CDXS

SEC source: 0001567619-22-018951 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-018951 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,106

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.58 to $5.88, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-018358 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,284

Underlying: Common Stock · 35,716 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-018358 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,892

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $5.91 to $6.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-018358 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

SEC source: 0001567619-22-018358 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,892

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.925 to $6.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-018272 · doc1.xml · derivative · entry 1

Norrett Kevin · CIK 0001819690 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,405

Underlying: Common Stock · 413,405 shares

Expires 2032-10-03

F1 · derivative.exercise_date: Option vests and becomes exercisable with respect to 25% of the shares subject thereto on October 3, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on October 3, 2026, in each case, subject to continued service through the applicable vesting date.

SEC source: 0001567619-22-018010 · doc1.xml · nonDerivative · entry 1

Singhvi Rahul · CIK 0001322731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

F1 · shares: Restricted Stock. The shares vest as to one third of the shares on each yearly anniversary of the date of grant, provided that the Reporting Person provides continuous services to the Issuer as an employee, consultant, director or officer through each such vesting date.

SEC source: 0001567619-22-016368 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,000 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-016368 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F3 · price: This transaction was executed in multiple trades in prices ranging from $8.66 to $9.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-016368 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-016368 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 38,500 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-016368 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F2 · price: This transaction was executed in multiple trades in prices ranging from $8.32 to $8.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-016368 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-014899 · doc1.xml · derivative · entry 1

DILLY STEPHEN GEORGE · CIK 0001389147 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject thereto on August 1, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on August 1, 2026.

SEC source: 0001567619-22-012973 · doc1.xml · nonDerivative · entry 3

Smith David V · CIK 0001229447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

F3 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012973 · doc1.xml · nonDerivative · entry 1

Smith David V · CIK 0001229447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On June 14, 2022, the reporting person transferred 4,796 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.

SEC source: 0001567619-22-012974 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,198

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012978 · doc1.xml · nonDerivative · entry 1

DILLY STEPHEN GEORGE · CIK 0001389147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,974

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012977 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,785

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012976 · doc1.xml · nonDerivative · entry 1

Aaker Jennifer · CIK 0001820693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,609

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012975 · doc1.xml · nonDerivative · entry 1

Martinborough Esther · CIK 0001842383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,331

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012971 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,859

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-012970 · doc1.xml · nonDerivative · entry 1

MOORE ALISON · CIK 0001754937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,974

F1 · shares: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.

SEC source: 0001567619-22-011827 · doc1.xml · derivative · entry 2

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-22-011827 · doc1.xml · nonDerivative · entry 1

Dorgan Byron L · CIK 0001513219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-22-010516 · doc1.xml · derivative · entry 7

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 38,500 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-010516 · doc1.xml · nonDerivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F4 · price: This transaction was executed in multiple trades in prices ranging from $10.47 to $10.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-010516 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,088

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F3 · price: This transaction was executed in multiple trades in prices ranging from $9.47 to $10.46, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-010516 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-010516 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Underlying: Common Stock · 38,500 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-010516 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F2 · price: This transaction was executed in multiple trades in prices ranging from $10.07 to $10.59, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-010516 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-007532 · doc1.xml · nonDerivative · entry 1

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,925

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.17 to $20.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-007047 · doc1.xml · nonDerivative · entry 1

Yang Patrick Y · CIK 0001309988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,512

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2021.

F2 · price: The shares were sold in multiple transactions at per share prices ranging from $16.474 to $17.13. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-006782 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,500

Underlying: Common Stock · 38,500 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-006782 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F3 · price: This transaction was executed in multiple trades in prices ranging from $18.69 to $19.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-006782 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-006782 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,000

Underlying: Common Stock · 38,500 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-006782 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.71 to $19.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-22-006782 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

SEC source: 0001567619-22-006522 · doc1.xml · nonDerivative · entry 2

TAYLOR DEAN ROSS JR · CIK 0001646304 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,778

F1 · kind: Shares withheld by the Issuer on vesting of performance stock units solely to cover applicable withholding taxes. No shares were sold in the open market; the transaction reported herein was executed automatically upon the vesting of the Reporting Person's performance stock units.

