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CCEL

CRYO CELL INTERNATIONAL INC

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7400
SEC CIK
0000862692
Parsed reports
173

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2022 Filed Sep 1, 2022 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $1.95 Strike: $1.95 $14,625.00
Disclosure

SEC source: 0001209191-22-048264 · doc4.xml · derivative · entry 5

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2023-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:00 UTC Exercise / conversionCommon Stock 7,500 $2.40 $18,000.00
Disclosure

SEC source: 0001209191-22-048264 · doc4.xml · nonDerivative · entry 3

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:00 UTC Exercise / conversionCommon Stock 7,500 $1.95 $14,625.00
Disclosure

SEC source: 0001209191-22-048264 · doc4.xml · nonDerivative · entry 2

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:00 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionStock Option · Derivative 20,000 $3.20 Strike: $3.20 $64,000.00
Disclosure

SEC source: 0001209191-22-047884 · doc4.xml · derivative · entry 2

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2026-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:00 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionCommon Stock 20,000 $3.20 $64,000.00
Disclosure

SEC source: 0001209191-22-047884 · doc4.xml · nonDerivative · entry 1

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
Exercise / conversionStock Option · Derivative 70,270 $3.14 Strike: $3.14 $220,647.80
Disclosure

SEC source: 0001209191-22-047883 · doc4.xml · derivative · entry 14

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,270 shares

Expires 2026-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
Exercise / conversionCommon Stock 70,270 $3.14 $220,647.80
Disclosure

SEC source: 0001209191-22-047883 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:00 UTC
Portnoy Mark L.Director · Co-CEO · 10% owner
Exercise / conversionStock Option · Derivative 59,459 $3.14 Strike: $3.14 $186,701.26
Disclosure

SEC source: 0001209191-22-047881 · doc4.xml · derivative · entry 4

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,459 shares

Expires 2026-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:00 UTC
Portnoy Mark L.Director · Co-CEO · 10% owner
Exercise / conversionCommon Stock 59,459 $3.14 $186,701.26
Disclosure

SEC source: 0001209191-22-047881 · doc4.xml · nonDerivative · entry 3

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Sep 1, 2022 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $2.04 Strike: $2.04 $15,300.00
Disclosure

SEC source: 0001209191-22-048264 · doc4.xml · derivative · entry 4

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2022-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Sep 1, 2022 21:00 UTC Exercise / conversionCommon Stock 7,500 $2.04 $15,300.00
Disclosure

SEC source: 0001209191-22-048264 · doc4.xml · nonDerivative · entry 1

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 20:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 280,000 $12.27 Strike: $12.27 $3,435,600.00
Disclosure

SEC source: 0001209191-22-024406 · doc4a.xml · derivative · entry 23

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2028-12-22

F5 · kind: The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.

F7 · derivative.exercise_date: Stock options vest immediately when the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 20:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 553 $12.27 Strike: $12.27 $6,785.31
Disclosure

SEC source: 0001209191-22-024406 · doc4a.xml · derivative · entry 22

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Underlying: Common Stock · 553 shares

Expires 2024-12-22

F5 · kind: The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.

F6 · derivative.exercise_date: One-third of the stock options will vest on December 22, 2022, one-third will vest on January 22, 2023 and one-third on January 22, 2024.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 20:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 24,447 $13.50 Strike: $13.50 $330,034.50
Disclosure

SEC source: 0001209191-22-024406 · doc4a.xml · derivative · entry 21

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,447

Underlying: Common Stock · 24,447 shares

Expires 2024-12-22

F5 · kind: The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.

F6 · derivative.exercise_date: One-third of the stock options will vest on December 22, 2022, one-third will vest on January 22, 2023 and one-third on January 22, 2024.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 20:00 UTC Amendment
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 100,000 $12.27 Strike: $12.27 $1,227,000.00
Disclosure

SEC source: 0001209191-22-024405 · doc4a.xml · derivative · entry 11

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-12-22

F4 · kind: The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.

F6 · derivative.exercise_date: Stock options vest immediately when the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 20:00 UTC Amendment
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 20,000 $13.50 Strike: $13.50 $270,000.00
Disclosure

SEC source: 0001209191-22-024405 · doc4a.xml · derivative · entry 10

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-12-22

F4 · kind: The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.

F5 · derivative.exercise_date: One-third of the stock options will vest on December 22, 2022, one-third will vest on January 22, 2023 and one-third on January 22, 2024.

