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Nasdaq · USD

CHCI

Comstock Holding Companies, Inc.

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Tapewire entity
6294
SEC CIK
0001299969
Parsed reports
163

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2021 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,580 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · derivative · entry 32

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,706

Underlying: Class A Common Stock, $0.01 par value · 5,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F5 · derivative.exercise_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

F5 · derivative.expiration_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

Read SEC document
January 10, 2021 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,790 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · derivative · entry 28

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,370

Underlying: Class A Common Stock, $0.01 par value · 2,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F4 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

F4 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Read SEC document
January 10, 2021 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Tax withholdingClass A Common Stock, $0.01 par value 2,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · nonDerivative · entry 5

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,840

F1 · price: Shares withheld at fair market value on vesting date

Read SEC document
January 10, 2021 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Exercise / conversionClass A Common Stock, $0.01 par value 5,580 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · nonDerivative · entry 4

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2021 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Exercise / conversionClass A Common Stock, $0.01 par value 2,790 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · nonDerivative · entry 3

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2020 Filed Jan 7, 2021 21:41 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 17,803 $0.00 $0.00
Disclosure

SEC source: 0001299969-21-000001 · wf-form4_161005566729575.xml · nonDerivative · entry 1

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 715,851

F1 · kind: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person

F2 · ownership.nature: By FR54.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 14:17 UTC SaleClass A Common Stock 10,000 $3.50 $35,000.00
Disclosure

SEC source: 0001299969-20-000018 · wf-form4_159862420956466.xml · nonDerivative · entry 1

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,145

Read SEC document
June 30, 2020 Filed Jun 30, 2020 18:16 UTC GrantClass A Common Stock 3,035 $0.00 $0.00
Disclosure

SEC source: 0001299969-20-000013 · wf-form4_159354095890880.xml · nonDerivative · entry 1

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,665

Read SEC document
June 30, 2020 Filed Jun 30, 2020 18:14 UTC GrantClass A Common Stock 3,147 $0.00 $0.00
Disclosure

SEC source: 0001299969-20-000011 · wf-form4_159354082676186.xml · nonDerivative · entry 1

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,445

Read SEC document
June 30, 2020 Filed Jun 30, 2020 18:15 UTC GrantClass A Common Stock 2,922 $0.00 $0.00
Disclosure

SEC source: 0001299969-20-000012 · wf-form4_159354090416021.xml · nonDerivative · entry 1

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,455

Read SEC document
April 29, 2020 Filed Jul 11, 2024 16:21 UTC
Guthrie Christopher MichaelChief Financial Officer & EVP
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005689 · primarydocument.xml · derivative · entry 33

Guthrie Christopher Michael · CIK 0001765119 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock, $0.01 par value · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F4 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

F4 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Read SEC document
April 29, 2020 Filed Jul 11, 2024 16:21 UTC
Guthrie Christopher MichaelChief Financial Officer & EVP
Tax withholdingClass A Common Stock, $0.01 par value 6,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005689 · primarydocument.xml · nonDerivative · entry 2

Guthrie Christopher Michael · CIK 0001765119 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,980

F1 · price: Shares withheld at fair market value on vesting date

Read SEC document
April 29, 2020 Filed Jul 11, 2024 16:21 UTC
Guthrie Christopher MichaelChief Financial Officer & EVP
Exercise / conversionClass A Common Stock, $0.01 par value 20,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005689 · primarydocument.xml · nonDerivative · entry 1

Guthrie Christopher Michael · CIK 0001765119 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · derivative · entry 35

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock, $0.01 par value · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F4 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

F4 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Read SEC document
April 29, 2020 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Tax withholdingClass A Common Stock, $0.01 par value 6,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · nonDerivative · entry 2

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,980

F1 · price: Shares withheld at fair market value on vesting date

Read SEC document
April 29, 2020 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
Exercise / conversionClass A Common Stock, $0.01 par value 20,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · nonDerivative · entry 1

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2020 Filed Apr 20, 2020 14:29 UTC SaleClass A Common Stock 10,000 $3.00 $30,000.00
Disclosure

SEC source: 0001209191-20-025048 · doc4.xml · nonDerivative · entry 1

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,145

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 25, 2019.

