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NYSE · USD

CFR

CULLEN/FROST BANKERS, INC.

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3533
SEC CIK
0000039263
Parsed reports
555

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2016 Filed Oct 28, 2016 19:42 UTC
Wood Jack ADirector
SaleCommon Stock, $0.01 par value 50,000 $75.73 $3,786,500.00
Disclosure

SEC source: 0001209191-16-147270 · doc4.xml · nonDerivative · entry 2

Wood Jack A · CIK 0001614863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Limited Partnership

Disclosed balance after: 811,923

F3 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $75.14 to $76.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Shares held by JAW Resources, LP (the "Partnership") of which the reporting person is a general partner. The reporting person is also the sole member and sole manager of JTKW, LLC, which is the sole general partner of the Partnership.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 19:07 UTC
Bracher PaulPresident of CFBI
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001209191-16-147410 · doc4.xml · derivative · entry 5

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 19:07 UTC
Bracher PaulPresident of CFBI
SaleCommon Stock, $0.01 par value 13,000 $75.13 $976,690.00
Disclosure

SEC source: 0001209191-16-147410 · doc4.xml · nonDerivative · entry 2

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,254

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $74.84 to $75.32. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 19:07 UTC
Bracher PaulPresident of CFBI
Exercise / conversionCommon Stock, $0.01 par value 13,000 $52.44 $681,720.00
Disclosure

SEC source: 0001209191-16-147410 · doc4.xml · nonDerivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 19:42 UTC
Wood Jack ADirector
SaleCommon Stock, $0.01 par value 25,000 $75.68 $1,892,000.00
Disclosure

SEC source: 0001209191-16-147270 · doc4.xml · nonDerivative · entry 1

Wood Jack A · CIK 0001614863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Limited Partnership

Disclosed balance after: 861,923

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $75.01 to $77.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Shares held by JAW Resources, LP (the "Partnership") of which the reporting person is a general partner. The reporting person is also the sole member and sole manager of JTKW, LLC, which is the sole general partner of the Partnership.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:46 UTC
Wolfshohl Candace KGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147162 · doc4.xml · derivative · entry 1

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:45 UTC
Salinas JerryGEVP and CFO
GrantRestricted Stock Units · Derivative 2,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147160 · doc4.xml · derivative · entry 1

Salinas Jerry · CIK 0001632462 · GEVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:44 UTC
Perotti William LGEVP and Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147159 · doc4.xml · derivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:44 UTC
Olivier PaulGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147158 · doc4.xml · derivative · entry 1

Olivier Paul · CIK 0001388769 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:43 UTC
McKnight Gary CGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147157 · doc4.xml · derivative · entry 1

McKnight Gary C · CIK 0001649912 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:42 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 11,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147156 · doc4.xml · derivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Stock · 11,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:40 UTC
Bracher PaulPresident of CFBI
GrantRestricted Stock Units · Derivative 2,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147154 · doc4.xml · derivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 2,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:41 UTC
FROST PATRICK BDirector · President of Frost Bank
GrantRestricted Stock Units · Derivative 1,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147155 · doc4.xml · derivative · entry 1

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:40 UTC
Berman BobbyGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147153 · doc4.xml · derivative · entry 1

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:39 UTC
Alonzo Annette MGroup Executive Vice President
GrantRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147152 · doc4.xml · derivative · entry 1

Alonzo Annette M · CIK 0001649840 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016.

F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016.

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:30 UTC
Perotti William LGEVP and Chief Risk Officer
Tax withholdingCommon Stock, $0.01 par value 858 $74.88 $64,247.04
Disclosure

SEC source: 0001209191-16-146836 · doc4.xml · nonDerivative · entry 1

Perotti William L · CIK 0001388771 · GEVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,300

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:27 UTC
Olivier PaulGroup Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146835 · doc4.xml · derivative · entry 4

Olivier Paul · CIK 0001388769 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,660 shares

Expires 2016-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:27 UTC
Olivier PaulGroup Executive Vice President
Tax withholdingCommon Stock, $0.01 par value 727 $74.88 $54,437.76
Disclosure

SEC source: 0001209191-16-146835 · doc4.xml · nonDerivative · entry 2

Olivier Paul · CIK 0001388769 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,076

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:27 UTC
Olivier PaulGroup Executive Vice President
Exercise / conversionCommon Stock, $0.01 par value 2,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146835 · doc4.xml · nonDerivative · entry 1

Olivier Paul · CIK 0001388769 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:23 UTC
FROST PATRICK BDirector · President of Frost Bank
Tax withholdingCommon Stock, $0.01 par value 858 $74.88 $64,247.04
Disclosure

SEC source: 0001209191-16-146832 · doc4.xml · nonDerivative · entry 1

FROST PATRICK B · CIK 0001128400 · Director · President of Frost Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,789

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:20 UTC
Berman BobbyGroup Executive Vice President
Tax withholdingCommon Stock, $0.01 par value 727 $74.88 $54,437.76
Disclosure

SEC source: 0001209191-16-146830 · doc4.xml · nonDerivative · entry 1

Berman Bobby · CIK 0001388767 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,620

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:26 UTC
Kardys RichardWealth Advisor Sr. Officer
Exercise / conversionRestricted Stock Units · Derivative 3,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146834 · doc4.xml · derivative · entry 4

Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,580 shares

Expires 2016-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:26 UTC
Kardys RichardWealth Advisor Sr. Officer
Tax withholdingCommon Stock, $0.01 par value 979 $74.88 $73,307.52
Disclosure

