Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 4, 2023 18:13 UTC |
COCHRANE JUSTINCEO, UK & Europe
|
Tax withholdingCommon Stock | 36,782 | $1.30 | $47,816.60 |
DisclosureSEC source: 0000899243-23-012292 · doc4.xml · nonDerivative · entry 2 COCHRANE JUSTIN · CIK 0001958853 · CEO, UK & Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,574 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 18:13 UTC |
COCHRANE JUSTINCEO, UK & Europe
|
GrantCommon Stock | 97,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012292 · doc4.xml · nonDerivative · entry 1 COCHRANE JUSTIN · CIK 0001958853 · CEO, UK & Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,356 F1 · shares: Represents shares earned upon satisfaction of performance criteria in connection with performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:08 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
GrantCommon Stock | 758,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012284 · doc4.xml · nonDerivative · entry 3 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,028,696 F3 · shares: On May 2, 2023, the reporting person was granted 758,333 restricted stock units, which vest in three equal installments on April 1, 2024, April 1, 2025 and April 1, 2026. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:08 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 152,757 | $1.30 | $198,584.10 |
DisclosureSEC source: 0000899243-23-012284 · doc4.xml · nonDerivative · entry 2 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,270,363 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:08 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
GrantCommon Stock | 388,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012284 · doc4.xml · nonDerivative · entry 1 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,423,120 F1 · shares: Represents shares earned upon satisfaction of performance criteria in connection with performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:12 UTC |
COLEMAN BRIAN D.Chief Financial Officer
|
GrantCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012291 · doc4.xml · nonDerivative · entry 3 COLEMAN BRIAN D. · CIK 0001774813 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,702,876 F3 · shares: On May 2, 2023, the reporting person was granted 450,000 restricted stock units, which vest in three equal installments on April 1, 2024, April 1, 2025 and April 1, 2026. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:12 UTC |
COLEMAN BRIAN D.Chief Financial Officer
|
Tax withholdingCommon Stock | 127,298 | $1.30 | $165,487.40 |
DisclosureSEC source: 0000899243-23-012291 · doc4.xml · nonDerivative · entry 2 COLEMAN BRIAN D. · CIK 0001774813 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,252,876 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:12 UTC |
COLEMAN BRIAN D.Chief Financial Officer
|
GrantCommon Stock | 323,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012291 · doc4.xml · nonDerivative · entry 1 COLEMAN BRIAN D. · CIK 0001774813 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,380,174 F1 · shares: Represents shares earned upon satisfaction of performance criteria in connection with performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:11 UTC |
DILGER JASONChief Accounting Officer
|
GrantCommon Stock | 121,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012290 · doc4.xml · nonDerivative · entry 3 DILGER JASON · CIK 0001774837 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,422 F3 · shares: On May 2, 2023, the reporting person was granted 121,875 restricted stock units, which vest in three equal installments on April 1, 2024, April 1, 2025 and April 1, 2026. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:11 UTC |
DILGER JASONChief Accounting Officer
|
Tax withholdingCommon Stock | 25,460 | $1.30 | $33,098.00 |
DisclosureSEC source: 0000899243-23-012290 · doc4.xml · nonDerivative · entry 2 DILGER JASON · CIK 0001774837 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,547 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:11 UTC |
DILGER JASONChief Accounting Officer
|
GrantCommon Stock | 64,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012290 · doc4.xml · nonDerivative · entry 1 DILGER JASON · CIK 0001774837 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,007 F1 · shares: Represents shares earned upon satisfaction of performance criteria in connection with performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:10 UTC |
FELDMAN LYNNSee Remarks
|
GrantCommon Stock | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012288 · doc4.xml · nonDerivative · entry 3 FELDMAN LYNN · CIK 0001774819 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,092,277 F3 · shares: On May 2, 2023, the reporting person was granted 275,000 restricted stock units, which vest in three equal installments on April 1, 2024, April 1, 2025 and April 1, 2026. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:10 UTC |
FELDMAN LYNNSee Remarks
|
Tax withholdingCommon Stock | 110,893 | $1.30 | $144,160.90 |
DisclosureSEC source: 0000899243-23-012288 · doc4.xml · nonDerivative · entry 2 FELDMAN LYNN · CIK 0001774819 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 817,277 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of performance stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 22:10 UTC |
FELDMAN LYNNSee Remarks
|
