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CHPT

ChargePoint Holdings, Inc.

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6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 2, 2021 02:41 UTC
McNeill Scott K.Director · CEO & CFO · 10% owner
ConversionClass B Common Stock · Derivative 6,763,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012699 · ownership.xml · derivative · entry 4

McNeill Scott K. · CIK 0001596862 · Director · CEO & CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,763,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Executive Officer and Chief Financial Officer of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:41 UTC
McNeill Scott K.Director · CEO & CFO · 10% owner
OtherClass B Common Stock · Derivative 969,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012699 · ownership.xml · derivative · entry 3

McNeill Scott K. · CIK 0001596862 · Director · CEO & CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,763,280

Underlying: Class A Common Stock · 969,661 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · kind: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F4 · price: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Executive Officer and Chief Financial Officer of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:41 UTC
McNeill Scott K.Director · CEO & CFO · 10% owner
ConversionClass A Common Stock 6,763,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012699 · ownership.xml · nonDerivative · entry 1

McNeill Scott K. · CIK 0001596862 · Director · CEO & CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,763,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Executive Officer and Chief Financial Officer of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:42 UTC ConversionClass B Common Stock · Derivative 34,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012704 · ownership.xml · derivative · entry 3

Arrott Zane W. · CIK 0001596948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:42 UTC OtherClass B Common Stock · Derivative 5,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012704 · ownership.xml · derivative · entry 2

Arrott Zane W. · CIK 0001596948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,985

Underlying: Class A Common Stock · 5,015 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · kind: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock.

F3 · price: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:42 UTC ConversionClass A Common Stock 34,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012704 · ownership.xml · nonDerivative · entry 1

Arrott Zane W. · CIK 0001596948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC
Mutrie James E.Director · CCO, GC & Secretary · 10% owner
OtherPrivate Placement Warrants · Derivative 1,000,000 $1.50 Strike: $11.50 $1,500,000.00
Disclosure

SEC source: 0001213900-21-012701 · ownership.xml · derivative · entry 5

Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,521,568

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans.

F6 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering.

F7 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering.

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC
Mutrie James E.Director · CCO, GC & Secretary · 10% owner
ConversionClass B Common Stock · Derivative 6,763,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012701 · ownership.xml · derivative · entry 4

Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,763,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC
Mutrie James E.Director · CCO, GC & Secretary · 10% owner
OtherClass B Common Stock · Derivative 969,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012701 · ownership.xml · derivative · entry 3

Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,763,280

Underlying: Class A Common Stock · 969,661 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4 · kind: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F4 · price: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC
Mutrie James E.Director · CCO, GC & Secretary · 10% owner
ConversionClass A Common Stock 6,763,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012701 · ownership.xml · nonDerivative · entry 1

Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,763,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:43 UTC OtherPrivate Placement Warrants · Derivative 1,000,000 $1.50 Strike: $11.50 $1,500,000.00
Disclosure

SEC source: 0001213900-21-012706 · ownership.xml · derivative · entry 4

NGP Switchback, LLC · CIK 0001782416 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,521,568

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F7 · kind: In connection with the closing of the Business Combination, the Reporting Person exercised its right to convert a portion of the working capital loans made by the Reporting Person to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans.

F8 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering.

F9 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering.

F2 · ownership.direct: The Reporting Person is the record holder of the securities reported herein. Scott McNeill is a manager and the Chief Executive Officer and Chief Financial Officer of the Reporting Person. Jim Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Reporting Person. Chris Carter, Scott Gieselman and Sam Stoutner are managers of the Reporting Person. As such, Messrs. McNeill, Mutrie, Carter, Gieselman and Stoutner may be deemed to have or share beneficial ownership of the securities held directly by the Reporting Person.

F3 · ownership.direct: NGP ETP III Investments, LLC directly owns a majority of the limited liability company interests of the Reporting Person. NGP XII US Holdings, L.P. is the sole member of NGP ETP III Investments, LLC, NGP XII Holdings GP, L.L.C. is the sole general partner of NGP XII US Holdings, L.P., and NGP Natural Resources XII, L.P. is the sole member of NGP XII Holdings GP, L.L.C. G.F.W. Energy XII, L.P. is the sole general partner of NGP Natural Resources XII, L.P., and GFW XII, L.L.C. is the sole general partner of G.F.W. Energy XII, L.P. GFW XII, L.L.C. has delegated full power and authority to manage NGP ETP III Investments, LLC to NGP Energy Capital Management, L.L.C.