SEC source: 0001567619-22-006522 · doc1.xml · nonDerivative · entry 1

TAYLOR DEAN ROSS JR · CIK 0001646304 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,192

F1 · kind: Shares withheld by the Issuer on vesting of performance stock units solely to cover applicable withholding taxes. No shares were sold in the open market; the transaction reported herein was executed automatically upon the vesting of the Reporting Person's performance stock units.

SEC source: 0001567619-22-003128 · doc1.xml · derivative · entry 3

TAYLOR DEAN ROSS JR · CIK 0001646304 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,006

Underlying: Common Stock · 16,006 shares

Expires 2031-02-16

F3 · shares: On February 16, 2021, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2021 with any remaining shares forfeited. On February 8, 2022, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 72.75% of the target level, which will result in the vesting of the option with respect to 8,003 shares on March 5, 2022 and 8,003 shares on March 5, 2023, in each case subject to the reporting person's continued service to the issuer through such vesting date.

F3 · derivative.exercise_date: On February 16, 2021, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2021 with any remaining shares forfeited. On February 8, 2022, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 72.75% of the target level, which will result in the vesting of the option with respect to 8,003 shares on March 5, 2022 and 8,003 shares on March 5, 2023, in each case subject to the reporting person's continued service to the issuer through such vesting date.

SEC source: 0001567619-22-003128 · doc1.xml · nonDerivative · entry 2

TAYLOR DEAN ROSS JR · CIK 0001646304 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,205

F2 · kind: Represent shares of common stock issuable pursuant to performance stock units for which achievement has been certified by the Issuer's compensation committee. Shares will be issued in two equal installments on each of March 5, 2022 and March 5, 2023, subject to continued employment through such date.

SEC source: 0001567619-22-003127 · doc1.xml · derivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,062

Underlying: Common Stock · 200,062 shares

Expires 2031-02-16

F1 · shares: On February 16, 2021, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2021 with any remaining shares forfeited. On February 8, 2022, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 72.75% of the target level, which will result in the vesting of the option with respect to 100,031 shares on March 5, 2022 and 100,031 shares on March 5, 2023, in each case subject to the reporting person's continued service to the issuer through such vesting date.

F1 · derivative.exercise_date: On February 16, 2021, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2021 with any remaining shares forfeited. On February 8, 2022, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 72.75% of the target level, which will result in the vesting of the option with respect to 100,031 shares on March 5, 2022 and 100,031 shares on March 5, 2023, in each case subject to the reporting person's continued service to the issuer through such vesting date.

SEC source: 0001567619-22-003128 · doc1.xml · derivative · entry 4

TAYLOR DEAN ROSS JR · CIK 0001646304 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2032-02-07

F4 · derivative.exercise_date: Option vests with respect to 25% of the shares subject thereto on February 7, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 7, 2026.

SEC source: 0001567619-22-003128 · doc1.xml · nonDerivative · entry 1

TAYLOR DEAN ROSS JR · CIK 0001646304 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,205

F1 · shares: Restricted Stock Units ("RSUs") vest 1/3 annually from February 7, 2022 such that the RSUs will be fully vested on February 7, 2025. Each RSU represents a contingent right to receive one share of Codexis common stock.

SEC source: 0001567619-22-003127 · doc1.xml · derivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-02-07

F2 · derivative.exercise_date: Option vests with respect to 25% of the shares subject thereto on February 7, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 7, 2026.

SEC source: 0001567619-21-022399 · doc1.xml · nonDerivative · entry 2

WOLF DENNIS P · CIK 0001227560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,925

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple trades in prices ranging from $28.99 to $29.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.