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
OtherStock Options · Derivative 2,098 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I

Disclosed balance after: 10,151

Underlying: Class A Common Stock · 2,098 shares

Expires 2024-01-15

F6 · shares: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · price: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

F6 · derivative.exercise_date: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · derivative.underlying_shares: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
GrantRestricted Stock Units · Derivative 959 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Class A Common Stock · 959 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:33 UTC
Winfrey Christopher LChief Financial Officer
GrantStock Options · Derivative 31,819 $625.55 Strike: $625.55 $19,904,375.45
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,819

Underlying: Class A Common Stock · 31,819 shares

Expires 2031-01-15

F3 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:31 UTC
Rutledge ThomasDirector · Chairman and CEO
GrantStock Options · Derivative 176,770 $625.55 Strike: $625.55 $110,578,473.50
Disclosure

SEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · derivative · entry 6

Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,770

Underlying: Class A Common Stock · 176,770 shares

Expires 2031-01-15

F3 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:28 UTC
Hargis JonathanEVP/Chief Marketing Officer
GrantRestricted Stock Units · Derivative 480 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000011 · wf-form4_161117810089810.xml · derivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480

Underlying: Class A Common Stock · 480 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:28 UTC
Hargis JonathanEVP/Chief Marketing Officer
GrantStock Options · Derivative 15,909 $625.55 Strike: $625.55 $9,951,874.95
Disclosure

SEC source: 0001091667-21-000011 · wf-form4_161117810089810.xml · derivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Underlying: Class A Common Stock · 15,909 shares

Expires 2031-01-15

F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:25 UTC
Ellen DavidSenior Executive VicePresident
GrantRestricted Stock Units · Derivative 799 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000010 · wf-form4_161117794162850.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799

Underlying: Class A Common Stock · 799 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:25 UTC
Ellen DavidSenior Executive VicePresident
GrantStock Options · Derivative 26,516 $625.55 Strike: $625.55 $16,587,083.80
Disclosure

SEC source: 0001091667-21-000010 · wf-form4_161117794162850.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,516

Underlying: Class A Common Stock · 26,516 shares

Expires 2031-01-15

F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.expiration_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:23 UTC
Howard Kevin DEVP/CAO/Controller
GrantRestricted Stock Units · Derivative 160 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000009 · wf-form4_161117776740208.xml · derivative · entry 4

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160

Underlying: Class A Common Stock · 160 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:23 UTC
Howard Kevin DEVP/CAO/Controller
GrantStock Options · Derivative 5,303 $625.55 Strike: $625.55 $3,317,291.65
Disclosure

SEC source: 0001091667-21-000009 · wf-form4_161117776740208.xml · derivative · entry 3

Howard Kevin D · CIK 0001359115 · EVP/CAO/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,303

Underlying: Class A Common Stock · 5,303 shares

Expires 2031-01-15

F3 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:21 UTC
DiGeronimo Richard JChief Product and Tech Officer
GrantRestricted Stock Units · Derivative 639 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000008 · wf-form4_161117767803829.xml · derivative · entry 4

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639

Underlying: Class A Common Stock · 639 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:21 UTC
DiGeronimo Richard JChief Product and Tech Officer
GrantStock Options · Derivative 21,212 $625.55 Strike: $625.55 $13,269,166.60
Disclosure

SEC source: 0001091667-21-000008 · wf-form4_161117767803829.xml · derivative · entry 3

DiGeronimo Richard J · CIK 0001631586 · Chief Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,212

Underlying: Class A Common Stock · 21,212 shares

Expires 2031-01-15

F3 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 10:19 UTC
ADVANCE/NEWHOUSE PARTNERSHIPDirector · 10% owner
Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 370,808 $656.85 $243,565,234.80
Disclosure

SEC source: 0000899243-21-001989 · doc4.xml · derivative · entry 1

ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner

ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner

NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner

ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner

NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks

Disclosed balance after: 14,917,984

Underlying: Charter Communications Class A Common Stock · 370,808 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 15:31 UTC Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative 370,808 $656.85 $243,565,234.80
Disclosure

SEC source: 0000899243-21-001991 · doc4.xml · derivative · entry 1

Newhouse Michael A · CIK 0001675262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect Interest in a Partnership

Disclosed balance after: 14,917,984

Underlying: Charter Communications Class A Common Stock · 370,808 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).

F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F4 · ownership.nature: The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.