Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CULLEN/FROST BANKERS, INC.CFR · Entity 3533 | Wealth Advisor Sr. Officer | October 29, 2017 | November 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CULLEN/FROST BANKERS, INC.
Report date October 29, 2017 · Filed November 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 117,592 |
Ending reported balance
After 2017-10-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-10-29 · Exercise / conversion · Acquired 2,770 · Balance 118,349 Row 2 · 2017-10-29 · Tax withholding · Disposed 757 · Balance 117,592 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-10-29 | Direct | 0 |
Reported balance
After 2017-10-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-10-29 · Exercise / conversion · Disposed 2,770 · Balance 0 F1: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 38,293 |
Reported balance
Holding disclosure · report date 2017-10-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,293 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2017 Filed Nov 1, 2017 00:02 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionRestricted Stock Units · Derivative | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058521 · doc4.xml · derivative · entry 4 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,770 shares Expires 2017-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock. Read SEC document |
| October 29, 2017 Filed Nov 1, 2017 00:02 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Tax withholdingCommon Stock, $0.01 par value | 757 | $101.40 | $76,759.80 |
DisclosureSEC source: 0001209191-17-058521 · doc4.xml · nonDerivative · entry 2 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,592 Read SEC document |
| October 29, 2017 Filed Nov 1, 2017 00:02 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionCommon Stock, $0.01 par value | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058521 · doc4.xml · nonDerivative · entry 1 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 20, 2016 21:19 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GiftCommon Stock, $0.01 par value | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156111 · doc4.xml · nonDerivative · entry 1 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,329 Read SEC document |
| October 23, 2016 Filed Oct 25, 2016 18:26 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionRestricted Stock Units · Derivative | 3,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146834 · doc4.xml · derivative · entry 4 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,580 shares Expires 2016-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock. Read SEC document |
| October 23, 2016 Filed Oct 25, 2016 18:26 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Tax withholdingCommon Stock, $0.01 par value | 979 | $74.88 | $73,307.52 |
DisclosureSEC source: 0001209191-16-146834 · doc4.xml · nonDerivative · entry 2 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,063 Read SEC document |
| October 23, 2016 Filed Oct 25, 2016 18:26 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionCommon Stock, $0.01 par value | 3,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146834 · doc4.xml · nonDerivative · entry 1 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 14, 2016 16:53 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GiftCommon Stock, $0.01 par value | 2,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141350 · doc4.xml · nonDerivative · entry 1 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,462 Read SEC document |
| September 07, 2016 Filed Sep 19, 2016 15:05 UTC Amendment | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GiftCommon Stock, $0.01 par value | 2,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141904 · doc4a.xml · nonDerivative · entry 1 Kardys Richard · CIK 0001388768 · Wealth Advisor Sr. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,462 F1 · timeliness: This report on Form 4/A corrects a typographical error in Table 1, Box 3 with respect to the voluntary nature of the filing. No other changes to the original Form 4 are made by this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.