GrantCommon Stock | 226,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012288 · doc4.xml · nonDerivative · entry 1 FELDMAN LYNN · CIK 0001774819 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 928,170 F1 · shares: Represents shares earned upon satisfaction of performance criteria in connection with performance stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:04 UTC |
COCHRANE JUSTINCEO, UK & Europe
|
Exercise / conversionRestricted Stock Units · Derivative | 48,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022644 · doc4.xml · derivative · entry 3 COCHRANE JUSTIN · CIK 0001958853 · CEO, UK & Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock unit award, once vested, could be settled in shares of common stock, or in cash equal to the fair market value of the number of vested shares, at the election of the compensation committee of the board of directors. F4 · derivative.exercise_date: On October 20, 2020, the reporting person was granted 145,631 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F4 · derivative.expiration_date: On October 20, 2020, the reporting person was granted 145,631 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:04 UTC |
COCHRANE JUSTINCEO, UK & Europe
|
Tax withholdingCommon Stock | 53,709 | $1.20 | $64,450.80 |
DisclosureSEC source: 0001209191-23-022644 · doc4.xml · nonDerivative · entry 2 COCHRANE JUSTIN · CIK 0001958853 · CEO, UK & Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 646,306 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:04 UTC |
COCHRANE JUSTINCEO, UK & Europe
|
Exercise / conversionCommon Stock | 48,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022644 · doc4.xml · nonDerivative · entry 1 COCHRANE JUSTIN · CIK 0001958853 · CEO, UK & Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units that converted into common stock upon vesting. These restricted stock units were previously reported in Table II. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:00 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 194,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022635 · doc4.xml · derivative · entry 4 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 194,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock unit award, once vested, could be settled in shares of common stock, or in cash equal to the fair market value of the number of vested shares, at the election of the compensation committee of the board of directors. F5 · derivative.exercise_date: On October 20, 2020, the reporting person was granted 582,524 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F5 · derivative.expiration_date: On October 20, 2020, the reporting person was granted 582,524 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:00 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 38,644 | $1.20 | $46,372.80 |
DisclosureSEC source: 0001209191-23-022635 · doc4.xml · nonDerivative · entry 2 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,034,920 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:00 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 194,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022635 · doc4.xml · nonDerivative · entry 1 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,073,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units that converted into common stock upon vesting. These restricted stock units were previously reported on Table II. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:02 UTC |
FELDMAN LYNNEVP, Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 113,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022639 · doc4.xml · derivative · entry 3 FELDMAN LYNN · CIK 0001774819 · EVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 113,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock unit award, once vested, could be settled in shares of common stock, or in cash equal to the fair market value of the number of vested shares, at the election of the compensation committee of the board of directors. F4 · derivative.exercise_date: On October 20, 2020, the reporting person was granted 339,805 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F4 · derivative.expiration_date: On October 20, 2020, the reporting person was granted 339,805 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:02 UTC |
FELDMAN LYNNEVP, Chief Legal Officer
|
Tax withholdingCommon Stock | 110,903 | $1.20 | $133,083.60 |
DisclosureSEC source: 0001209191-23-022639 · doc4.xml · nonDerivative · entry 2 FELDMAN LYNN · CIK 0001774819 · EVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701,720 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:02 UTC |
FELDMAN LYNNEVP, Chief Legal Officer
|
Exercise / conversionCommon Stock | 113,269 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022639 · doc4.xml · nonDerivative · entry 1 FELDMAN LYNN · CIK 0001774819 · EVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 812,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units that converted into common stock upon vesting. These restricted stock units were previously reported on Table II. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:02 UTC |
DILGER JASONChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 32,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022641 · doc4.xml · derivative · entry 3 DILGER JASON · CIK 0001774837 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock unit award, once vested, could be settled in shares of common stock, or in cash equal to the fair market value of the number of vested shares, at the election of the compensation committee of the board of directors. F4 · derivative.exercise_date: On October 20, 2020, the reporting person was granted 97,087 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F4 · derivative.expiration_date: On October 20, 2020, the reporting person was granted 97,087 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:02 UTC |
