Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2019 Filed Apr 18, 2019 14:37 UTC |
KELLY ENNIS DEBRA JDirector
|
GrantCommon Stock | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015769 · form4.xml · nonDerivative · entry 1 KELLY ENNIS DEBRA J · CIK 0001231237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,254.0993 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 14:31 UTC |
Deeble HelenDirector
|
GrantCommon Stock | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015764 · form4.xml · nonDerivative · entry 1 Deeble Helen · CIK 0001677805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,651 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 14:30 UTC |
cahilly jason glenDirector
|
GrantCommon Stock | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015763 · form4.xml · nonDerivative · entry 1 cahilly jason glen · CIK 0001712087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,942 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 14:25 UTC |
BAND SIR JONATHONDirector
|
GrantCommon Stock | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015761 · form4.xml · nonDerivative · entry 1 BAND SIR JONATHON · CIK 0001489421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,445.632 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:11 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 5,691 | $57.08 | $324,863.34 |
DisclosureSEC source: 0001127602-19-007071 · form4.xml · nonDerivative · entry 2 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,032.5862 F3 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested PBS RSUs. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:11 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
GrantCommon Stock | 14,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007071 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,723.5862 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:10 UTC |
KRUSE STEINCEO, Holland America Group
|
SaleCommon Stock | 32,163 | $57.08 | $1,835,983.04 |
DisclosureSEC source: 0001127602-19-007070 · form4.xml · nonDerivative · entry 2 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,035.45 F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:10 UTC |
KRUSE STEINCEO, Holland America Group
|
GrantCommon Stock | 32,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007070 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,198.45 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:09 UTC |
DONALD ARNOLD WDirector · President & CEO
|
Tax withholdingCommon Stock | 28,846 | $57.08 | $1,646,636.41 |
DisclosureSEC source: 0001127602-19-007069 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,177.037 F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:09 UTC |
DONALD ARNOLD WDirector · President & CEO
|
GrantCommon Stock | 73,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007069 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,023.037 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:07 UTC |
Bernstein DavidCFO & CAO
|
SaleCommon Stock | 24,682 | $57.08 | $1,408,939.88 |
DisclosureSEC source: 0001127602-19-007068 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680.142 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:07 UTC |
Bernstein DavidCFO & CAO
|
GrantCommon Stock | 24,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007068 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,362.142 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:42 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
GrantCommon Stock | 7,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002103 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,364.5862 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:38 UTC |
Bernstein DavidCFO & CAO
|
Tax withholdingCommon Stock | 4,713 | $52.20 | $246,018.60 |
DisclosureSEC source: 0001127602-19-002100 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680.142 F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the MTE RSUs. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:38 UTC |
Bernstein DavidCFO & CAO
|
GrantCommon Stock | 11,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002100 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,393.142 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:41 UTC |
KRUSE STEINCEO, Holland America Group
|
Tax withholdingCommon Stock | 5,680 | $52.20 | $296,496.00 |
DisclosureSEC source: 0001127602-19-002102 · form4.xml · nonDerivative · entry 2 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,088.3684 F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the MTE RSUs. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:41 UTC |
KRUSE STEINCEO, Holland America Group
|
GrantCommon Stock | 14,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002102 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,768.3684 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:40 UTC |
DONALD ARNOLD WDirector · President & CEO
|
GrantCommon Stock | 44,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002101 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,721.037 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2019 Filed Sep 1, 2020 18:41 UTC Amendment |
PEREZ ARNALDOGeneral Counsel & Secretary
|
GrantCommon Stock | 7,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024541 · form4a.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,990.2672 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of MTE RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 17:59 UTC |
DONALD ARNOLD WDirector · President & CEO
|
Tax withholdingCommon Stock | 12,515 | $52.27 | $654,103.98 |
DisclosureSEC source: 0001127602-19-001952 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,808.037 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of a Restricted Stock Award. This transaction is exempt under Rule 16b-3(e). F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:02 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 2,290 | $52.27 | $119,688.22 |
DisclosureSEC source: 0001127602-19-001954 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,519.5862 F1 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:01 UTC |
KRUSE STEINCEO, Holland America Group
|
SaleCommon Stock | 6,966 | $52.27 | $364,082.17 |
DisclosureSEC source: 0001127602-19-001953 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,334.3684 F1 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F2 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 16:06 UTC |
DONALD ARNOLD WDirector · President & CEO
|
PurchaseCommon Stock | 8,645 | $46.31 | $400,307.59 |
DisclosureSEC source: 0001127602-18-037485 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,311.248 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.28 to $46.31. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 16:06 UTC |
DONALD ARNOLD WDirector · President & CEO
|
PurchaseCommon Stock | 12,950 | $46.51 | $602,304.50 |
DisclosureSEC source: 0001127602-18-037485 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 363,675 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.75 to $46.67. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 01:57 UTC |
TAMMS MANAGEMENT CORPSee "Remarks" below
|
OtherCommon Stock | 32,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002421 · ownership.xml · nonDerivative · entry 1 TAMMS MANAGEMENT CORP · CIK 0001252486 · See "Remarks" below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person distributed 32,439 shares of Common Stock of Carnival Corporation to the reporting person's sole stockholder. F1 · price: The reporting person distributed 32,439 shares of Common Stock of Carnival Corporation to the reporting person's sole stockholder. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:13 UTC |
