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CapForce Inc.

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9776
SEC CIK
0001293818
Parsed reports
144

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 6, 2023 17:13 UTC
Bacher JohannesChief Operating Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-000288 · ownership.xml · derivative · entry 5

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of OpGen common stock.

F6 · derivative.exercise_date: RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023.

F6 · derivative.expiration_date: RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:13 UTC
Bacher JohannesChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,125 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-000288 · ownership.xml · derivative · entry 4

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 1,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in March 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.

F4 · derivative.exercise_date: On March 2, 2022, the Reporting Person was granted 2,250 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F4 · derivative.expiration_date: On March 2, 2022, the Reporting Person was granted 2,250 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:13 UTC
Bacher JohannesChief Operating Officer
Exercise / conversionCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-000288 · ownership.xml · nonDerivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:24 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-001415 · ownership.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Represents an award of restricted stock units vesting in three equal installments on the first three anniversaries of the date of grant.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 16:34 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000770 · ownership.xml · nonDerivative · entry 1

Crovetto Mario · CIK 0001808675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2023 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:43 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000773 · ownership.xml · nonDerivative · entry 1

Rhodes William E. · CIK 0001532276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2023 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:36 UTC
Elsey R DonDirector
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000771 · ownership.xml · nonDerivative · entry 1

Elsey R Don · CIK 0001380742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2023 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

F2 · balance_after: The number of restricted stock units and shares reflects the application of the twenty-for-one reverse stock split effected by OpGen, Inc. on August 28, 2019 to 30,000 restricted stock units and shares of common stock held by the reporting person as of such date.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:41 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000772 · ownership.xml · nonDerivative · entry 1

Fernandes Prabhavathi · CIK 0001540883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2023 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 06:19 UTC
Bacher JohannesChief Operating Officer
GrantRestricted Stock Units · Derivative 128,682 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000394 · ownership.xml · derivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,682

Underlying: Common Stock · 128,682 shares

Expires 2032-03-31

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to Reporting Person in lieu of a cash bonus earned in the amount of $96,525 on March 31, 2022. Each RSU represents a contingent right to receive one share of OpGen common stock.

F2 · derivative.exercise_date: On March 31, 2022, the Reporting Person was granted 128,682 RSUs with an aggregate value of $96,525 based on OpGen's closing stock price on March 31, 2022 of $0.7501. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse upon the first anniversary of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 06:18 UTC
Schacht OliverDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 249,390 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000392 · ownership.xml · derivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,390

Underlying: Common Stock · 249,390 shares

Expires 2032-03-31

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to Reporting Person in lieu of a cash bonus earned in the amount of $187,068 on March 31, 2022. Each RSU represents a contingent right to receive one share of OpGen common stock.

F2 · derivative.exercise_date: On March 31, 2022, the Reporting Person was granted 249,390 RSUs with an aggregate value of $187,068 based on OpGen's closing stock price on March 31, 2022 of $0.7501. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse upon the first anniversary of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 11:03 UTC
Bacher JohannesChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 21,250 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000215 · ownership.xml · derivative · entry 2

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the Reporting Person was granted 42,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F2 · derivative.expiration_date: On March 3, 2021, the Reporting Person was granted 42,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 11:03 UTC
Bacher JohannesChief Operating Officer
Exercise / conversionCommon Stock 21,250 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000215 · ownership.xml · nonDerivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 11:01 UTC
Schacht OliverDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 38,750 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000214 · ownership.xml · derivative · entry 3

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

Underlying: Common Stock · 38,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F2 · derivative.expiration_date: On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 11:01 UTC
Schacht OliverDirector · Chief Executive Officer
Exercise / conversionCommon Stock 38,750 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000214 · ownership.xml · nonDerivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 11:03 UTC
Bacher JohannesChief Operating Officer
GrantRestriced Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000215 · ownership.xml · derivative · entry 4

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of OpGen common stock.

F6 · derivative.exercise_date: RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

F6 · derivative.expiration_date: RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 11:03 UTC
Bacher JohannesChief Operating Officer
GrantStock Option Award · Derivative 45,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001079973-22-000215 · ownership.xml · derivative · entry 3

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-03-02

F3 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.

F4 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 11:01 UTC
Schacht OliverDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-22-000214 · ownership.xml · derivative · entry 5

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of OpGen common stock.