Read SEC document
March 19, 2020 Filed Apr 29, 2020 20:46 UTC GrantClass A Common Stock 3,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026189 · doc4.xml · nonDerivative · entry 1

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,298

Read SEC document
March 19, 2020 Filed Apr 29, 2020 20:45 UTC GrantClass A Common Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026187 · doc4.xml · nonDerivative · entry 1

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,630

Read SEC document
March 19, 2020 Filed Apr 29, 2020 20:44 UTC GrantClass A Common Stock 3,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026186 · doc4.xml · nonDerivative · entry 1

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,533

Read SEC document
March 06, 2020 Filed Jul 11, 2024 16:20 UTC
Thompson Jubal RGeneral Counsel & EVP
Tax withholdingClass A Common Stock, $0.01 par value 4,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005687 · primarydocument.xml · nonDerivative · entry 6

Thompson Jubal R · CIK 0001484689 · General Counsel & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,247

F1 · price: Shares withheld at fair market value on vesting date

Read SEC document
March 06, 2020 Filed Jul 11, 2024 16:20 UTC
Thompson Jubal RGeneral Counsel & EVP
Exercise / conversionClass A Common Stock, $0.01 par value 16,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005687 · primarydocument.xml · nonDerivative · entry 5

Thompson Jubal R · CIK 0001484689 · General Counsel & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 19:37 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
OtherClass B Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002204 · doc4.xml · nonDerivative · entry 2

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares were transferred from Mr. Clemente's direct ownership into indirect ownership by FR54, an entity managed by Mr. Clemente.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 19:37 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
OtherClass B Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002204 · doc4.xml · nonDerivative · entry 1

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 220,250

F1 · shares: Shares were transferred from Mr. Clemente's direct ownership into indirect ownership by FR54, an entity managed by Mr. Clemente.

F2 · ownership.nature: By FR54

Read SEC document
January 02, 2020 Filed Jul 11, 2024 16:21 UTC
Guthrie Christopher MichaelChief Financial Officer & EVP
GrantRestricted Stock Units (RSUs) · Derivative 89,286 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005689 · primarydocument.xml · derivative · entry 29

Guthrie Christopher Michael · CIK 0001765119 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,286

Underlying: Class A Common Stock, $0.01 par value · 86,286 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F5 · derivative.exercise_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

F5 · derivative.expiration_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

Read SEC document
January 02, 2020 Filed Jul 11, 2024 16:21 UTC
Guthrie Christopher MichaelChief Financial Officer & EVP
GrantRestricted Stock Units (RSUs) · Derivative 11,160 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005689 · primarydocument.xml · derivative · entry 25

Guthrie Christopher Michael · CIK 0001765119 · Chief Financial Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,086

Underlying: Class A Common Stock, $0.01 par value · 11,160 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F4 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

F4 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Read SEC document
January 02, 2020 Filed Jul 11, 2024 16:20 UTC
Thompson Jubal RGeneral Counsel & EVP
GrantRestricted Stock Units (RSUs) · Derivative 89,286 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005687 · primarydocument.xml · derivative · entry 31

Thompson Jubal R · CIK 0001484689 · General Counsel & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,286

Underlying: Class A Common Stock, $0.01 par value · 89,286 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F5 · derivative.exercise_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

F5 · derivative.expiration_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

Read SEC document
January 02, 2020 Filed Jul 11, 2024 16:20 UTC
Thompson Jubal RGeneral Counsel & EVP
GrantRestricted Stock Units (RSUs) · Derivative 11,160 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005687 · primarydocument.xml · derivative · entry 27

