CCL

SEC source: 0001127602-17-006829 · form4.xml · nonDerivative · entry 1

BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,520.3084

F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.

SEC source: 0001127602-17-006828 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,267

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-17-006828 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,297

F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.

SEC source: 0001127602-17-002167 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,931.778

F1 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-17-002013 · form4.xml · nonDerivative · entry 2

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,957.2362

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-17-002013 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,517.2362

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-17-002012 · form4.xml · nonDerivative · entry 2

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,178.0284

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-17-002012 · form4.xml · nonDerivative · entry 1

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,262.0284

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-17-002010 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,050.04

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-17-002010 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,236.04

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-17-002009 · form4.xml · nonDerivative · entry 3

BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,362.3084

F4 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-17-002009 · form4.xml · nonDerivative · entry 2

BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,635.3084

F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs.

SEC source: 0001127602-17-002009 · form4.xml · nonDerivative · entry 1

BUCKELEW ALAN · CIK 0001280888 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,128.3084

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-17-002008 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,267

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-17-002008 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,199

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-17-000028 · form4.xml · nonDerivative · entry 2

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,624.2362

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-17-000028 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,789.2362

F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017.

F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.

SEC source: 0001127602-17-000027 · form4.xml · nonDerivative · entry 2

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,098.0284

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-17-000027 · form4.xml · nonDerivative · entry 1

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,762.0284

F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017.

F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.

SEC source: 0001127602-17-000026 · form4.xml · nonDerivative · entry 2

BUCKELEW ALAN · CIK 0001280888 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,766.3084

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-17-000026 · form4.xml · nonDerivative · entry 1

BUCKELEW ALAN · CIK 0001280888 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,430.3084

F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017.

F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.

SEC source: 0001127602-17-000025 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,710

F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-17-000025 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,374

F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017.

F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.

SEC source: 0001127602-16-065069 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,784.118

F4 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.

F5 · price: This transaction was executed in multiple trades at prices ranging from $46.510 to $46.990. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-16-065069 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,597.118

F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on October 14, 2013 pursuant to the Carnival Corporation 2011 Stock Plan and the Reporting Person's Employment Agreement. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of October 18, 2016 and 50% as of October 14, 2017.

F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.

F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-16-064226 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,045

F1 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-16-064226 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,255.801

F1 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.