DILGER JASONChief Accounting Officer
|
Tax withholdingCommon Stock | 29,376 | $1.20 | $35,251.20 |
DisclosureSEC source: 0001209191-23-022641 · doc4.xml · nonDerivative · entry 2 DILGER JASON · CIK 0001774837 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,307 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:02 UTC |
DILGER JASONChief Accounting Officer
|
Exercise / conversionCommon Stock | 32,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022641 · doc4.xml · nonDerivative · entry 1 DILGER JASON · CIK 0001774837 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units that converted into common stock upon vesting. These restricted stock units were previously reported on Table II. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:01 UTC |
COLEMAN BRIAN D.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 161,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022638 · doc4.xml · derivative · entry 3 COLEMAN BRIAN D. · CIK 0001774813 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock unit award, once vested, could be settled in shares of common stock, or in cash equal to the fair market value of the number of vested shares, at the election of the compensation committee of the board of directors. F4 · derivative.exercise_date: On October 20, 2020, the reporting person was granted 485,436 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. F4 · derivative.expiration_date: On October 20, 2020, the reporting person was granted 485,436 restricted stock units, which vested in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:01 UTC |
COLEMAN BRIAN D.Chief Financial Officer
|
Tax withholdingCommon Stock | 125,093 | $1.20 | $150,111.60 |
DisclosureSEC source: 0001209191-23-022638 · doc4.xml · nonDerivative · entry 2 COLEMAN BRIAN D. · CIK 0001774813 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,056,674 F2 · shares: Represents the number of shares withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:01 UTC |
COLEMAN BRIAN D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 161,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022638 · doc4.xml · nonDerivative · entry 1 COLEMAN BRIAN D. · CIK 0001774813 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,181,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units that converted into common stock upon vesting. These restricted stock units were previously reported on Table II. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:02 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021192 · doc4.xml · nonDerivative · entry 2 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 40,000 F2 · ownership.nature: These shares are held by the Wells 2013 Irrevocable Trust U/A 05/06/13 Scott R Wells and Gary Smith Trustees for the Benefit of Evelyn G Wells and the Wells 2013 Irrevocable Trust U/A 05/06/13 Scott R Wells and Gary Smith Trustees for the Benefit of Charles R Wells. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 20:02 UTC |
WELLS SCOTTDirector · Chief Executive Officer
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021192 · doc4.xml · nonDerivative · entry 1 WELLS SCOTT · CIK 0001456330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,879,389 F1 · shares: On March 23, 2023, the reporting person transferred 20,000 shares of the common stock of Clear Channel Outdoor Holdings, Inc. to trusts of which the reporting person's children are beneficiaries and the reporting person is trustee. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:01 UTC |
COCHRANE JUSTINCEO, UK & Europe
|
Tax withholdingCommon Stock | 45,507 | $1.73 | $78,727.11 |
DisclosureSEC source: 0001209191-23-012660 · doc4.xml · nonDerivative · entry 1 COCHRANE JUSTIN · CIK 0001958853 · CEO, UK & Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,471 F1 · shares: Represents the number of shares of common stock withheld by Clear Channel Outdoor Holdings, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:09 UTC |
MORELAND W BENJAMINDirector
|
GrantCommon Stock | 71,428 | $1.75 | $124,999.00 |
DisclosureSEC source: 0001209191-23-011131 · doc4.xml · nonDerivative · entry 2 MORELAND W BENJAMIN · CIK 0001157962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,110 F2 · security: The reporting person received 71,428 restricted stock units, which vest in four equal installments on April 1, 2023, July 1, 2023, October 1, 2023 and January 1, 2024. The reporting person received these awards under the Plan in lieu of an annual cash retainer for 2023. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:09 UTC |
MORELAND W BENJAMINDirector
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011131 · doc4.xml · nonDerivative · entry 1 MORELAND W BENJAMIN · CIK 0001157962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,302,682 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan (the "Plan"). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:04 UTC |
Dionne John D.Director
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011115 · doc4.xml · nonDerivative · entry 1 Dionne John D. · CIK 0001716640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,266 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:07 UTC |
HOBSON ANDREW WDirector
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011123 · doc4.xml · nonDerivative · entry 1 HOBSON ANDREW W · CIK 0001204334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,472 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:11 UTC |
