person · Reporting owner

Mutrie James E.

Disclosed activity across 4 companies

Tapewire entity: 126312
SEC CIK: 0001609860

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Bird Global, Inc.BRDS · Entity 109526	Director	June 08, 2022	June 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bird Global, Inc.

Report date June 08, 2022 · Filed June 10, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	235,339	Reported balance After 2022-06-08 transaction · row 1 1 source row Row 1 · 2022-06-08 · Grant · Acquired 201,700 · Balance 235,339 F1: Represents an award of restricted stock units, which vests in full on the earlier to occur of: (i) June 8, 2023, and (ii) the date of the 2023 annual meeting of the Issuer's stockholders. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. This award is made pursuant to the Issuer's Non-Employee Director Compensation Program.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	7,826,250	Reported balance Holding disclosure · report date 2022-06-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 7,826,250 F2: NGP Switchback II, LLC (the "Sponsor") is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of the Sponsor. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units, which vests in full on the earlier to occur of: (i) June 8, 2023, and (ii) the date of the 2023 annual meeting of the Issuer's stockholders. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. This award is made pursuant to the Issuer's Non-Employee Director Compensation Program.

F2: NGP Switchback II, LLC (the "Sponsor") is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of the Sponsor. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ChargePoint Holdings, Inc.

Report date February 26, 2021 · Filed March 01, 2021

Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	6,763,280	Reported balance After 2021-02-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-02-26 · Conversion · Acquired 6,763,280 · Balance 6,763,280 F1: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	6,763,280	Reported balance After 2021-02-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-02-26 · Other · Disposed 969,661 · Balance 6,763,280 F3: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F2: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2021-02-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-02-26 · Conversion · Disposed 6,763,280 · Balance 0 F1: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F3: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.
Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee footnote	6,521,568	Reported balance After 2021-02-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-02-26 · Other · Acquired 1,000,000 · Balance 6,521,568 F5: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans. F6: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering. F7: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F2: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	Direct	43,000	Reported balance Holding disclosure · report date 2021-02-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 43,000

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein.

F3: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F4: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock.

F5: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans.

F6: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering.

F7: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering.

RSP Permian, Inc.

Report date July 19, 2018 · Filed July 20, 2018

Section 16 reporting ended · disclosed 2018-07-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2018-07-19 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2018-07-19 · Grant · Acquired 101,036 · Balance 173,786 F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho. Immediately prior to the effective time of the Merger (the "Effective Time"), the outstanding awards of performance-based restricted stock of RSP vested based on RSP's performance through the Effective Time, as determined by the RSP board of directors, and each vested share of performance-based restricted stock was converted into the right to receive 0.320 of a share of Concho common stock. F2: (Continued from Footnote 1) On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following the conversion into shares of Concho common stock. Row 2 · 2018-07-19 · Disposition to issuer · Disposed 173,786 · Balance 0 F3: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the Effective Time (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66.

Filing footnotes · ownership attribution and instrument terms

F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho. Immediately prior to the effective time of the Merger (the "Effective Time"), the outstanding awards of performance-based restricted stock of RSP vested based on RSP's performance through the Effective Time, as determined by the RSP board of directors, and each vested share of performance-based restricted stock was converted into the right to receive 0.320 of a share of Concho common stock.

F2: (Continued from Footnote 1) On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following the conversion into shares of Concho common stock.

F3: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the Effective Time (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66.

