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Nasdaq · USD

CECO

CECO ENVIRONMENTAL CORP

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Tapewire entity
4034
SEC CIK
0000003197
Parsed reports
260

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202601
Jun 202613
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2020 Filed Jun 15, 2020 21:08 UTC GrantCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016546 · doc4.xml · nonDerivative · entry 1

Mannarino Claudio A · CIK 0001378778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,718

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:08 UTC GrantCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016544 · doc4.xml · nonDerivative · entry 1

GOLDBERG ERIC MICHAEL · CIK 0001501757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,718

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:04 UTC GrantCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016540 · doc4.xml · nonDerivative · entry 1

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,746

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:04 UTC
Nanda MunishDirector
GrantCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016539 · doc4.xml · nonDerivative · entry 1

Nanda Munish · CIK 0001532274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,372

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:03 UTC GrantCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016537 · doc4.xml · nonDerivative · entry 1

SACHS VALERIE GENTILE · CIK 0001228169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,880

Read SEC document
May 20, 2020 Filed Jun 15, 2020 21:05 UTC
Sadlowski DennisDirector · Chief Executive Officer
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016542 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,700

Read SEC document
May 20, 2020 Filed Jun 15, 2020 21:03 UTC
Gohr Paul MChief Accounting Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016538 · doc4.xml · nonDerivative · entry 1

Gohr Paul M · CIK 0001706761 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,366

Read SEC document
May 20, 2020 Filed Jun 15, 2020 21:02 UTC
Eckl MatthewChief Financial Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016535 · doc4.xml · nonDerivative · entry 1

Eckl Matthew · CIK 0001694654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,166

Read SEC document
November 22, 2019 Filed Nov 25, 2019 22:08 UTC Exercise / conversionOption (right to buy) · Derivative 65,000 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0000899243-19-028071 · doc4.xml · derivative · entry 5

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2019-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 22:08 UTC Tax withholdingCommon Stock 33,772 $7.80 $263,252.74
Disclosure

SEC source: 0000899243-19-028071 · doc4.xml · nonDerivative · entry 2

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,079

F1 · shares: On November 22, 2019, the reporting person exercised in full an option to purchase 65,000 shares of common stock of CECO Environmental Corp. ("CECO") for $4.05 per share on a cashless basis, resulting in the net issuance of 31,228 shares to the reporting person. The payment of the exercise price of the option on a cashless basis was previously approved by the Compensation Committee of the Board of Directors of CECO for purposes of Rule 16b-3(e) under the Securities Exchange Act of 1934.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 22:08 UTC Exercise / conversionCommon Stock 65,000 $4.05 $263,250.00
Disclosure

SEC source: 0000899243-19-028071 · doc4.xml · nonDerivative · entry 1

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:01 UTC PurchaseCommon Stock 3,000 $6.90 $20,700.00
Disclosure

SEC source: 0000899243-19-022530 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,347

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:51 UTC
Sadlowski DennisDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $7.00 $14,000.00
Disclosure

SEC source: 0000899243-19-021909 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,700

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:09 UTC
Nanda MunishDirector
GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015804 · doc4.xml · nonDerivative · entry 1

Nanda Munish · CIK 0001532274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,705

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:07 UTC
DEZWIREK JASONDirector · 10% owner
GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015801 · doc4.xml · nonDerivative · entry 1

DEZWIREK JASON · CIK 0000946589 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,321

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:08 UTC GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015803 · doc4.xml · nonDerivative · entry 1

GOLDBERG ERIC MICHAEL · CIK 0001501757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,051

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:12 UTC GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015808 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,347

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:11 UTC GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015807 · doc4.xml · nonDerivative · entry 1

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,851

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:05 UTC GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015797 · doc4.xml · nonDerivative · entry 1

SACHS VALERIE GENTILE · CIK 0001228169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,213

F1 · balance_after: Includes 38 shares acquired since the date of the Reporting Person's last report under the CECO Environmental Corp. Dividend Reinvestment Plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 21:05 UTC GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015798 · doc4.xml · nonDerivative · entry 1

Mannarino Claudio A · CIK 0001378778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,051

Read SEC document
May 09, 2019 Filed May 13, 2019 14:43 UTC
Eckl MatthewChief Financial Officer
PurchaseCommon Stock 1,900 $8.14 $15,466.00
Disclosure

SEC source: 0000899243-19-013146 · doc4.xml · nonDerivative · entry 1

Eckl Matthew · CIK 0001694654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,166

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $8.08 to $8.15 per share. The reporting person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 21:02 UTC
Sadlowski DennisDirector · Chief Executive Officer
PurchaseCommon Stock 4,000 $7.23 $28,920.00
Disclosure

SEC source: 0000899243-19-009174 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,700

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:38 UTC PurchaseCommon Stock 5,000 $7.13 $35,650.00
Disclosure

SEC source: 0000899243-19-007049 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,860

F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $6.995 to $7.18 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:37 UTC
Gohr Paul MChief Accounting Officer
GrantCommon Stock 6,907 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007247 · doc4.xml · nonDerivative · entry 1

Gohr Paul M · CIK 0001706761 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,366

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:40 UTC
Eckl MatthewChief Financial Officer
GrantCommon Stock 17,266 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007251 · doc4.xml · nonDerivative · entry 1

Eckl Matthew · CIK 0001694654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,266

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:39 UTC
Sadlowski DennisDirector · Chief Executive Officer
GrantCommon Stock 20,719 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007250 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,700

F1 · balance_after: Includes 28 shares of common stock acquired on April 3, 2017 under the CECO Environmental Corp. Dividend Reinvestment Plan that were previously unreported.