F4 · ownership.direct: Chris Carter, Tony R. Weber, Craig Glick and Jill Lampert serve on the Executive Committee of NGP Energy Capital Management, L.L.C. Accordingly, each of NGP ETP III Investments, LLC, NGP XII US Holdings, L.P., NGP XII Holdings GP, L.L.C., NGP Natural Resources XII, L.P., G.F.W. Energy XII, L.P., GFW XII, L.L.C., NGP Energy Capital Management, L.L.C., Tony R. Weber, Chris Carter, Craig Glick and Jill Lampert may be deemed to have or share beneficial ownership of the shares held directly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:43 UTC ConversionClass B Common Stock · Derivative 6,763,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012706 · ownership.xml · derivative · entry 3

NGP Switchback, LLC · CIK 0001782416 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,763,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F5 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F5 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · ownership.direct: The Reporting Person is the record holder of the securities reported herein. Scott McNeill is a manager and the Chief Executive Officer and Chief Financial Officer of the Reporting Person. Jim Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Reporting Person. Chris Carter, Scott Gieselman and Sam Stoutner are managers of the Reporting Person. As such, Messrs. McNeill, Mutrie, Carter, Gieselman and Stoutner may be deemed to have or share beneficial ownership of the securities held directly by the Reporting Person.

F3 · ownership.direct: NGP ETP III Investments, LLC directly owns a majority of the limited liability company interests of the Reporting Person. NGP XII US Holdings, L.P. is the sole member of NGP ETP III Investments, LLC, NGP XII Holdings GP, L.L.C. is the sole general partner of NGP XII US Holdings, L.P., and NGP Natural Resources XII, L.P. is the sole member of NGP XII Holdings GP, L.L.C. G.F.W. Energy XII, L.P. is the sole general partner of NGP Natural Resources XII, L.P., and GFW XII, L.L.C. is the sole general partner of G.F.W. Energy XII, L.P. GFW XII, L.L.C. has delegated full power and authority to manage NGP ETP III Investments, LLC to NGP Energy Capital Management, L.L.C.

F4 · ownership.direct: Chris Carter, Tony R. Weber, Craig Glick and Jill Lampert serve on the Executive Committee of NGP Energy Capital Management, L.L.C. Accordingly, each of NGP ETP III Investments, LLC, NGP XII US Holdings, L.P., NGP XII Holdings GP, L.L.C., NGP Natural Resources XII, L.P., G.F.W. Energy XII, L.P., GFW XII, L.L.C., NGP Energy Capital Management, L.L.C., Tony R. Weber, Chris Carter, Craig Glick and Jill Lampert may be deemed to have or share beneficial ownership of the shares held directly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:43 UTC OtherClass B Common Stock · Derivative 969,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012706 · ownership.xml · derivative · entry 2

NGP Switchback, LLC · CIK 0001782416 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,763,280

Underlying: Class A Common Stock · 969,661 shares

Expires not disclosed

F5 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F6 · kind: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F6 · price: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F5 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F5 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · ownership.direct: The Reporting Person is the record holder of the securities reported herein. Scott McNeill is a manager and the Chief Executive Officer and Chief Financial Officer of the Reporting Person. Jim Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Reporting Person. Chris Carter, Scott Gieselman and Sam Stoutner are managers of the Reporting Person. As such, Messrs. McNeill, Mutrie, Carter, Gieselman and Stoutner may be deemed to have or share beneficial ownership of the securities held directly by the Reporting Person.

F3 · ownership.direct: NGP ETP III Investments, LLC directly owns a majority of the limited liability company interests of the Reporting Person. NGP XII US Holdings, L.P. is the sole member of NGP ETP III Investments, LLC, NGP XII Holdings GP, L.L.C. is the sole general partner of NGP XII US Holdings, L.P., and NGP Natural Resources XII, L.P. is the sole member of NGP XII Holdings GP, L.L.C. G.F.W. Energy XII, L.P. is the sole general partner of NGP Natural Resources XII, L.P., and GFW XII, L.L.C. is the sole general partner of G.F.W. Energy XII, L.P. GFW XII, L.L.C. has delegated full power and authority to manage NGP ETP III Investments, LLC to NGP Energy Capital Management, L.L.C.