Switchback II Corp

Report date November 03, 2021 · Filed November 03, 2021

Section 16 reporting ended · disclosed 2021-11-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	Direct	Reported balance After 2021-11-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-11-03 · Other · Disposed 100,000 · Balance 0 F1: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A Ordinary Shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A Ordinary Shares at an exercise price of $11.50 per share. F2: In connection with the Issuer's business combination with Bird Rides, Inc. (the "Business Combination"), each Class A Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class A common stock of Bird Global, Inc., the combined company ("Bird Global"). F3: The price represents the closing price of the Issuer's units on November 3, 2021.
Class B Ordinary SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2021-11-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-11-03 · Other · Disposed 7,826,250 · Balance 0 F4: The Class B Ordinary Shares were convertible into Class A Ordinary Shares of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and had no expiration date. F5: In connection with the Business Combination, each Class B Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class B common stock of Bird Global. F6: NGP Switchback II, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of NGP Switchback II, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the ordinary shares held directly by NGP Switchback II, LLC.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	Reported balance After 2021-11-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-11-03 · Other · Disposed 20,000 · Balance 0 F1: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A Ordinary Shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A Ordinary Shares at an exercise price of $11.50 per share. F7: In connection with the Business Combination, each warrant of the Issuer was exchanged on a one-for-one basis for warrants of Bird Global. F3: The price represents the closing price of the Issuer's units on November 3, 2021. F8: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.

Filing footnotes · ownership attribution and instrument terms

F1: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A Ordinary Shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A Ordinary Shares at an exercise price of $11.50 per share.

F2: In connection with the Issuer's business combination with Bird Rides, Inc. (the "Business Combination"), each Class A Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class A common stock of Bird Global, Inc., the combined company ("Bird Global").

F3: The price represents the closing price of the Issuer's units on November 3, 2021.

F4: The Class B Ordinary Shares were convertible into Class A Ordinary Shares of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and had no expiration date.

F5: In connection with the Business Combination, each Class B Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class B common stock of Bird Global.

F6: NGP Switchback II, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of NGP Switchback II, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the ordinary shares held directly by NGP Switchback II, LLC.

F7: In connection with the Business Combination, each warrant of the Issuer was exchanged on a one-for-one basis for warrants of Bird Global.