SEC source: 0001209191-16-146834 · doc4.xml · nonDerivative · entry 2

Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,063

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:26 UTC
Kardys RichardWealth Advisor Sr. Officer
Exercise / conversionCommon Stock, $0.01 par value 3,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146834 · doc4.xml · nonDerivative · entry 1

Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:25 UTC
GREEN PHILLIP DDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 1,304 $74.88 $97,643.52
Disclosure

SEC source: 0001209191-16-146833 · doc4.xml · nonDerivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,959

Read SEC document
October 23, 2016 Filed Oct 25, 2016 18:22 UTC
Bracher PaulPresident of CFBI
Tax withholdingCommon Stock, $0.01 par value 858 $74.88 $64,247.04
Disclosure

SEC source: 0001209191-16-146831 · doc4.xml · nonDerivative · entry 1

Bracher Paul · CIK 0001388772 · President of CFBI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,254

Read SEC document
September 12, 2016 Filed Sep 14, 2016 16:58 UTC
Wolfshohl Candace KGroup Executive Vice President
Exercise / conversionEmployee Stock Option · Derivative 3,000 $0.00 Strike: $48.00 $0.00
Disclosure

SEC source: 0001209191-16-141352 · doc4.xml · derivative · entry 7

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 16:58 UTC
Wolfshohl Candace KGroup Executive Vice President
Exercise / conversionEmployee Stock Options · Derivative 1,500 $0.00 Strike: $57.88 $0.00
Disclosure

SEC source: 0001209191-16-141352 · doc4.xml · derivative · entry 6

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2016-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 16:58 UTC
Wolfshohl Candace KGroup Executive Vice President
SaleCommon Stock, $0.01 par value 4,500 $69.88 $314,460.00
Disclosure

SEC source: 0001209191-16-141352 · doc4.xml · nonDerivative · entry 3

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,645

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $69.73 to $69.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 16:58 UTC
Wolfshohl Candace KGroup Executive Vice President
Exercise / conversionCommon Stock, $0.01 par value 3,000 $48.00 $144,000.00
Disclosure

SEC source: 0001209191-16-141352 · doc4.xml · nonDerivative · entry 2

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 16:58 UTC
Wolfshohl Candace KGroup Executive Vice President
Exercise / conversionCommon Stock, $0.01 par value 1,500 $57.88 $86,820.00
Disclosure

SEC source: 0001209191-16-141352 · doc4.xml · nonDerivative · entry 1

Wolfshohl Candace K · CIK 0001649841 · Group Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 14, 2016 16:53 UTC
Kardys RichardWealth Advisor Sr. Officer
GiftCommon Stock, $0.01 par value 2,116 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141350 · doc4.xml · nonDerivative · entry 1

Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,462

Read SEC document
September 07, 2016 Filed Sep 19, 2016 15:05 UTC Amendment
Kardys RichardWealth Advisor Sr. Officer
GiftCommon Stock, $0.01 par value 2,116 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141904 · doc4a.xml · nonDerivative · entry 1

Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,462

F1 · timeliness: This report on Form 4/A corrects a typographical error in Table 1, Box 3 with respect to the voluntary nature of the filing. No other changes to the original Form 4 are made by this filing.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 16:09 UTC
Wood Jack ADirector
SaleCommon Stock, $0.01 par value 200 $73.74 $14,748.00
Disclosure

SEC source: 0001209191-16-140364 · doc4.xml · nonDerivative · entry 2

Wood Jack A · CIK 0001614863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Limited Partnership

Disclosed balance after: 886,923

F3 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $73.72 to $73.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Shares held by JAW Resources, LP (the "Partnership") of which the reporting person is a general partner. The reporting person is also the sole member and sole manager of JTKW, LLC, which is the sole general partner of the Partnership.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:09 UTC
Wood Jack ADirector
SaleCommon Stock, $0.01 par value 10,000 $73.14 $731,400.00
Disclosure

SEC source: 0001209191-16-140364 · doc4.xml · nonDerivative · entry 1

Wood Jack A · CIK 0001614863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Limited Partnership

Disclosed balance after: 887,123

F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $73.00 to $73.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Shares held by JAW Resources, LP (the "Partnership") of which the reporting person is a general partner. The reporting person is also the sole member and sole manager of JTKW, LLC, which is the sole general partner of the Partnership.

Read SEC document
August 01, 2016 Filed Jan 23, 2017 20:59 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005064 · doc5.xml · nonDerivative · entry 5

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for Children

Disclosed balance after: 27,841

F1 · ownership.nature: Each of Mr. Green's children is the beneficiary of a trust of which Mr. Green is the trustee.

Read SEC document
August 01, 2016 Filed Jan 23, 2017 20:59 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005064 · doc5.xml · nonDerivative · entry 4

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,767

Read SEC document
July 28, 2016 Filed Jan 23, 2017 20:59 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock,$0.01 par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005064 · doc5.xml · nonDerivative · entry 3

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for Children

Disclosed balance after: 27,685

F1 · ownership.nature: Each of Mr. Green's children is the beneficiary of a trust of which Mr. Green is the trustee.

Read SEC document
July 28, 2016 Filed Jan 23, 2017 20:59 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 4,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005064 · doc5.xml · nonDerivative · entry 2

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,923

Read SEC document
June 02, 2016 Filed Jan 23, 2017 20:59 UTC
GREEN PHILLIP DDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005064 · doc5.xml · nonDerivative · entry 1

GREEN PHILLIP D · CIK 0001128404 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,055

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.