F4 · ownership.direct: Chris Carter, Tony R. Weber, Craig Glick and Jill Lampert serve on the Executive Committee of NGP Energy Capital Management, L.L.C. Accordingly, each of NGP ETP III Investments, LLC, NGP XII US Holdings, L.P., NGP XII Holdings GP, L.L.C., NGP Natural Resources XII, L.P., G.F.W. Energy XII, L.P., GFW XII, L.L.C., NGP Energy Capital Management, L.L.C., Tony R. Weber, Chris Carter, Craig Glick and Jill Lampert may be deemed to have or share beneficial ownership of the shares held directly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 02:43 UTC ConversionClass A Common Stock 6,763,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-012706 · ownership.xml · nonDerivative · entry 1

NGP Switchback, LLC · CIK 0001782416 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,763,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2 · ownership.direct: The Reporting Person is the record holder of the securities reported herein. Scott McNeill is a manager and the Chief Executive Officer and Chief Financial Officer of the Reporting Person. Jim Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Reporting Person. Chris Carter, Scott Gieselman and Sam Stoutner are managers of the Reporting Person. As such, Messrs. McNeill, Mutrie, Carter, Gieselman and Stoutner may be deemed to have or share beneficial ownership of the securities held directly by the Reporting Person.

F3 · ownership.direct: NGP ETP III Investments, LLC directly owns a majority of the limited liability company interests of the Reporting Person. NGP XII US Holdings, L.P. is the sole member of NGP ETP III Investments, LLC, NGP XII Holdings GP, L.L.C. is the sole general partner of NGP XII US Holdings, L.P., and NGP Natural Resources XII, L.P. is the sole member of NGP XII Holdings GP, L.L.C. G.F.W. Energy XII, L.P. is the sole general partner of NGP Natural Resources XII, L.P., and GFW XII, L.L.C. is the sole general partner of G.F.W. Energy XII, L.P. GFW XII, L.L.C. has delegated full power and authority to manage NGP ETP III Investments, LLC to NGP Energy Capital Management, L.L.C.

F4 · ownership.direct: Chris Carter, Tony R. Weber, Craig Glick and Jill Lampert serve on the Executive Committee of NGP Energy Capital Management, L.L.C. Accordingly, each of NGP ETP III Investments, LLC, NGP XII US Holdings, L.P., NGP XII Holdings GP, L.L.C., NGP Natural Resources XII, L.P., G.F.W. Energy XII, L.P., GFW XII, L.L.C., NGP Energy Capital Management, L.L.C., Tony R. Weber, Chris Carter, Craig Glick and Jill Lampert may be deemed to have or share beneficial ownership of the shares held directly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:56 UTC GrantWarrant (right to buy) · Derivative 87,821 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009006 · doc4.xml · derivative · entry 4

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 87,821

Underlying: Common Stock · 87,821 shares

Expires 2030-07-31

F4 · price: The Warrant was received in exchange for a warrant to purchase 88,121 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee.

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February 26, 2021 Filed Mar 2, 2021 21:56 UTC GrantStock Option (right to buy) · Derivative 398,640 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-21-009006 · doc4.xml · derivative · entry 3

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,640

Underlying: Common Stock · 398,640 shares

Expires 2030-07-24

F3 · price: The Stock Option was received in exchange for an option to purchase 400,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 400,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

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February 26, 2021 Filed Mar 2, 2021 21:56 UTC GrantCommon Stock 40,019 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009006 · doc4.xml · nonDerivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 40,019

F2 · price: The Shares were received in exchange 40,156 Common Stock of Chargepoint, Inc. in connection with the Merger. The Shares are held by the Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:56 UTC GrantCommon Stock 690,155 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009006 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 690,155

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 688,476 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:07 UTC
LESCHLY MARKDirector
GrantCommon Stock 382,996 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009014 · doc4.xml · nonDerivative · entry 1

LESCHLY MARK · CIK 0001120545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 382,996

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 384,303 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Iconica LLC. The Reporting Person is managing member of Iconica LLC and as such Mr. Leschly possesses sole power to direct the voting and disposition of the shares owned by Iconica LLC.

F1 · ownership.nature: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 384,303 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Iconica LLC. The Reporting Person is managing member of Iconica LLC and as such Mr. Leschly possesses sole power to direct the voting and disposition of the shares owned by Iconica LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantWarrant (right to buy) · Derivative 479,897 Not disclosed Strike: $6.02 Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · derivative · entry 11

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 479,897

Underlying: Common Stock · 479,897 shares

Expires 2030-08-04

F12 · price: The Warrant was received in exchange for a warrant to purchase 481,535 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.