RAINEY MARY TERESADirector
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011133 · doc4.xml · nonDerivative · entry 1 RAINEY MARY TERESA · CIK 0001774993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,472 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:09 UTC |
MARCHESE JOEDirector
|
GrantCommon Stock | 52,857 | $1.75 | $92,499.75 |
DisclosureSEC source: 0001209191-23-011130 · doc4.xml · nonDerivative · entry 2 MARCHESE JOE · CIK 0001774821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,425 F2 · security: The reporting person received 52,857 restricted stock units, which vest in four equal installments on April 1, 2023, July 1, 2023, October 1, 2023 and January 1, 2024. The reporting person received these awards under the Plan in lieu of an annual cash retainer for 2023. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:09 UTC |
MARCHESE JOEDirector
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011130 · doc4.xml · nonDerivative · entry 1 MARCHESE JOE · CIK 0001774821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,568 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan (the "Plan"). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:08 UTC |
KING THOMAS C.Director
|
GrantCommon Stock | 54,285 | $1.75 | $94,998.75 |
DisclosureSEC source: 0001209191-23-011128 · doc4.xml · nonDerivative · entry 2 KING THOMAS C. · CIK 0001774975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,571 F2 · security: The reporting person received 54,285 restricted stock units, which vest in four equal installments on April 1, 2023, July 1, 2023, October 1, 2023 and January 1, 2024. The reporting person received these awards under the Plan in lieu of an annual cash retainer for 2023. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:08 UTC |
KING THOMAS C.Director
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011128 · doc4.xml · nonDerivative · entry 1 KING THOMAS C. · CIK 0001774975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,286 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan (the "Plan"). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:06 UTC |
HAMMITT LISADirector
|
GrantCommon Stock | 85,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011121 · doc4.xml · nonDerivative · entry 1 HAMMITT LISA · CIK 0001774832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,265 F1 · security: The reporting person received 85,714 restricted stock units, which vest on January 1, 2024, under the Clear Channel Outdoor Holdings, Inc. 2012 Amended and Restated Stock Incentive Plan. Read SEC document |
| January 30, 2023 Filed Feb 2, 2023 14:28 UTC |
ARES MANAGEMENT LLC10% owner
Ares Management Holdings L.P.10% owner
Ares Holdco LLC10% owner
Ares Management Corp10% owner
Ares Management GP LLC10% owner
Ares Voting LLC10% owner
Ares Partners Holdco LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 500,000 | $1.79 | $897,350.00 |
DisclosureSEC source: 0001104659-23-009641 · tm234488-6_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · 10% owner Ares Holdco LLC · CIK 0001669983 · 10% owner Ares Management Corp · CIK 0001176948 · 10% owner Ares Management GP LLC · CIK 0001620264 · 10% owner Ares Voting LLC · CIK 0001761656 · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,829,046 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,829,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 5,095,692 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 918,342 shares of Common Stock and (vi) ACOF VI directly holds 11,815,688 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,829,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 5,095,692 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 918,342 shares of Common Stock and (vi) ACOF VI directly holds 11,815,688 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,829,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 5,095,692 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 918,342 shares of Common Stock and (vi) ACOF VI directly holds 11,815,688 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 30, 2023 Filed Feb 2, 2023 09:27 UTC |
ARES MANAGEMENT LLC10% owner
ASSF IV AIV B Holdings III, L.P.10% owner
ASSF IV AIV B, L.P.10% owner
ASSF Operating Manager IV, L.P.10% owner
ASOF Holdings I, L.P.10% owner
ASOF II Holdings I, L.P.10% owner
ASOF II A (DE) Holdings I, L.P.10% owner
ASOF Investment Management LLC10% owner
ACOF VI Holdings, L.P.10% owner
ACOF Investment Management LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 500,000 | $1.79 | $897,350.00 |
DisclosureSEC source: 0001104659-23-009638 · tm234488-5_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF II Holdings I, L.P. · CIK 0001933113 · 10% owner ASOF II A (DE) Holdings I, L.P. · CIK 0001933136 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,829,046 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,829,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 5,095,692 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 918,342 shares of Common Stock and (vi) ACOF VI directly holds 11,815,688 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,829,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 5,095,692 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 918,342 shares of Common Stock and (vi) ACOF VI directly holds 11,815,688 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,829,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 5,095,692 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 918,342 shares of Common Stock and (vi) ACOF VI directly holds 11,815,688 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 01:11 UTC |
