CDXS

SEC source: 0001567619-19-005299 · doc1.xml · derivative · entry 2

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2029-02-20

F2 · derivative.exercise_date: Option vests with respect to 25% of the shares subject thereto on February 20, 2020, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 20, 2023.

SEC source: 0001567619-19-005299 · doc1.xml · derivative · entry 1

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,300

Underlying: Common Stock · 100,300 shares

Expires 2028-02-20

F1 · shares: On February 20, 2018, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2018 with any remaining shares forfeited. On February 20, 2019, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 118% of the target level, which will result in the vesting of the option with respect to 50,150 shares on March 5, 2019 and 50,150 shares on March 5, 2020, in each case subject to the reporting person's continued service to the issuer through such vesting date.

F1 · derivative.exercise_date: On February 20, 2018, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2018 with any remaining shares forfeited. On February 20, 2019, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 118% of the target level, which will result in the vesting of the option with respect to 50,150 shares on March 5, 2019 and 50,150 shares on March 5, 2020, in each case subject to the reporting person's continued service to the issuer through such vesting date.

SEC source: 0001567619-19-003799 · doc1.xml · nonDerivative · entry 2

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,402

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 8, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $21.55 to $21.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price with the range set forth in this footnote.

SEC source: 0001567619-19-003799 · doc1.xml · nonDerivative · entry 1

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,359

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 8, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.41 to $21.75, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price with the range set forth in this footnote.

SEC source: 0001567619-19-001794 · doc1.xml · derivative · entry 6

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 40,000 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests with respect to 25% of the shares subject on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.

SEC source: 0001567619-19-001794 · doc1.xml · nonDerivative · entry 4

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,453

F1 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.

F3 · price: This transaction was executed in multiple trades in prices ranging from $16.81 to $17.24, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-19-001794 · doc1.xml · nonDerivative · entry 3

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-001794 · doc1.xml · derivative · entry 5

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,000

Underlying: Common Stock · 35,000 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests with respect to 25% of the shares subject on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.

SEC source: 0001567619-19-001794 · doc1.xml · nonDerivative · entry 2

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,453

F1 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $16.46 to $16.88, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-19-001794 · doc1.xml · nonDerivative · entry 1

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-18-008827 · doc1.xml · nonDerivative · entry 2

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,093

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.70 to $16.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-18-008827 · doc1.xml · nonDerivative · entry 1

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,593

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.275, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-18-008812 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,230

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.51 to $16.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-008592 · doc1.xml · nonDerivative · entry 2

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,255

F2 · price: This transaction was executed in multiple trades in prices ranging from $17.32 to $17.50, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-008592 · doc1.xml · nonDerivative · entry 1

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,059

F1 · price: This transaction was executed in multiple trades in prices ranging from $16.27 to $17.25, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-008549 · doc1.xml · nonDerivative · entry 3

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,817

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F4 · price: This transaction was executed in multiple trades in prices ranging from $18.26 to $19.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-008549 · doc1.xml · nonDerivative · entry 2

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,917

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F3 · price: This transaction was executed in multiple trades in prices ranging from $17.23 to $18.22, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-008549 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,817

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.99 to $19.48, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-007639 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,457

Underlying: Common Stock · 3,812 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-007639 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $22.05 to $22.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-007639 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001567619-18-007639 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,269

Underlying: Common Stock · 40,000 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-007639 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.70 to $21.98, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-007639 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001567619-18-006405 · doc1.xml · nonDerivative · entry 2

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,317

F2 · price: This transaction as executed in multiple trades in prices ranging from $14.91 to $15.48, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-006405 · doc1.xml · nonDerivative · entry 1

Lalonde James · CIK 0001599677 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,043

F1 · price: This transaction was executed in multiple trades in prices ranging from $15.34 to $15.875, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price with the range set forth in this footnote.

SEC source: 0001567619-18-003723 · doc1.xml · derivative · entry 7

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 40,000 shares

Expires 2024-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Option is fully vested and exercisable.

SEC source: 0001567619-18-003723 · doc1.xml · nonDerivative · entry 5

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,453

F2 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.

F5 · price: This transaction was executed in multiple trades in prices ranging from $17.00 to $17.63, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003723 · doc1.xml · nonDerivative · entry 4

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,895

F2 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.

F4 · price: This transaction was executed in multiple trades in prices ranging from $16.52 to $16.995, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003723 · doc1.xml · nonDerivative · entry 3

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-001793 · doc1.xml · nonDerivative · entry 2

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This Form 4 amendment has been filed solely to correct the price of securities acquired as shown in Table I, column 4 of the original Form 4

SEC source: 0001567619-18-003723 · doc1.xml · derivative · entry 6

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 40,000 shares

Expires 2024-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Option is fully vested and exercisable.

SEC source: 0001567619-18-003723 · doc1.xml · nonDerivative · entry 2

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,453

F2 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.

F3 · price: This transaction was executed in multiple trades in prices ranging from $16.46 to $17.00, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003723 · doc1.xml · nonDerivative · entry 1

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-001793 · doc1.xml · nonDerivative · entry 1

SANGSTER GORDON · CIK 0001243383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This Form 4 amendment has been filed solely to correct the price of securities acquired as shown in Table I, column 4 of the original Form 4

SEC source: 0001567619-18-003426 · doc1.xml · derivative · entry 7

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,269

Underlying: Common Stock · 40,000 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-003426 · doc1.xml · nonDerivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F4 · price: This transaction was executed in multiple trades in prices ranging from $17.05 to $17.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003426 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001567619-18-003291 · doc1.xml · nonDerivative · entry 3

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,093

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $19.125, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-18-003291 · doc1.xml · nonDerivative · entry 2

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,993

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $18.375, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-18-003426 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,269

Underlying: Common Stock · 40,000 shares

Expires 2022-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001567619-18-003426 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F3 · price: This transaction was executed in multiple trades in prices ranging from $18.35 to $19.125, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003426 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,779

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $17.275 to $18.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003426 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.

SEC source: 0001567619-18-003291 · doc1.xml · nonDerivative · entry 1

BARUCH THOMAS R · CIK 0001005563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,593

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.85 to $19.225, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-18-003292 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,230

F1 · kind: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.90 to $19.55, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003227 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,534

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.50 to $18.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-003114 · doc1.xml · nonDerivative · entry 1

KELLEY BERNARD J · CIK 0001181179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,461

F1 · price: This transaction was executed in multiple trades in prices ranging from $17.75 to $18.40, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-002973 · doc1.xml · nonDerivative · entry 1

Glaub Kathleen Sereda · CIK 0001619612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,026

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018.

F2 · price: This transaction was executed in multiple trades in prices ranging from $17.65 to $18.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-18-002972 · doc1.xml · nonDerivative · entry 2

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,817

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 12, 2018.

F3 · price: This transaction was executed in multiple trades in prices ranging from $17.65 to $18.275, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.