F12 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 481,535 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantWarrant (right to buy) · Derivative 8,909,527 Not disclosed Strike: $6.02 Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · derivative · entry 10

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,909,527

Underlying: Common Stock · 8,909,527 shares

Expires 2030-07-31

F11 · price: The Warrant was received in exchange for a warrant to purchase 8,939,923 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.

F11 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 8,939,923 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse VI.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantWarrant (right to buy) · Derivative 117,095 Not disclosed Strike: $9.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · derivative · entry 9

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 117,095

Underlying: Common Stock · 117,095 shares

Expires 2029-02-13

F10 · price: The Warrant was received in exchange for a warrant to purchase 117,495 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F10 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 117,495 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantWarrant (right to buy) · Derivative 702,573 Not disclosed Strike: $9.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · derivative · entry 8

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 702,573

Underlying: Common Stock · 702,573 shares

Expires 2028-12-21

F9 · price: The Warrant was received in exchange for a warrant to purchase 704,970 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F9 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 704,970 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantWarrant (right to buy) · Derivative 1,346,598 Not disclosed Strike: $9.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · derivative · entry 7

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,346,598

Underlying: Common Stock · 1,346,598 shares

Expires 2028-11-16

F8 · price: The Warrant was received in exchange for a warrant to purchase 1,351,193 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F8 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 1,351,193 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Linse V.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 9,818,807 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,818,807

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F7 · ownership.nature: The Shares were received in exchange for 9,421,458 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP VI, LLC ("Linse VI"). Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 6,498,802 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,498,802

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F6 · ownership.nature: The Shares were received in exchange for 6,520,973 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP V, LLC ("Linse V"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 28,026,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,026,451

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F5 · ownership.nature: The Shares were received in exchange for 28,122,065 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP, LLC ("Linse I"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 6,319,434 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,319,434

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F4 · ownership.nature: The Shares were received in exchange for 6,340,994 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP IV, LLC ("Linse IV"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 8,115,159 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,115,159

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F3 · ownership.nature: The Shares were received in exchange for 8,142,844 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Linse Capital CP II, LLC ("Linse II"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:10 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 9,130,762 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009145 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,130,762

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share.

F2 · ownership.nature: The Shares were received in exchange for 9,161,913 shares of Common Stock of ChargePoint, Inc. The Shares are held directly by Linse Capital CP III, LLC ("Linse III"). Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has sole voting and investment power over the shares held by Linse III.

F13 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:19 UTC GrantWarrant (right to buy) · Derivative 35,129 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009019 · doc4.xml · derivative · entry 4

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 35,129

Underlying: Common Stock · 35,129 shares

Expires 2030-07-31

F4 · price: The Warrant was received in exchange for a warrant to purchase 35,249 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by the G. Richard Wagoner, Jr. Trust dated 7/13/1989, as amended and restated 10/19/2018 of which the Reporting Person is trustee.

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February 26, 2021 Filed Mar 2, 2021 22:19 UTC GrantStock Option (right to buy) · Derivative 24,761 Not disclosed Strike: $0.84 Not disclosed
Disclosure

SEC source: 0000899243-21-009019 · doc4.xml · derivative · entry 3

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,761

Underlying: Common Stock · 24,761 shares

Expires 2028-01-25

F3 · price: The Stock Option was received in exchange for an option to purchase 24,846 shares of common stock of ChargePoint, Inc. in connection with the Merger.

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February 26, 2021 Filed Mar 2, 2021 22:19 UTC GrantStock Option (right to buy) · Derivative 354,956 Not disclosed Strike: $0.89 Not disclosed
Disclosure

SEC source: 0000899243-21-009019 · doc4.xml · derivative · entry 2

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,956

Underlying: Common Stock · 354,956 shares

Expires 2027-03-13

F2 · price: The Stock Option was received in exchange for an option to purchase 356,167 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from March 9, 2017, subject to the Reporting person's continuous service through each vesting date

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 356,167 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from March 9, 2017, subject to the Reporting person's continuous service through each vesting date

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February 26, 2021 Filed Mar 2, 2021 22:19 UTC GrantCommon Stock 36,738 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009019 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 36,738

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 35,249 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The shares are held by the G. Richard Wagoner, Jr. Trust dated 7/13/1989, as amended and restated 10/19/2018 of which the Reporting Person is trustee.

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February 26, 2021 Filed Mar 2, 2021 17:01 UTC
JACKSON REX SChief Financial Officer
GrantWarrant (right to buy) · Derivative 87,821 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009009 · doc4.xml · derivative · entry 3

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 87,821

Underlying: Common Stock · 87,821 shares

Expires 2030-08-06

F3 · price: The Warrant was received in exchange for a warrant to purchase 88,121 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.