F6 · derivative.exercise_date: RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

F6 · derivative.expiration_date: RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 11:01 UTC
Schacht OliverDirector · Chief Executive Officer
GrantStock Option Award · Derivative 75,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001079973-22-000214 · ownership.xml · derivative · entry 4

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-03-02

F3 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.

F4 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 06:19 UTC
Bacher JohannesChief Operating Officer
PurchaseCommon Stock 25,000 $0.85 $21,250.00
Disclosure

SEC source: 0001079973-22-000102 · ownership.xml · nonDerivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:31 UTC
Weber AlbertChief Finanical Officer
GrantStock Option (Right to Buy) · Derivative 210,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001079973-22-000016 · ownership.xml · derivative · entry 1

Weber Albert · CIK 0001900938 · Chief Finanical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The grant of stock options have a four year vesting schedule, vesting 25% on the first anniversary of the date of grant and the remaining options vesting 6.25% on the quarterly anniversary of the first vesting date for a period of three years, as long as the Reporting Person continues providing services to the Company on each such vesting date.

Read SEC document
November 19, 2021 Filed Nov 19, 2021 14:46 UTC
Bacher JohannesChief Operating Officer
PurchaseComon Stock 10,000 $1.53 $15,347.00
Disclosure

SEC source: 0001553350-21-001073 · ownership.xml · nonDerivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · price: The shares of Common Stock were purchased in a series of trades at prices ranging from $1.525 per share to $1.54 per share having a weighted average of $1.5347 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 08:48 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $1.50 $14,960.00
Disclosure

SEC source: 0001553350-21-001066 · ownership.xml · nonDerivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The shares of Common Stock were purchased in a series of trades at prices ranging from $1.49 per share to $1.50 per share having a weighted average of $1.496 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 16:21 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $3.08 $15,400.00
Disclosure

SEC source: 0001079973-21-000916 · ownership.xml · nonDerivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
September 15, 2021 Filed Sep 16, 2021 06:03 UTC
Bacher JohannesChief Operating Officer
PurchaseCommon Stock 5,000 $3.07 $15,350.00
Disclosure

SEC source: 0001079973-21-000919 · ownership.xml · nonDerivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:21 UTC
Bacher JohannesChief Operating Officer
PurchaseCommon Stock 9,394 $2.30 $21,606.20
Disclosure

SEC source: 0001079973-21-000522 · ownership.xml · nonDerivative · entry 3

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:21 UTC
Bacher JohannesChief Operating Officer
PurchaseCommon Stock 606 $2.29 $1,387.74
Disclosure

SEC source: 0001079973-21-000522 · ownership.xml · nonDerivative · entry 2

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,606

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:21 UTC
Bacher JohannesChief Operating Officer
PurchaseCommon Stock 10,000 $2.25 $22,500.00
Disclosure

SEC source: 0001079973-21-000522 · ownership.xml · nonDerivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $2.24 $11,185.00
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 7

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for minor son.

Disclosed balance after: 5,000

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 720 $2.25 $1,620.00
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 6

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 100 $2.25 $224.50
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 5

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,280

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 7,280 $2.24 $16,307.20
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 4

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,180

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 3,800 $2.23 $8,474.00
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 3

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 1,700 $2.23 $3,782.50
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 2

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:29 UTC
Schacht OliverDirector · Chief Executive Officer
PurchaseCommon Stock 1,400 $2.22 $3,108.00
Disclosure

SEC source: 0001079973-21-000524 · ownership.xml · nonDerivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
June 09, 2021 Filed Jun 10, 2021 18:31 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000504 · ownership.xml · nonDerivative · entry 1

Crovetto Mario · CIK 0001808675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2022 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 22:38 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000510 · ownership.xml · nonDerivative · entry 1

Rhodes William E. · CIK 0001532276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2022 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 22:34 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000508 · ownership.xml · nonDerivative · entry 1

Fernandes Prabhavathi · CIK 0001540883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2022 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the Company.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 22:33 UTC
Elsey R DonDirector
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000506 · ownership.xml · nonDerivative · entry 1

