CCL

SEC source: 0001127602-20-013633 · form4.xml · nonDerivative · entry 1

PARKER SIR JOHN · CIK 0001243487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,108.8954

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013627 · form4.xml · nonDerivative · entry 2

Lahey Katie · CIK 0001764958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,497

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-013627 · form4.xml · nonDerivative · entry 1

Lahey Katie · CIK 0001764958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,283

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013625 · form4.xml · nonDerivative · entry 1

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,992.728

F1 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN2, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F2 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021.

F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan or brokerage account.

SEC source: 0001127602-20-013622 · form4.xml · nonDerivative · entry 2

GLASIER RICHARD · CIK 0001239605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,635.416

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-013622 · form4.xml · nonDerivative · entry 1

GLASIER RICHARD · CIK 0001239605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,817.416

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013620 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,328.36

F1 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN2, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F2 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021.

F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan or brokerage account.

SEC source: 0001127602-20-013613 · form4.xml · nonDerivative · entry 2

cahilly jason glen · CIK 0001712087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,246

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-013613 · form4.xml · nonDerivative · entry 1

cahilly jason glen · CIK 0001712087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,032

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013618 · form4.xml · nonDerivative · entry 2

Deeble Helen · CIK 0001677805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,955

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-013618 · form4.xml · nonDerivative · entry 1

Deeble Helen · CIK 0001677805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,741

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013616 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,822.363

F1 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN2, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F2 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-013612 · form4.xml · nonDerivative · entry 2

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,146.905

F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-013612 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,328.905

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.

SEC source: 0001127602-20-013347 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,352.3245

F1 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-006329 · form4.xml · nonDerivative · entry 3

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,747.2672

F4 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units ("RSUs") released on February 18, 2020 as a result of the Reporting Person becoming eligible for retirement due to his age. This includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.

SEC source: 0001127602-20-006329 · form4.xml · nonDerivative · entry 2

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,520.2672

F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs.

SEC source: 0001127602-20-006329 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,637.2672

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-20-006327 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,536.675

F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs.

SEC source: 0001127602-20-006327 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,235.675

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-20-006328 · form4.xml · nonDerivative · entry 2

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,104.578

F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs.

SEC source: 0001127602-20-006328 · form4.xml · nonDerivative · entry 1

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,936.578

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-20-006326 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,917.384

F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs.

F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-20-006326 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,915.384

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.

SEC source: 0001127602-20-002072 · form4.xml · nonDerivative · entry 3

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,355.2672

F3 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

F5 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants.

SEC source: 0001127602-20-002072 · form4.xml · nonDerivative · entry 2

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,743.2672

F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs granted January 17, 2017, and settlement of dividend equivalents.

SEC source: 0001127602-20-002063 · form4.xml · nonDerivative · entry 4

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,830.578

F5 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents referenced in FN(3).

F6 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants.

SEC source: 0001127602-20-002063 · form4.xml · nonDerivative · entry 3

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,992.578

F3 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-20-002063 · form4.xml · nonDerivative · entry 2

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,455.578

F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 17, 2017.

SEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 4

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,212.675

F5 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs referenced in FN(3).

F6 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants.

SEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 3

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,742.675

F3 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,066.675

F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs granted January 17, 2017, and settlement of dividend equivalents.

SEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 4

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,827.114

F5 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs referenced in FN(3).

F6 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants.

SEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 3

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,102.114

F3 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F4 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,322.114

F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 17, 2017.

SEC source: 0001127602-20-002072 · form4.xml · nonDerivative · entry 1

PEREZ ARNALDO · CIK 0001248899 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,821.2672

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units ("RSUs") granted January 16, 2018, and settlement of dividend equivalents.

SEC source: 0001127602-20-002063 · form4.xml · nonDerivative · entry 1

KRUSE STEIN · CIK 0001270033 · CEO, Holland America Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,870.578

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 16, 2018.

SEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,784.675

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units ("RSUs") granted January 16, 2018, and settlement of dividend equivalents.

SEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,812.114

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 16, 2018.

SEC source: 0001127602-19-035877 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,049.675

F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units released on December 24, 2019 as a result of the Reporting Person becoming eligible for retirement due to his age.

F2 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested and includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-19-030192 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,736.244

F1 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-024041 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,933.824

F1 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-022875 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,938.711

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.39 to $45.395. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-19-022875 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98

Disclosed balance after: 376,975

SEC source: 0001127602-19-015773 · form4.xml · nonDerivative · entry 1

SUBOTNICK STUART · CIK 0001052438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,074.5905

F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-015767 · form4.xml · nonDerivative · entry 1

GLASIER RICHARD · CIK 0001239605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,346.778

F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-015775 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,532.3724

F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-015774 · form4.xml · nonDerivative · entry 1

WEIL LAURA A · CIK 0001191885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,798.577

F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-015771 · form4.xml · nonDerivative · entry 1

PARKER SIR JOHN · CIK 0001243487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,409.1875

F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.

SEC source: 0001127602-19-015770 · form4.xml · nonDerivative · entry 1

Lahey Katie · CIK 0001764958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share.