ARES MANAGEMENT LLC10% owner
Ares Management Holdings L.P.10% owner
Ares Holdco LLC10% owner
Ares Management Corp10% owner
Ares Management GP LLC10% owner
Ares Voting LLC10% owner
Ares Partners Holdco LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 525,902 | $1.80 | $944,993.30 |
DisclosureSEC source: 0001104659-23-008147 · tm234488-4_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · 10% owner Ares Holdco LLC · CIK 0001669983 · 10% owner Ares Management Corp · CIK 0001176948 · 10% owner Ares Management GP LLC · CIK 0001620264 · 10% owner Ares Voting LLC · CIK 0001761656 · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,329,046 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 20:08 UTC |
ARES MANAGEMENT LLC10% owner
ASSF IV AIV B Holdings III, L.P.10% owner
ASSF IV AIV B, L.P.10% owner
ASSF Operating Manager IV, L.P.10% owner
ASOF Holdings I, L.P.10% owner
ASOF II Holdings I, L.P.10% owner
ASOF II A (DE) Holdings I, L.P.10% owner
ASOF Investment Management LLC10% owner
ACOF VI Holdings, L.P.10% owner
ACOF Investment Management LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 525,902 | $1.80 | $944,993.30 |
DisclosureSEC source: 0001104659-23-008144 · tm234488-3_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF II Holdings I, L.P. · CIK 0001933113 · 10% owner ASOF II A (DE) Holdings I, L.P. · CIK 0001933136 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,329,046 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 26, 2023 Filed Jan 31, 2023 01:11 UTC |
ARES MANAGEMENT LLC10% owner
Ares Management Holdings L.P.10% owner
Ares Holdco LLC10% owner
Ares Management Corp10% owner
Ares Management GP LLC10% owner
Ares Voting LLC10% owner
Ares Partners Holdco LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 597,518 | $1.73 | $1,036,514.47 |
DisclosureSEC source: 0001104659-23-008147 · tm234488-4_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · 10% owner Ares Holdco LLC · CIK 0001669983 · 10% owner Ares Management Corp · CIK 0001176948 · 10% owner Ares Management GP LLC · CIK 0001620264 · 10% owner Ares Voting LLC · CIK 0001761656 · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 54,803,144 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 20:08 UTC |
ARES MANAGEMENT LLC10% owner
ASSF IV AIV B Holdings III, L.P.10% owner
ASSF IV AIV B, L.P.10% owner
ASSF Operating Manager IV, L.P.10% owner
ASOF Holdings I, L.P.10% owner
ASOF II Holdings I, L.P.10% owner
ASOF II A (DE) Holdings I, L.P.10% owner
ASOF Investment Management LLC10% owner
ACOF VI Holdings, L.P.10% owner
ACOF Investment Management LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 597,518 | $1.73 | $1,036,514.47 |
DisclosureSEC source: 0001104659-23-008144 · tm234488-3_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF II Holdings I, L.P. · CIK 0001933113 · 10% owner ASOF II A (DE) Holdings I, L.P. · CIK 0001933136 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 54,803,144 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 55,329,046 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 4,683,381 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 844,035 shares of Common Stock and (vi) ACOF VI directly holds 11,802,306 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 23:16 UTC |
ARES MANAGEMENT LLC10% owner
Ares Management Holdings L.P.10% owner
Ares Holdco LLC10% owner
Ares Management Corp10% owner
Ares Management GP LLC10% owner
Ares Voting LLC10% owner
Ares Partners Holdco LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 875,000 | $1.56 | $1,366,400.00 |
DisclosureSEC source: 0001104659-23-007104 · tm234488-2_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · 10% owner Ares Holdco LLC · CIK 0001669983 · 10% owner Ares Management Corp · CIK 0001176948 · 10% owner Ares Management GP LLC · CIK 0001620264 · 10% owner Ares Voting LLC · CIK 0001761656 · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 54,205,626 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 54,205,626 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 3,756,983 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 677,080 shares of Common Stock and (vi) ACOF VI directly holds 11,772,239 shares of Common Stock. The respective number of shares reported for certain Reporting Persons, including ASSF IV AIV B Holdings, ASSF IV AIV B and ASOF I, has, in each case, been updated to correct an inadvertent overstatement of previously reported historical beneficial ownership by the collective amount of 1,021,954 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 54,205,626 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 3,756,983 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 677,080 shares of Common Stock and (vi) ACOF VI directly holds 11,772,239 shares of Common Stock. The respective number of shares reported for certain Reporting Persons, including ASSF IV AIV B Holdings, ASSF IV AIV B and ASOF I, has, in each case, been updated to correct an inadvertent overstatement of previously reported historical beneficial ownership by the collective amount of 1,021,954 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 54,205,626 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 3,756,983 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 677,080 shares of Common Stock and (vi) ACOF VI directly holds 11,772,239 shares of Common Stock. The respective number of shares reported for certain Reporting Persons, including ASSF IV AIV B Holdings, ASSF IV AIV B and ASOF I, has, in each case, been updated to correct an inadvertent overstatement of previously reported historical beneficial ownership by the collective amount of 1,021,954 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 18:14 UTC |
