Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CULLEN/FROST BANKERS, INC.CFR · Entity 3533 | Group Executive Vice President | January 26, 2018 | January 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CULLEN/FROST BANKERS, INC.
Report date January 26, 2018 · Filed January 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 844 |
Ending reported balance
After 2018-01-26 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-01-26 · Exercise / conversion · Acquired 12,000 · Balance 12,844 Row 2 · 2018-01-26 · Exercise / conversion · Acquired 12,000 · Balance 24,844 Row 3 · 2018-01-26 · Sale · Disposed 21,900 · Balance 2,944 F1: The price in Column 4 is based on a weighted average price. The prices actually paid range from $105.78 to $106.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the ranges set forth in footnotes (1) and (2) of this Form. Row 4 · 2018-01-26 · Sale · Disposed 2,100 · Balance 844 F2: The price in Column 4 is based on a weighted average price. The prices actually paid range from $106.95 to $107.11. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.44 · Expires 2018-10-21 | Direct | 0 |
Reported balance
After 2018-01-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-26 · Exercise / conversion · Disposed 12,000 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.64 · Expires 2019-10-20 | Direct | 0 |
Reported balance
After 2018-01-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-01-26 · Exercise / conversion · Disposed 12,000 · Balance 0 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 1,315 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,315 |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is based on a weighted average price. The prices actually paid range from $105.78 to $106.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the ranges set forth in footnotes (1) and (2) of this Form.
F2: The price in Column 4 is based on a weighted average price. The prices actually paid range from $106.95 to $107.11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2018 Filed Jan 30, 2018 19:18 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $50.64 | $0.00 |
DisclosureSEC source: 0001209191-18-005976 · doc4.xml · derivative · entry 7 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:18 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $52.44 | $0.00 |
DisclosureSEC source: 0001209191-18-005976 · doc4.xml · derivative · entry 6 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2018-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:18 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | SaleCommon Stock, $0.01 par value | 2,100 | $107.04 | $224,784.00 |
DisclosureSEC source: 0001209191-18-005976 · doc4.xml · nonDerivative · entry 4 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844 F2 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $106.95 to $107.11. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:18 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | SaleCommon Stock, $0.01 par value | 21,900 | $106.25 | $2,326,875.00 |
DisclosureSEC source: 0001209191-18-005976 · doc4.xml · nonDerivative · entry 3 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,944 F1 · price: The price in Column 4 is based on a weighted average price. The prices actually paid range from $105.78 to $106.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the ranges set forth in footnotes (1) and (2) of this Form. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:18 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionCommon Stock, $0.01 par value | 12,000 | $50.64 | $607,680.00 |
DisclosureSEC source: 0001209191-18-005976 · doc4.xml · nonDerivative · entry 2 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:18 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | Exercise / conversionCommon Stock, $0.01 par value | 12,000 | $52.44 | $629,280.00 |
DisclosureSEC source: 0001209191-18-005976 · doc4.xml · nonDerivative · entry 1 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:10 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | OtherCommon Stock, $0.01 par value | 7,224 | $94.65 | $683,751.60 |
DisclosureSEC source: 0001209191-17-066423 · doc4.xml · nonDerivative · entry 1 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through 401(k) Plan Disclosed balance after: 1,412 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:46 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GrantRestricted Stock Units · Derivative | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058070 · doc4.xml · derivative · entry 1 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Common Stock · 1,213 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock. F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-24-2017. F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-24-2017. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 14:31 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | OtherCommon Stock, $0.01 par value | 8,136 | $76.44 | $621,915.84 |
DisclosureSEC source: 0001209191-16-148964 · doc4.xml · nonDerivative · entry 1 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through 401(k) Plan Disclosed balance after: 8,207 Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:43 UTC | CULLEN/FROST BANKERS, INC. CFR · Entity 3533 | GrantRestricted Stock Units · Derivative | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147157 · doc4.xml · derivative · entry 1 McKnight Gary C · CIK 0001649912 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Underlying: Common Stock · 1,640 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Cullen/Frost common stock. F2 · derivative.exercise_date: Generally vest after four years from grant date of 10-25-2016. F2 · derivative.expiration_date: Generally vest after four years from grant date of 10-25-2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.