Read SEC document
December 28, 2018 Filed Dec 29, 2018 02:26 UTC
Sadlowski DennisDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $6.59 $6,590.00
Disclosure

SEC source: 0000899243-18-031959 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,953

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:42 UTC
Sadlowski DennisDirector · Chief Executive Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 4

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Second Son

Disclosed balance after: 500

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:42 UTC
Sadlowski DennisDirector · Chief Executive Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 3

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By First Son

Disclosed balance after: 500

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:42 UTC
Sadlowski DennisDirector · Chief Executive Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 2

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 500

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:42 UTC
Sadlowski DennisDirector · Chief Executive Officer
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031716 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,953

Read SEC document
December 11, 2018 Filed Dec 12, 2018 12:30 UTC
Sadlowski DennisDirector · Chief Executive Officer
PurchaseCommon Stock 1,500 $7.53 $11,295.00
Disclosure

SEC source: 0000899243-18-030697 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,453

Read SEC document
November 28, 2018 Filed Nov 28, 2018 22:03 UTC PurchaseCommon Stock 5,000 $7.86 $39,300.00
Disclosure

SEC source: 0000899243-18-029747 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,860

Read SEC document
August 09, 2018 Filed Aug 9, 2018 20:26 UTC PurchaseCommon Stock 15,000 $8.61 $129,150.00
Disclosure

SEC source: 0000899243-18-021936 · doc4.xml · nonDerivative · entry 1

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,200

F1 · ownership.nature: These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 20:18 UTC
Sadlowski DennisDirector · Chief Executive Officer
PurchaseCommon Stock 2,872 $8.10 $23,263.20
Disclosure

SEC source: 0000899243-18-021931 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,953

Read SEC document
June 12, 2018 Filed Jun 13, 2018 23:08 UTC GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016434 · doc4.xml · nonDerivative · entry 1

DEZWIREK JASON · CIK 0000946589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,834

Read SEC document
June 12, 2018 Filed Jun 13, 2018 23:04 UTC GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016433 · doc4.xml · nonDerivative · entry 1

SACHS VALERIE GENTILE · CIK 0001228169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,688

Read SEC document
June 12, 2018 Filed Jun 13, 2018 23:01 UTC GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016430 · doc4.xml · nonDerivative · entry 1

GOLDBERG ERIC MICHAEL · CIK 0001501757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,564

Read SEC document
June 12, 2018 Filed Jun 13, 2018 22:56 UTC
Nanda MunishDirector
GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016428 · doc4.xml · nonDerivative · entry 1

Nanda Munish · CIK 0001532274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,218

Read SEC document
June 12, 2018 Filed Jun 13, 2018 22:54 UTC GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016426 · doc4.xml · nonDerivative · entry 1

Liner David B · CIK 0001334937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,860

Read SEC document
June 12, 2018 Filed Jun 13, 2018 22:50 UTC GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016424 · doc4.xml · nonDerivative · entry 1

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,364

Read SEC document
June 12, 2018 Filed Jun 13, 2018 22:49 UTC GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016423 · doc4.xml · nonDerivative · entry 1

Mannarino Claudio A · CIK 0001378778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,564

Read SEC document
June 04, 2018 Filed Jun 4, 2018 22:59 UTC PurchaseCommon Stock 5,000 $5.86 $29,300.00
Disclosure

SEC source: 0000899243-18-015015 · doc4.xml · nonDerivative · entry 1

Pollack Jonathan · CIK 0001403564 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 70,200

F1 · ownership.nature: These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:57 UTC
Eckl MatthewChief Financial Officer
PurchaseCommon Stock 3,500 $5.74 $20,090.00
Disclosure

SEC source: 0000899243-18-015014 · doc4.xml · nonDerivative · entry 1

Eckl Matthew · CIK 0001694654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · price: Price reflects a weighted average price for multiple transactions that ranged from $5.74 to $5.76 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price

Read SEC document
April 19, 2018 Filed Apr 23, 2018 23:19 UTC
Eckl MatthewChief Financial Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-010603 · doc4.xml · nonDerivative · entry 1

Eckl Matthew · CIK 0001694654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,500

Read SEC document
April 19, 2018 Filed Apr 23, 2018 23:19 UTC
Sadlowski DennisDirector · Chief Executive Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-010602 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,081

Read SEC document
April 19, 2018 Filed Apr 23, 2018 23:17 UTC
Gohr Paul MChief Accounting Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-010601 · doc4.xml · nonDerivative · entry 1

Gohr Paul M · CIK 0001706761 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,459

Read SEC document
February 12, 2018 Filed Feb 13, 2018 19:00 UTC
Eckl MatthewChief Financial Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-003644 · doc4.xml · nonDerivative · entry 1

Eckl Matthew · CIK 0001694654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

F1 · shares: Represents Restricted Stock Units ("RSUs") granted pursuant to Mr. Eckl's employment agreement entered into in January 2017. Each RSU represents the right to receive one share of CECO Environmental Corp. common stock, subject to terms of the applicable award agreement. The RSUs vest in five substantially equal installments on the anniversary of the date of the grant, commencing on February 12, 2019.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 19:04 UTC
Sadlowski DennisDirector · Chief Executive Officer
PurchaseCommon Stock 4,100 $4.85 $19,885.00
Disclosure

SEC source: 0000899243-17-028810 · doc4.xml · nonDerivative · entry 1

Sadlowski Dennis · CIK 0001675027 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,081

Read SEC document
November 13, 2017 Filed Nov 13, 2017 22:46 UTC PurchaseCommon Stock 1,500 $5.68 $8,520.00
Disclosure

SEC source: 0000899243-17-026115 · doc4.xml · nonDerivative · entry 1

GOLDBERG ERIC MICHAEL · CIK 0001501757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,346

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.