F8: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 08, 2022 Filed Jun 10, 2022 18:21 UTC	Bird Global, Inc. BRDS · Entity 109526	GrantClass A Common Stock	201,700	$0.00	$0.00	Disclosure SEC source: 0001861449-22-000108 · wf-form4_165489970104454.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,339 F1 · shares: Represents an award of restricted stock units, which vests in full on the earlier to occur of: (i) June 8, 2023, and (ii) the date of the 2023 annual meeting of the Issuer's stockholders. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. This award is made pursuant to the Issuer's Non-Employee Director Compensation Program. Read SEC document
February 25, 2022 Filed Mar 1, 2022 16:51 UTC	Bird Global, Inc. BRDS · Entity 109526	GrantClass A Common Stock	33,639	$0.00	$0.00	Disclosure SEC source: 0001861449-22-000009 · wf-form4_164617147967491.xml · nonDerivative · entry 2 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,639 F1 · shares: Represents an award of restricted stock units, which vests in full on the date of the 2022 annual meeting of the Issuer's stockholders. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document
January 31, 2022 Filed Mar 1, 2022 16:51 UTC	Bird Global, Inc. BRDS · Entity 109526	GiftClass A Common Stock	530,000	$0.00	$0.00	Disclosure SEC source: 0001861449-22-000009 · wf-form4_164617147967491.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
November 04, 2021 Filed Nov 4, 2021 20:26 UTC	Bird Global, Inc. BRDS · Entity 109526	GrantPrivate Placement Warrants · Derivative	6,550,000	$1.50 Strike: $11.50	$9,825,000.00	Disclosure SEC source: 0000899243-21-043102 · doc4.xml · derivative · entry 4 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,550,000 Underlying: Class A Common Stock · 6,550,000 shares Expires not disclosed F4 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Business Combination and 12 months from the closing of Switchback's initial public offering. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F4 · derivative.expiration_date: The warrants will become exercisable on the later of 30 days after the completion of the Business Combination and 12 months from the closing of Switchback's initial public offering. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F5 · balance_after: Includes 5,550,000 private placement warrants issued to the Sponsor in connection with Switchback's initial public offering and 1,000,000 private warrants issued to the Sponsor upon exercise of its right to convert a $1,500,000 principal amount of working capital loans made by the Sponsor to Switchback at a price of $1.50. F2 · ownership.nature: NGP Switchback II, LLC (the "Sponsor") is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of the Sponsor. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Read SEC document
November 04, 2021 Filed Nov 4, 2021 20:26 UTC	Bird Global, Inc. BRDS · Entity 109526	ConversionClass B Common Stock · Derivative	7,826,250	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-043102 · doc4.xml · derivative · entry 3 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 7,826,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback II Corporation ("Switchback"), Maverick Merger Sub Inc., Bird Rides, Inc. and the Issuer on November 4, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback II Corporation ("Switchback"), Maverick Merger Sub Inc., Bird Rides, Inc. and the Issuer on November 4, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback II, LLC (the "Sponsor") is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of the Sponsor. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Read SEC document
November 04, 2021 Filed Nov 4, 2021 20:26 UTC	Bird Global, Inc. BRDS · Entity 109526	PurchaseClass A Common Stock	430,000	$10.00	$4,300,000.00	Disclosure SEC source: 0000899243-21-043102 · doc4.xml · nonDerivative · entry 2 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,000 Read SEC document
November 04, 2021 Filed Nov 4, 2021 20:26 UTC	Bird Global, Inc. BRDS · Entity 109526	ConversionClass A Common Stock	7,826,250	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-043102 · doc4.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,826,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback II Corporation ("Switchback"), Maverick Merger Sub Inc., Bird Rides, Inc. and the Issuer on November 4, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: NGP Switchback II, LLC (the "Sponsor") is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of the Sponsor. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Read SEC document
November 03, 2021 Filed Nov 3, 2021 16:25 UTC	Switchback II Corp SWBK · Entity 133869	OtherWarrants · Derivative	20,000	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0000899243-21-042716 · doc4.xml · derivative · entry 3 Mutrie James E. · CIK 0001609860 · Director · Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 20,000 shares Expires not disclosed F1 · security: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A Ordinary Shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A Ordinary Shares at an exercise price of $11.50 per share. F7 · kind: In connection with the Business Combination, each warrant of the Issuer was exchanged on a one-for-one basis for warrants of Bird Global. F3 · price: The price represents the closing price of the Issuer's units on November 3, 2021. F8 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F8 · derivative.expiration_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document