Elsey R Don · CIK 0001380742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · security: Represents an award of restricted stock units vesting on the first anniversary of the date of grant, or if earlier, the date of the 2022 annual meeting of stockholders, subject to acceleration and vesting if the director leaves the Board of Directors in connection with a change in control of the ompany.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 883 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000401 · ownership.xml · derivative · entry 2

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

Underlying: Common Stock · 883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

F2 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in May 2019 that convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 17, 2019, the Reporting Person was granted 2,650 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F3 · derivative.expiration_date: On May 17, 2019, the Reporting Person was granted 2,650 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

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May 17, 2021 Filed May 19, 2021 20:47 UTC Exercise / conversionCommon Stock 883 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000401 · ownership.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

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May 17, 2021 Filed May 19, 2021 20:45 UTC
DEC TIMOTHY CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 583 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000398 · ownership.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

F2 · derivative.exercise_price: Represents vesting of restricted stock units ("RSUs") granted in May 2019 that convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 17, 2019, the Reporting Person was granted 1,750 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

F3 · derivative.expiration_date: On May 17, 2019, the Reporting Person was granted 1,750 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.

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May 17, 2021 Filed May 19, 2021 20:45 UTC
DEC TIMOTHY CChief Financial Officer
Exercise / conversionCommon Stock 583 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000398 · ownership.xml · nonDerivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.

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March 03, 2021 Filed Mar 5, 2021 16:27 UTC
Bacher JohannesChief Operating Officer
GrantRestricted Stock Units · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000152 · ownership.xml · derivative · entry 2

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OpGen common stock.

F4 · derivative.exercise_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 3, 2022.

F4 · derivative.expiration_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 3, 2022.

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March 03, 2021 Filed Mar 5, 2021 16:27 UTC
Bacher JohannesChief Operating Officer
GrantStock Option Award · Derivative 42,500 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001079973-21-000152 · ownership.xml · derivative · entry 1

Bacher Johannes · CIK 0001808765 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2031-03-03

F1 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.

F2 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 3, 2022.

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March 03, 2021 Filed Mar 5, 2021 16:33 UTC
Schacht OliverDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 77,500 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000156 · ownership.xml · derivative · entry 2

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 77,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OpGen common stock.

F4 · derivative.exercise_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan.

F4 · derivative.expiration_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan.

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March 03, 2021 Filed Mar 5, 2021 16:33 UTC
Schacht OliverDirector · Chief Executive Officer
GrantStock Option Awards · Derivative 77,500 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001079973-21-000156 · ownership.xml · derivative · entry 1

Schacht Oliver · CIK 0001808932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 77,500 shares

Expires 2031-03-03

F1 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.

F2 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 3, 2022.

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March 03, 2021 Filed Mar 5, 2021 21:29 UTC
DEC TIMOTHY CChief Financial Officer
GrantRestricted Stock Award · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001079973-21-000154 · ownership.xml · derivative · entry 2

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OpGen common stock.

F4 · derivative.exercise_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in installments beginning March 3, 2022.

F4 · derivative.expiration_date: RSUs granted on March 3, 2021 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in installments beginning March 3, 2022.

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March 03, 2021 Filed Mar 5, 2021 21:29 UTC
DEC TIMOTHY CChief Financial Officer
GrantStock Option Award · Derivative 42,500 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001079973-21-000154 · ownership.xml · derivative · entry 1

DEC TIMOTHY C · CIK 0001194020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2031-03-03

F1 · derivative.exercise_price: The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.

F2 · derivative.exercise_date: Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 3, 2022.

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October 27, 2020 Filed Oct 29, 2020 20:33 UTC SaleCommon Stock 1,748 $2.35 $4,107.80
Disclosure

SEC source: 0001079973-20-000906 · ownership.xml · nonDerivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 21,734

F1 · ownership.direct: The securities are directly held by jVen Capital, LLC ("jVen Capital"). Mr. Jones is managing member of jVen Capital and may be deemed to have voting and dispositive power over the shares owned by jVen Capital.

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September 30, 2020 Filed Oct 2, 2020 21:41 UTC GrantStock Option Award · Derivative 50,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001079973-20-000845 · ownership.xml · derivative · entry 1

JONES EVAN/ FA · CIK 0001020741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The grant of stock options have a one-year vesting schedule, vesting quarterly in equal installments on the first day of each three month period, as long as the Reporting Person continues providing services to the Company on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.