ARES MANAGEMENT LLC10% owner
ASSF IV AIV B Holdings III, L.P.10% owner
ASSF IV AIV B, L.P.10% owner
ASSF Operating Manager IV, L.P.10% owner
ASOF Holdings I, L.P.10% owner
ASOF II Holdings I, L.P.10% owner
ASOF II A (DE) Holdings I, L.P.10% owner
ASOF Investment Management LLC10% owner
ACOF VI Holdings, L.P.10% owner
ACOF Investment Management LLC10% owner
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PurchaseCommon Stock, par value $0.01 | 875,000 | $1.56 | $1,366,400.00 |
DisclosureSEC source: 0001104659-23-007103 · tm234488-1_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ASSF IV AIV B Holdings III, L.P. · CIK 0001757327 · 10% owner ASSF IV AIV B, L.P. · CIK 0001862592 · 10% owner ASSF Operating Manager IV, L.P. · CIK 0001683967 · 10% owner ASOF Holdings I, L.P. · CIK 0001793549 · 10% owner ASOF II Holdings I, L.P. · CIK 0001933113 · 10% owner ASOF II A (DE) Holdings I, L.P. · CIK 0001933136 · 10% owner ASOF Investment Management LLC · CIK 0001793548 · 10% owner ACOF VI Holdings, L.P. · CIK 0001947935 · 10% owner ACOF Investment Management LLC · CIK 0001684171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 54,205,626 F1 · shares: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · shares: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · shares: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · shares: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · shares: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 54,205,626 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 3,756,983 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 677,080 shares of Common Stock and (vi) ACOF VI directly holds 11,772,239 shares of Common Stock. The respective number of shares reported for certain Reporting Persons, including ASSF IV AIV B Holdings, ASSF IV AIV B and ASOF I, has, in each case, been updated to correct an inadvertent overstatement of previously reported historical beneficial ownership by the collective amount of 1,021,954 shares of Common Stock. F6 · shares: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · balance_after: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · balance_after: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · balance_after: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · balance_after: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 54,205,626 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 3,756,983 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 677,080 shares of Common Stock and (vi) ACOF VI directly holds 11,772,239 shares of Common Stock. The respective number of shares reported for certain Reporting Persons, including ASSF IV AIV B Holdings, ASSF IV AIV B and ASOF I, has, in each case, been updated to correct an inadvertent overstatement of previously reported historical beneficial ownership by the collective amount of 1,021,954 shares of Common Stock. F6 · balance_after: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: This statement is being filed by (i) ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings"), (ii) ASSF IV AIV B, L.P. ("ASSF IV AIV B"), (iii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iv) ASOF Holdings I, L.P. ("ASOF I"), (v) ASOF II Holdings I, L.P. ("ASOF II Holdings I"), (vi) ASOF II A (DE) Holdings I, L.P. ("ASOF II A (DE) Holdings I"), (vii) ASOF Investment Management LLC ("ASOF Investment Management"), (viii) ACOF VI Holdings, L.P. ("ACOF VI"), (ix) ACOF Investment Management LLC ("ACOF Investment Management") (Continued in footnote 2) F2 · ownership.nature: (x) Ares Management LLC, (xi) Ares Management Holdings L.P. ("Ares Management Holdings"), (xii) Ares Holdco LLC ("Ares Holdco"), (xiii) Ares Management Corporation ("Ares Management"), (xiv) Ares Voting LLC ("Ares Voting"), (xv) Ares Management GP LLC ("Ares Management GP") and (xvi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in two parts. F3 · ownership.nature: Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of each of ASSF IV AIV B Holdings and ASSF IV AIV B; (b) the sole member of ASOF Investment Management, which is the manager of ASOF I, ASOF II Holdings I and ASOF II A (DE) Holdings I; and (c) the sole member of ACOF Investment Management, which is the manager of ACOF VI. F4 · ownership.nature: Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. F5 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate, 54,205,626 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ASSF IV AIV B Holdings directly holds 16,774,031 shares of Common Stock, (ii) ASSF IV AIV B directly holds 1,892,866 shares of Common Stock, (iii) ASOF I directly holds 19,332,427 shares of Common Stock, (iv) ASOF II Holdings I directly holds 3,756,983 shares of Common Stock, (v) ASOF II A (DE) Holdings I directly holds 677,080 shares of Common Stock and (vi) ACOF VI directly holds 11,772,239 shares of Common Stock. The respective number of shares reported for certain Reporting Persons, including ASSF IV AIV B Holdings, ASSF IV AIV B and ASOF I, has, in each case, been updated to correct an inadvertent overstatement of previously reported historical beneficial ownership by the collective amount of 1,021,954 shares of Common Stock. F6 · ownership.nature: Each of the Reporting Persons and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.