November 03, 2021 Filed Nov 3, 2021 16:25 UTC	Switchback II Corp SWBK · Entity 133869	OtherClass B Ordinary Shares · Derivative	7,826,250	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-042716 · doc4.xml · derivative · entry 2 Mutrie James E. · CIK 0001609860 · Director · Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 7,826,250 shares Expires not disclosed F4 · derivative.exercise_price: The Class B Ordinary Shares were convertible into Class A Ordinary Shares of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and had no expiration date. F5 · kind: In connection with the Business Combination, each Class B Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class B common stock of Bird Global. F5 · price: In connection with the Business Combination, each Class B Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class B common stock of Bird Global. F4 · derivative.exercise_date: The Class B Ordinary Shares were convertible into Class A Ordinary Shares of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and had no expiration date. F4 · derivative.expiration_date: The Class B Ordinary Shares were convertible into Class A Ordinary Shares of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and had no expiration date. F6 · ownership.nature: NGP Switchback II, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of NGP Switchback II, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the ordinary shares held directly by NGP Switchback II, LLC. Read SEC document
November 03, 2021 Filed Nov 3, 2021 16:25 UTC	Switchback II Corp SWBK · Entity 133869	OtherClass A Ordinary Shares	100,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-042716 · doc4.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A Ordinary Shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A Ordinary Shares at an exercise price of $11.50 per share. F2 · kind: In connection with the Issuer's business combination with Bird Rides, Inc. (the "Business Combination"), each Class A Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class A common stock of Bird Global, Inc., the combined company ("Bird Global"). F3 · price: The price represents the closing price of the Issuer's units on November 3, 2021. Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC	ChargePoint Holdings, Inc. CHPT · Entity 6581	OtherPrivate Placement Warrants · Derivative	1,000,000	$1.50 Strike: $11.50	$1,500,000.00	Disclosure SEC source: 0001213900-21-012701 · ownership.xml · derivative · entry 5 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,521,568 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F5 · kind: In connection with the closing of the Business Combination, the Sponsor exercised its right to convert a portion of the working capital loans made by the Sponsor to Switchback into 1,000,000 private warrants at a price of $1.50 per warrant in satisfaction of $1,500,000 principal amount of such loans. F6 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the closing of the Business Combination and 12 months from the closing of Switchback's initial public offering. F7 · derivative.expiration_date: The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the prospectus for Switchback's initial public offering. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC	ChargePoint Holdings, Inc. CHPT · Entity 6581	ConversionClass B Common Stock · Derivative	6,763,280	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-012701 · ownership.xml · derivative · entry 4 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,763,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC	ChargePoint Holdings, Inc. CHPT · Entity 6581	OtherClass B Common Stock · Derivative	969,661	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-012701 · ownership.xml · derivative · entry 3 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Underlying: Class A Common Stock · 969,661 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · kind: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F4 · price: Immediately prior to the closing of the Business Combination, the Sponsor irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 969,661 shares of Class B Common Stock. F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:41 UTC	ChargePoint Holdings, Inc. CHPT · Entity 6581	ConversionClass A Common Stock	6,763,280	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-012701 · ownership.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,763,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2 · ownership.nature: NGP Switchback, LLC ("Sponsor") is the record holder of the securities reported herein. The Reporting Person is a manager and the Chief Commercial Officer, General Counsel and Secretary of the Sponsor. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document
January 12, 2021 Filed Jan 12, 2021 18:33 UTC	Switchback II Corp SWBK.U · Entity 133869	PurchaseWarrants · Derivative	20,000	$10.00	$200,000.00	Disclosure SEC source: 0000899243-21-001547 · doc4.xml · derivative · entry 2 Mutrie James E. · CIK 0001609860 · Director · Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Ordinary Shares · 20,000 shares Expires not disclosed F1 · security: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.exercise_price: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F2 · shares: The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. F1 · price: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.exercise_date: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.expiration_date: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document
January 12, 2021 Filed Jan 12, 2021 18:33 UTC	Switchback II Corp SWBK.U · Entity 133869	PurchaseClass A Ordinary Shares	100,000	$10.00	$1,000,000.00	Disclosure SEC source: 0000899243-21-001547 · doc4.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · security: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F2 · shares: The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. F1 · price: Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A ordinary shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A ordinary shares at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document
