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CITIZENS FINANCIAL GROUP INC/RI

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Tapewire entity
1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2016 Filed Dec 21, 2016 21:19 UTC
Conner Brad L.Vice Chair, Consumer Banking
GiftCommon Stock 3,508 $0.00 $0.00
Disclosure

SEC source: 0000759944-16-000151 · wf-form4_148235514079614.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,290.627

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:12 UTC
Bowerman David J.Vice Chair, Business Services
GrantCommon Stock 17,812 $24.60 $438,175.20
Disclosure

SEC source: 0000759944-16-000146 · wf-form4_147569831650778.xml · nonDerivative · entry 1

Bowerman David J. · CIK 0001614234 · Vice Chair, Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,920

F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

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January 20, 2016 Filed Jan 10, 2017 22:20 UTC
Aboaf Eric W.Chief Financial Officer
Tax withholdingCommon Stock 12,463 $22.23 $277,052.49
Disclosure

SEC source: 0000759944-17-000002 · wf-form5_148408679918240.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,004

F1 · shares: Reflects disposition of shares to cover tax liability not previously reported on Form 4

F2 · balance_after: Reflects forfeiture of equity-based awards granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan following termination of employement

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.