KRUSE STEINCEO, Holland America Group
|
Tax withholdingCommon Stock | 11,401 | $58.12 | $662,626.12 |
DisclosureSEC source: 0001127602-18-032706 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,188.9494 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units released on November 8, 2018 as a result of the Reporting Person becoming eligible for retirement due to his age. F2 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested and includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 13:39 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 500 | $64.69 | $32,347.00 |
DisclosureSEC source: 0001127602-18-029262 · form4.xml · nonDerivative · entry 2 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · The Arnaldo Perez Trust U/A/D 3/18/2014 Disclosed balance after: 11,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $64.67 to $64.73. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 13:39 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 6,500 | $64.23 | $417,495.00 |
DisclosureSEC source: 0001127602-18-029262 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · The Arnaldo Perez Trust U/A/D 3/18/2014 Disclosed balance after: 11,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.63 to $64.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:51 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 5,000 | $62.91 | $314,564.00 |
DisclosureSEC source: 0001127602-18-019912 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 350,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.65 to $63.16. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:27 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 200 | $64.01 | $12,802.00 |
DisclosureSEC source: 0001127602-18-016143 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:27 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 4,800 | $63.37 | $304,162.08 |
DisclosureSEC source: 0001127602-18-016143 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,925 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.97 to $63.89. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 19:09 UTC |
PEREZ ARNALDOGeneral Counsel & Secretary
|
SaleCommon Stock | 7,000 | $64.01 | $448,100.80 |
DisclosureSEC source: 0001127602-18-014738 · form4.xml · nonDerivative · entry 1 PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · The Arnaldo Perez Trust U/A/D 3/18/2014 Disclosed balance after: 18,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.68 to $64.27. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:56 UTC |
WEISENBURGER RANDALL JDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014495 · form4.xml · nonDerivative · entry 1 WEISENBURGER RANDALL J · CIK 0001031609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,985.5937 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:51 UTC |
SUBOTNICK STUARTDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014493 · form4.xml · nonDerivative · entry 1 SUBOTNICK STUART · CIK 0001052438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,527.4236 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:54 UTC |
WEIL LAURA ADirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014494 · form4.xml · nonDerivative · entry 1 WEIL LAURA A · CIK 0001191885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,672.227 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:50 UTC |
PARKER SIR JOHNDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014492 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,730.2119 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:48 UTC |
KELLY ENNIS DEBRA JDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014491 · form4.xml · nonDerivative · entry 1 KELLY ENNIS DEBRA J · CIK 0001231237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,182.0535 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:47 UTC |
GLASIER RICHARDDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014490 · form4.xml · nonDerivative · entry 1 GLASIER RICHARD · CIK 0001239605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,039.869 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:45 UTC |
Deeble HelenDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014489 · form4.xml · nonDerivative · entry 1 Deeble Helen · CIK 0001677805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,458 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:44 UTC |
cahilly jason glenDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014488 · form4.xml · nonDerivative · entry 1 cahilly jason glen · CIK 0001712087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,749 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:43 UTC |
BAND SIR JONATHONDirector
|
GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014487 · form4.xml · nonDerivative · entry 1 BAND SIR JONATHON · CIK 0001489421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,872.996 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:41 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 2,000 | $65.07 | $130,140.00 |
DisclosureSEC source: 0001127602-18-013982 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 360,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $64.70 to $65.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:41 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 3,000 | $64.10 | $192,311.40 |
DisclosureSEC source: 0001127602-18-013982 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 362,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.67 to $64.46. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:45 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 3,000 | $68.00 | $204,000.00 |
DisclosureSEC source: 0001127602-18-011690 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 365,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:36 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 1,300 | $66.89 | $86,951.54 |
DisclosureSEC source: 0001127602-18-009873 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 368,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $66.71 to $67.26. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:36 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 3,700 | $66.25 | $245,121.30 |
DisclosureSEC source: 0001127602-18-009873 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 370,025 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.70 to $66.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:48 UTC |
DONALD ARNOLD WDirector · President & CEO
|
SaleCommon Stock | 19,759 | $68.73 | $1,358,132.89 |
DisclosureSEC source: 0001127602-18-006327 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,375.814 F3 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:48 UTC |
DONALD ARNOLD WDirector · President & CEO
|
GrantCommon Stock | 49,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006327 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,134.814 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:53 UTC |
KRUSE STEINCEO, Holland America Group
|
SaleCommon Stock | 8,171 | $68.73 | $561,632.87 |
DisclosureSEC source: 0001127602-18-006291 · form4.xml · nonDerivative · entry 2 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,443.5464 F3 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:53 UTC |
KRUSE STEINCEO, Holland America Group
|
GrantCommon Stock | 20,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006291 · form4.xml · nonDerivative · entry 1 KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,614.5464 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.