July 31, 2020 Filed Aug 3, 2020 16:37 UTC	ChargePoint Holdings, Inc. SBE · Entity 6581	SaleClass B Common Stock · Derivative	40,000	$0.00	$120.00	Disclosure SEC source: 0001213900-20-019914 · ownership.xml · derivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,732,941 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.nature: NGP Switchback, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the shares held directly by NGP Switchback, LLC. Read SEC document
September 09, 2019 Filed Sep 23, 2019 19:19 UTC	ChargePoint Holdings, Inc. SBE.U · Entity 6581	OtherClass B Common Stock · Derivative	772,059	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-19-018708 · ownership.xml · derivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,772,941 Underlying: Class A Common Stock · 772,059 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · kind: The Class B Common Stock owned by NGP Switchback, LLC included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-232501). Because the underwriters exercised their over-allotment option in part, NGP Switchback, LLC forfeited 772,059 shares of Class B Common Stock on September 9, 2019 for cancellation by the Issuer. F2 · price: The Class B Common Stock owned by NGP Switchback, LLC included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-232501). Because the underwriters exercised their over-allotment option in part, NGP Switchback, LLC forfeited 772,059 shares of Class B Common Stock on September 9, 2019 for cancellation by the Issuer. F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · ownership.nature: NGP Switchback, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the shares held directly by NGP Switchback, LLC. Read SEC document
September 06, 2019 Filed Sep 6, 2019 19:58 UTC	ChargePoint Holdings, Inc. SBE.U · Entity 6581	PurchasePrivate Placement Warrants · Derivative	188,235	$1.50 Strike: $11.50	$282,352.50	Disclosure SEC source: 0001213900-19-017428 · ownership.xml · derivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,521,568 Underlying: Class A Common Stock · 188,235 shares Expires not disclosed F1 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F3 · ownership.nature: NGP Switchback, LLC is the record holder of the private placement warrants reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the private placement warrants held directly by NGP Switchback, LLC. Read SEC document
July 30, 2019 Filed Jul 30, 2019 16:55 UTC	ChargePoint Holdings, Inc. SBE.U · Entity 6581	PurchasePrivate Placement Warrants · Derivative	5,333,333	$1.50 Strike: $11.50	$7,999,999.50	Disclosure SEC source: 0001213900-19-014023 · ownership.xml · derivative · entry 3 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,333,333 Underlying: Class A Common Stock · 5,333,333 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F5 · ownership.nature: NGP Switchback, LLC is the record holder of the private placement warrants reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the private placement warrants held directly by NGP Switchback, LLC. Read SEC document
July 30, 2019 Filed Jul 30, 2019 16:55 UTC	ChargePoint Holdings, Inc. SBE.U · Entity 6581	PurchaseWarrants · Derivative	14,333	$10.00	$143,330.00	Disclosure SEC source: 0001213900-19-014023 · ownership.xml · derivative · entry 2 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,333 Underlying: Class A Common Stock · 14,333 shares Expires not disclosed F1 · security: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.exercise_price: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F2 · shares: The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. F1 · price: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.exercise_date: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.expiration_date: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document
July 30, 2019 Filed Jul 30, 2019 16:55 UTC	ChargePoint Holdings, Inc. SBE.U · Entity 6581	PurchaseClass A Common Stock	43,000	$10.00	$430,000.00	Disclosure SEC source: 0001213900-19-014023 · ownership.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · Director · CCO, GC & Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 F1 · security: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F2 · shares: The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. F1 · price: Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document
July 19, 2018 Filed Jul 20, 2018 18:11 UTC	RSP Permian, Inc. RSPP · Entity 164859	Disposition to issuerCommon Stock	173,786	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-020304 · doc4.xml · nonDerivative · entry 2 Mutrie James E. · CIK 0001609860 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the Effective Time (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Read SEC document
July 19, 2018 Filed Jul 20, 2018 18:11 UTC	RSP Permian, Inc. RSPP · Entity 164859	GrantCommon Stock	101,036	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-020304 · doc4.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,786 F1 · price: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho. Immediately prior to the effective time of the Merger (the "Effective Time"), the outstanding awards of performance-based restricted stock of RSP vested based on RSP's performance through the Effective Time, as determined by the RSP board of directors, and each vested share of performance-based restricted stock was converted into the right to receive 0.320 of a share of Concho common stock. F2 · price: (Continued from Footnote 1) On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. Withholding for the payment of tax liabilities in connection with the vesting of restricted stock awards was effectuated following the conversion into shares of Concho common stock. Read SEC document