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February 26, 2021 Filed Mar 2, 2021 17:01 UTC
JACKSON REX SChief Financial Officer
GrantStock Option (right to buy) · Derivative 1,581,256 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-21-009009 · doc4.xml · derivative · entry 2

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,256

Underlying: Common Stock · 1,581,256 shares

Expires 2028-07-05

F2 · price: The Stock Option was received in exchange for an option to purchase 1,586,652 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from May 29, 2018, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 1,586,652 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from May 29, 2018, subject to the Reporting Person's continuous service through each vesting date.

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February 26, 2021 Filed Mar 2, 2021 17:01 UTC
JACKSON REX SChief Financial Officer
GrantCommon Stock 91,724 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009009 · doc4.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 91,724

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 88,121 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:59 UTC
Hughes Michael DSee Remarks
GrantStock Option (right to buy) · Derivative 1,491,174 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-21-009008 · doc4.xml · derivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491,174

Underlying: Common Stock · 1,491,174 shares

Expires 2028-08-26

F2 · price: The Stock Option was received in exchange for an option to purchase 1,496,262 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 1,496,262 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:59 UTC
Hughes Michael DSee Remarks
GrantCommon Stock 99,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009008 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,660

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 100,000 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

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February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 14,568 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 13

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,568

Underlying: Common Stock · 14,568 shares

Expires 2022-03-04

F14 · price: The Warrant was received in exchange for a warrant to purchase 14,619 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

F14 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 14,619 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 22,326 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 12

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,326

Underlying: Common Stock · 22,326 shares

Expires 2022-01-05

F13 · price: The Warrant was received in exchange for a warrant to purchase 22,404 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

F13 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 22,404 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 16,879 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 11

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,879

Underlying: Common Stock · 16,879 shares

Expires 2021-10-28

F12 · price: The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

F12 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 16,879 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 10

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,879

Underlying: Common Stock · 16,879 shares

Expires 2021-09-12

F11 · price: The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

F11 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 16,938 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 22,337 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 9

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,337

Underlying: Common Stock · 22,337 shares

Expires 2021-06-20

F10 · price: The Warrant was received in exchange for a warrant to purchase 22,415 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

F10 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 22,415 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by ChargePoint Investments LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 29,273 Not disclosed Strike: $9.04 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 8

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29,273

Underlying: Common Stock · 29,273 shares

Expires 2028-11-16

F9 · price: The Warrant was received in exchange for a warrant to purchase 29,373 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Energy Ventures III L.P.

F9 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 29,373 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Energy Ventures III L.P.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantWarrant (right to buy) · Derivative 1,466,051 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · derivative · entry 7

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,466,051

Underlying: Common Stock · 1,466,051 shares

Expires 2030-07-31

F8 · price: The Warrant was received in exchange for a warrant to purchase 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Chargepoint Investments III, LLC.

F8 · ownership.nature: The Warrant was received in exchange for a warrant to purchase 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Warrant is held by Braemar Chargepoint Investments III, LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantCommon Stock 2,749,839 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · nonDerivative · entry 6

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,749,839

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

F2 · price: (Continued from Footnote 1) The Shares are held directly by Braemar ChargePoint Investments III, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.

F7 · ownership.nature: The Shares were received in exchange for 2,759,221 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by directly by ChargePoint Investments LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantCommon Stock 806,246 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · nonDerivative · entry 5

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 806,246

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

F2 · price: (Continued from Footnote 1) The Shares are held directly by Braemar ChargePoint Investments III, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.

F6 · ownership.nature: The Shares were received in exchange for 808,997 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by ChargePoint Investments II, LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantCommon Stock 10,546,048 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · nonDerivative · entry 4

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,546,048

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

F2 · price: (Continued from Footnote 1) The Shares are held directly by Braemar ChargePoint Investments III, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.

F5 · ownership.nature: The Shares were received in exchange for 10,582,027 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar Energy Ventures III, L.P.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:17 UTC GrantCommon Stock 2,459,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009018 · doc4.xml · nonDerivative · entry 3

Suslak Neil S · CIK 0001839057 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,459,007

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,471,053 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.

F2 · price: (Continued from Footnote 1) The Shares are held directly by Braemar ChargePoint Investments III, LLC. Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.

F4 · ownership.nature: The Shares were received in exchange for 2,467,396 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. The Shares are held directly by Braemar CP Investments II 2020, LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.