Tapewire

NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2023 Filed Jun 17, 2023 00:25 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0001140361-23-030342 · form4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 00:25 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-030342 · form4.xml · derivative · entry 7

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 859,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 00:25 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $9.22 $92,191.00
Disclosure

SEC source: 0001140361-23-030342 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.985 to $9.68. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 00:25 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0001140361-23-030342 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 94,407 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F13 · kind: On June 13, 2023, 94,407 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 49,536 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, 2,097,957 shares of Common Stock were received by Linse Capital LLC and 4,837 shares of Common Stock were received by Levitate Capital.

F14 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse GP VI. As a result of such distribution, Linse Capital LLC is now the record owner of 18,389,875 shares of Common Stock.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 618,714 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,844,521

F11 · kind: On June 13, 2023, 618,714 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 94,407 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI").

F12 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 388,338 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,785,373

F9 · kind: On June 13, 2023, 388,338 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 12,603 shares of Common Stock were received by Linse Capital LLC and 4,837 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital.

F10 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 366,604 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,685,448

F7 · kind: On June 13, 2023, 366,604 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 52,655 shares of Common Stock were received by Linse Capital LLC.

F8 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 529,694 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,435,254

F5 · kind: On June 13, 2023, 529,694 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 80,771 shares of Common Stock were received by Linse Capital LLC.

F6 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 470,777 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,164,385

F3 · kind: On June 13, 2023, 470,777 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 452,706 shares of Common Stock were received by Linse Capital LLC.

F4 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:42 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 1,625,873 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015621 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 7,474,894

F1 · kind: On June 13, 2023, 1,625,873 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 1,449,686 shares of Common Stock were received by Linse Capital LLC.

F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-030073 · form4.xml · derivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $9.55 $95,474.00
Disclosure

SEC source: 0001140361-23-030073 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.98 to $9.80. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0001140361-23-030073 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-029847 · form4.xml · derivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 879,712

Underlying: Common Stock · 10,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 10,000 $8.15 $81,487.00
Disclosure

SEC source: 0001140361-23-029847 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.405. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.27 $2,700.00
Disclosure

SEC source: 0001140361-23-029847 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:30 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001140361-23-029602 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,075,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:30 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 58,000 $8.41 $487,513.20
Disclosure

SEC source: 0001140361-23-029602 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 897,894

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 13, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.305 to $8.83. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:30 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0001140361-23-029602 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 955,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-026259 · form4.xml · derivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 889,712

Underlying: Common Stock · 20,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 20,000 $8.00 $159,984.00
Disclosure

SEC source: 0001140361-23-026259 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.825 to $8.24. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $0.27 $5,400.00
Disclosure

SEC source: 0001140361-23-026259 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,168,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-025765 · form4.xml · derivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 909,712

Underlying: Common Stock · 20,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 20,000 $8.16 $163,210.00
Disclosure

SEC source: 0001140361-23-025765 · form4.xml · nonDerivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.30. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $0.27 $5,400.00
Disclosure

SEC source: 0001140361-23-025765 · form4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,168,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-025765 · form4.xml · derivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 929,712

Underlying: Common Stock · 20,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 20,000 $8.19 $163,778.00
Disclosure

SEC source: 0001140361-23-025765 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.91 to $8.34. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $0.27 $5,400.00
Disclosure

SEC source: 0001140361-23-025765 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,168,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-025278 · form4.xml · derivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 949,712

Underlying: Common Stock · 20,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 20,000 $8.21 $164,156.00
Disclosure

SEC source: 0001140361-23-025278 · form4.xml · nonDerivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.005 to $8.54. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $0.27 $5,400.00
Disclosure

SEC source: 0001140361-23-025278 · form4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,168,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001140361-23-025278 · form4.xml · derivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 969,712

Underlying: Common Stock · 20,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 20,000 $8.51 $170,106.00
Disclosure

SEC source: 0001140361-23-025278 · form4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148,054

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.725. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $0.27 $5,400.00
Disclosure

SEC source: 0001140361-23-025278 · form4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,168,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:30 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001140361-23-025034 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,133,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:30 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 94,000 $8.34 $783,715.60
Disclosure

SEC source: 0001140361-23-025034 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 897,894

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 13, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.85. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:30 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0001140361-23-025034 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 991,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed Mar 29, 2024 17:52 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 131,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000048 · wk-form4_1711749111.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,600

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on April 1, 2023. 6.25% of the RSUs shall vest on June 20, 2023, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on April 1, 2023. 6.25% of the RSUs shall vest on June 20, 2023, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F2 · balance_after: The figure reported in this Column 5 reflects the Reporting Person's holdings as of the date of this filing. However, the Reporting Person effected transactions subsequent to this grant, reported on Form 4s filed June 23, 2023, September 25, 2023, October 20, 2023, December 22, 2023, February 22, 2024, March 12, 2024, and March 21, 2024 in which the figures in Column 5 of Table I did not reflect this grant.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 560,000 $8.57 $4,799,200.00
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 762,713

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.46 to $8.755, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price

F8 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 250,000 $8.58 $2,145,000.00
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,322,713

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.42 to $8.87, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 250,000 $8.59 $2,147,500.00
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,572,713

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 4,831 $8.69 $41,981.39
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F7 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 480 $8.71 $4,180.80
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,173,711

F6 · ownership.nature: Consists of securities held directly by Linse Capital CP V ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 6,348 $8.72 $55,354.56
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,635,162

F5 · ownership.nature: Consists of securities held directly by Linse Capital CP II ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 19:01 UTC
Linse MichaelDirector · Investor
SaleCommon Stock 8,503 $8.70 $73,976.10
Disclosure

SEC source: 0000899243-23-011322 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,100,767

F4 · ownership.nature: Consists of securities held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 21:41 UTC OtherCommon Stock 94,407 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011262 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F13 · kind: On April 12, 2023, 94,407 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 49,536 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, 1,822,713 shares of Common Stock were received by Linse Capital LLC and 4,831 shares of Common Stock were received by Levitate Capital.

F14 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse GP VI. As a result of such distribution, Linse Capital LLC is now the record owner of 22,405,206 shares of Common Stock.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 21:41 UTC OtherCommon Stock 618,715 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011262 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,463,235

F11 · kind: On April 12, 2023, 618,715 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 94,407 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI").

F12 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F14 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse GP VI. As a result of such distribution, Linse Capital LLC is now the record owner of 22,405,206 shares of Common Stock.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 21:41 UTC OtherCommon Stock 387,858 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011262 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,174,191

F9 · kind: On April 12, 2023, 387,858 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 12,588 shares of Common Stock were received by Linse Capital LLC and 4,831 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital.

F10 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 21:41 UTC OtherCommon Stock 366,603 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011262 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,052,052

F7 · kind: On April 12, 2023, 366,603 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 52,655 shares of Common Stock were received by Linse Capital LLC.

F8 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.