March 01, 2018 Filed Mar 2, 2018 18:24 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	2,053	$0.00	$0.00	Disclosure SEC source: 0001588216-18-000089 · wf-form4_152003303304264.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,750 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:21 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	2,327	$0.00	$0.00	Disclosure SEC source: 0001588216-18-000070 · wf-form4_151943164684482.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,803 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
February 14, 2018 Filed Feb 14, 2018 18:15 UTC	RSP Permian, Inc. RSPP · Entity 164859	GrantCommon Stock	25,460	$0.00	$0.00	Disclosure SEC source: 0001588216-18-000046 · wf-form4_151865005604042.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,130 F1 · kind: Restricted stock grant that will vest in three installments, with the first installment of 8,487 shares occurring on February 14, 2019, the second installment of 8,487 shares occurring on February 14, 2020 and the third installment of 8,486 shares occurring on February 14, 2021. Read SEC document
February 11, 2018 Filed Feb 13, 2018 18:08 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	2,669	$0.00	$0.00	Disclosure SEC source: 0001588216-18-000034 · wf-form4_151856326253611.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,670 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
January 05, 2018 Filed Jan 5, 2018 19:19 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	6,356	$0.00	$0.00	Disclosure SEC source: 0001588216-18-000016 · wf-form4_151519796321620.xml · nonDerivative · entry 2 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,339 F2 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
January 05, 2018 Filed Jan 5, 2018 19:19 UTC	RSP Permian, Inc. RSPP · Entity 164859	GrantCommon Stock	22,690	$0.00	$0.00	Disclosure SEC source: 0001588216-18-000016 · wf-form4_151519796321620.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,695 F1 · kind: These securities are performance based restricted stock awards issued under the issuer's 2014 Long Term Incentive Plan. All of these performance based restricted shares vested after the time-based vesting schedule was met on January 1, 2018 and upon certification by the issuer's Compensation Committee of attainment of the applicable performance conditions and adjustment of the target number of shares on January 5, 2018. Read SEC document
August 31, 2017 Filed Sep 1, 2017 18:20 UTC	RSP Permian, Inc. RSPP · Entity 164859	SaleCommon Stock	12,447	$31.47	$391,707.09	Disclosure SEC source: 0001588216-17-000131 · wf-form4_150430443172844.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,005 F1 · price: On August 31, 2017, Mr. Mutrie sold 12,447 shares in multiple trades at prices ranging from $31.40 to $31.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:21 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	1,175	$0.00	$0.00	Disclosure SEC source: 0001588216-17-000111 · wf-form4_149679846770056.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,452 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
May 05, 2017 Filed May 5, 2017 18:53 UTC	RSP Permian, Inc. RSPP · Entity 164859	SaleCommon Stock	11,000	$39.08	$429,880.00	Disclosure SEC source: 0001588216-17-000103 · wf-form4_149402482425784.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,627 F1 · price: On May 5, 2017, Mr. Mutrie sold 11,000 shares in multiple trades at prices ranging from $39.03 to $39.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:03 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	2,189	$0.00	$0.00	Disclosure SEC source: 0001588216-17-000082 · wf-form4_148858577603193.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
February 21, 2017 Filed Feb 23, 2017 17:52 UTC	RSP Permian, Inc. RSPP · Entity 164859	GrantCommon Stock	17,739	$0.00	$0.00	Disclosure SEC source: 0001588216-17-000050 · wf-form4_148789032843900.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,816 F1 · kind: Restricted stock grant that will vest in three installments, with the first installment of 5,913 shares occurring on February 21, 2018, the second installment of 5,913 shares occurring on February 21, 2019 and the third installment of 5,913 shares occurring on February 21, 2020. Read SEC document
February 11, 2017 Filed Feb 14, 2017 17:56 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	2,226	$0.00	$0.00	Disclosure SEC source: 0001588216-17-000030 · wf-form4_148711297253839.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,077 F1 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
January 04, 2017 Filed Jan 6, 2017 18:45 UTC	RSP Permian, Inc. RSPP · Entity 164859	Tax withholdingCommon Stock	4,498	$0.00	$0.00	Disclosure SEC source: 0001588216-17-000016 · wf-form4_148374634383840.xml · nonDerivative · entry 2 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,303 F2 · kind: Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3. Read SEC document
January 04, 2017 Filed Jan 6, 2017 18:45 UTC	RSP Permian, Inc. RSPP · Entity 164859	GrantCommon Stock	15,960	$0.00	$0.00	Disclosure SEC source: 0001588216-17-000016 · wf-form4_148374634383840.xml · nonDerivative · entry 1 Mutrie James E. · CIK 0001609860 · V.P. and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,801 F1 · kind: These securities are performance based restricted stock awards issued under the issuer's 2014 Long Term Incentive Plan. All of these performance based restricted shares vested after the time-based vesting schedule was met on December 31, 2016 and upon certification by the issuer's Compensation Committee of attainment of the applicable performance conditions and adjustment of the target number of shares on January 4, 2017. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.