Thompson Jubal R · CIK 0001484689 · General Counsel & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,160

Underlying: Class A Common Stock, $0.01 par value · 11,160 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F4 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

F4 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Read SEC document
January 02, 2020 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
GrantRestricted Stock Units (RSUs) · Derivative 89,286 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · derivative · entry 31

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,286

Underlying: Class A Common Stock, $0.01 par value · 89,286 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F5 · derivative.exercise_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

F5 · derivative.expiration_date: Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

Read SEC document
January 02, 2020 Filed Jul 11, 2024 20:21 UTC
Steffan TimothyChief Operating Officer
GrantRestricted Stock Units (RSUs) · Derivative 11,160 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005691 · primarydocument.xml · derivative · entry 27

Steffan Timothy · CIK 0001778330 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,160

Underlying: Class A Common Stock, $0.01 par value · 11,160 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

F4 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

F4 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Read SEC document
December 20, 2019 Filed Apr 29, 2020 20:44 UTC GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026186 · doc4.xml · derivative · entry 2

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CHCI common stock

F2 · derivative.exercise_date: The reporting person shall become 100% vested on June 30, 2023 or in the event of voluntary termination by Mr. Chirite, there shall become vested that portion equal to the number of months from July 1, 2019 until the termination date divided by 48

F2 · derivative.expiration_date: The reporting person shall become 100% vested on June 30, 2023 or in the event of voluntary termination by Mr. Chirite, there shall become vested that portion equal to the number of months from July 1, 2019 until the termination date divided by 48

Read SEC document
December 12, 2019 Filed Dec 16, 2019 18:34 UTC
Clemente ChristopherDirector · Chairman and CEO · 10% owner
GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060584 · doc4.xml · nonDerivative · entry 1

Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,419

F1 · kind: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person

Read SEC document
September 27, 2019 Filed Oct 1, 2019 13:27 UTC GrantClass A Common Stock 3,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051223 · doc4.xml · nonDerivative · entry 1

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,623

Read SEC document
September 27, 2019 Filed Oct 1, 2019 17:28 UTC GrantClass A Common Stock 3,371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051224 · doc4.xml · nonDerivative · entry 1

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,410

Read SEC document
September 27, 2019 Filed Oct 1, 2019 17:27 UTC GrantClass A Common Stock 3,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051222 · doc4.xml · nonDerivative · entry 1

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,922

Read SEC document
September 27, 2019 Filed Oct 1, 2019 17:26 UTC GrantClass A Common Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051221 · doc4.xml · nonDerivative · entry 1

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,880

Read SEC document
September 27, 2019 Filed Oct 1, 2019 17:23 UTC GrantClass A Common Stock 3,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051220 · doc4.xml · nonDerivative · entry 1

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,145

Read SEC document
June 21, 2019 Filed Jun 24, 2019 10:50 UTC GrantClass A Common Stock 2,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038685 · doc4.xml · nonDerivative · entry 1

MACCUTCHEON JAMES A · CIK 0001055065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,891

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:51 UTC GrantClass A Common Stock 2,697 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038686 · doc4.xml · nonDerivative · entry 1

Verses Socrates · CIK 0001329583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,039

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:18 UTC GrantClass A Common Stock 2,793 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038683 · doc4.xml · nonDerivative · entry 1

GUERNSEY DAVID M · CIK 0001231480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,654

Read SEC document
June 21, 2019 Filed Jun 24, 2019 14:16 UTC GrantClass A Common Stock 2,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038682 · doc4.xml · nonDerivative · entry 1

Chirite Norman D · CIK 0001355185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,792

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June 21, 2019 Filed Jun 24, 2019 14:13 UTC GrantClass A Common Stock 2,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038680 · doc4.xml · nonDerivative · entry 1

PINCUS ROBERT P · CIK 0001248217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,630

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June 05, 2019 Filed Jun 5, 2019 17:57 UTC
Guthrie Christopher MichaelChief Financial Officer
GrantRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034878 · doc4.xml · derivative · entry 1

Guthrie Christopher Michael · CIK 0001765119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of CHCI common stock

F2 · derivative.exercise_date: The reporting person shall become 25% vested in his or her award upon the the anniversary of the date of the award over a four year period.

F2 · derivative.expiration_date: The reporting person shall become 25% vested in his or her award upon the the anniversary of the date of the award over a four year period.

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June 05, 2019 Filed Jun 5, 2019 21:58 UTC
Steffan TimothyEVP, Asset Management
GrantRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034879 · doc4.xml · derivative · entry 1

Steffan Timothy · CIK 0001778330 · EVP, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of CHCI common stock

F2 · derivative.exercise_date: The reporting person shall become 25% vested in his or her award upon the the anniversary of the date of the award over a four year period.

F2 · derivative.expiration_date: The reporting person shall become 25% vested in his or her award upon the the anniversary of the date of the award over a four year period.

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April 30, 2019 Filed Jul 8, 2019 20:30 UTC
Clemente ChristopherDirector · CEO · 10% owner
FR 54, L.C.10% owner
OtherWarrant · Derivative 150,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0000899243-19-019315 · doc4.xml · derivative · entry 17

Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner

Comstock Development Services, L.C. · CIK 0001780362 · 10% owner

FR 54, L.C. · CIK 0001780355 · 10% owner

Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2026-08-15

F4 · ownership.nature: By CDS.

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April 30, 2019 Filed Jul 8, 2019 20:30 UTC
Clemente ChristopherDirector · CEO · 10% owner
FR 54, L.C.10% owner
OtherWarrant · Derivative 50,000 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0000899243-19-019315 · doc4.xml · derivative · entry 16

Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner

Comstock Development Services, L.C. · CIK 0001780362 · 10% owner

FR 54, L.C. · CIK 0001780355 · 10% owner

Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-07-12

F4 · ownership.nature: By CDS.

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April 30, 2019 Filed Jul 8, 2019 20:30 UTC
Clemente ChristopherDirector · CEO · 10% owner
FR 54, L.C.10% owner
OtherClass A Common Stock 150,000 $1.76 $263,400.00
Disclosure

SEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 4

Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner

Comstock Development Services, L.C. · CIK 0001780362 · 10% owner

FR 54, L.C. · CIK 0001780355 · 10% owner

Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,660,235

F4 · ownership.nature: By CDS.

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April 30, 2019 Filed Jul 8, 2019 20:30 UTC
Clemente ChristopherDirector · CEO · 10% owner
FR 54, L.C.10% owner
OtherClass A Common Stock 50,000 $1.93 $96,500.00
Disclosure

SEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 3

Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner

Comstock Development Services, L.C. · CIK 0001780362 · 10% owner

FR 54, L.C. · CIK 0001780355 · 10% owner

Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,510,235

F4 · ownership.nature: By CDS.

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April 30, 2019 Filed Jul 8, 2019 20:30 UTC
Clemente ChristopherDirector · CEO · 10% owner
FR 54, L.C.10% owner
OtherClass A Common Stock 723,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 2

Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner

Comstock Development Services, L.C. · CIK 0001780362 · 10% owner

FR 54, L.C. · CIK 0001780355 · 10% owner

Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 733,654

F3 · kind: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction.

F3 · price: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction.

F5 · ownership.nature: By FR54.

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April 30, 2019 Filed Jul 8, 2019 20:30 UTC
Clemente ChristopherDirector · CEO · 10% owner
FR 54, L.C.10% owner
OtherClass A Common Stock 3,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 1

Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner

Comstock Development Services, L.C. · CIK 0001780362 · 10% owner

FR 54, L.C. · CIK 0001780355 · 10% owner

Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,460,235

F1 · kind: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units").

F2 · kind: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction.

F1 · price: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units").

F2 · price: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction.

F4 · ownership.nature: By CDS.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.