Read SEC document
December 28, 2021 Filed Dec 28, 2021 21:32 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionStock Option · Derivative 10,000 $3.20 Strike: $3.20 $32,000.00
Disclosure

SEC source: 0001209191-21-071380 · doc4.xml · derivative · entry 3

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Dec 28, 2021 21:32 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionCommon Stock 10,000 $3.20 $32,000.00
Disclosure

SEC source: 0001209191-21-071380 · doc4.xml · nonDerivative · entry 2

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 22:00 UTC
Mikulinsky OlegChief Information Officer
GrantStock Option · Derivative 20,000 $11.90 Strike: $11.90 $238,000.00
Disclosure

SEC source: 0001209191-21-071484 · doc4.xml · derivative · entry 7

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-12-02

F4 · derivative.exercise_date: Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Read SEC document
December 22, 2021 Filed Dec 27, 2021 22:00 UTC
Portnoy Mark L.Director · Co-CEO
GrantStock Option · Derivative 100,000 $12.27 Strike: $12.27 $1,227,000.00
Disclosure

SEC source: 0001209191-21-071279 · doc4.xml · derivative · entry 9

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-12-21

F4 · derivative.exercise_date: Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Read SEC document
December 22, 2021 Filed Dec 27, 2021 22:00 UTC
Portnoy Mark L.Director · Co-CEO
GrantStock Option · Derivative 20,000 $12.27 Strike: $12.27 $245,400.00
Disclosure

SEC source: 0001209191-21-071279 · doc4.xml · derivative · entry 8

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-12-21

F3 · derivative.exercise_date: Stock options fully vest upon issuance.

Read SEC document
December 22, 2021 Filed Dec 27, 2021 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO
GrantStock Option · Derivative 280,000 $12.27 Strike: $12.27 $3,435,600.00
Disclosure

SEC source: 0001209191-21-071278 · doc4.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2028-12-22

F5 · derivative.exercise_date: Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.

Read SEC document
December 22, 2021 Filed Dec 27, 2021 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO
GrantStock Option · Derivative 25,000 $12.27 Strike: $12.27 $306,750.00
Disclosure

SEC source: 0001209191-21-071278 · doc4.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-12-22

F4 · derivative.exercise_date: Stock options fully vest upon issuance.

Read SEC document
December 22, 2021 Filed Feb 8, 2022 22:00 UTC Amendment
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 100,000 $12.27 Strike: $12.27 $1,227,000.00
Disclosure

SEC source: 0001209191-22-007783 · doc4a.xml · derivative · entry 9

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-12-22

F4 · derivative.exercise_date: Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Read SEC document
December 22, 2021 Filed Feb 8, 2022 22:00 UTC Amendment
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 20,000 $13.50 Strike: $13.50 $270,000.00
Disclosure

SEC source: 0001209191-22-007783 · doc4a.xml · derivative · entry 8

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-12-22

F3 · derivative.exercise_date: The reporting person is amending his Form 4 filed on December 27, 2021 to correct an inadvertent error in reporting the exercise price of the Incentive Stock Option due to the reporting person being a 10% shareholder. Stock options vest 1/3 on the date of grant, 1/3 on December 22, 2022 and 1/3 on December 22, 2023.

Read SEC document
December 22, 2021 Filed Feb 8, 2022 22:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 280,000 $12.27 Strike: $12.27 $3,435,600.00
Disclosure

SEC source: 0001209191-22-007782 · doc4a.xml · derivative · entry 20

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2028-12-22

F6 · shares: Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.

Read SEC document
December 22, 2021 Filed Feb 8, 2022 22:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 553 $12.27 Strike: $12.27 $6,785.31
Disclosure

SEC source: 0001209191-22-007782 · doc4a.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Underlying: Common Stock · 553 shares

Expires 2024-12-22

F5 · shares: The reporting person is amending his Form 4 filed on December 27, 2021 to correct an inadvertent error in reporting the exercise price of the Incentive Stock Option due to the reporting person being a 10% shareholder. This amended Form 4 also breaks out the stock option grant for Incentive Stock Options versus Non-Qualified Stock Options due to the value restrictions on Incentive Stock Options. The vesting is 1/3 on the date of grant, 1/3 on December 22, 2022 and 1/3 on December 22, 2023.

Read SEC document
December 22, 2021 Filed Feb 8, 2022 22:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 24,447 $13.50 Strike: $13.50 $330,034.50
Disclosure

SEC source: 0001209191-22-007782 · doc4a.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,447

Underlying: Common Stock · 24,447 shares

Expires 2024-12-22

F5 · shares: The reporting person is amending his Form 4 filed on December 27, 2021 to correct an inadvertent error in reporting the exercise price of the Incentive Stock Option due to the reporting person being a 10% shareholder. This amended Form 4 also breaks out the stock option grant for Incentive Stock Options versus Non-Qualified Stock Options due to the value restrictions on Incentive Stock Options. The vesting is 1/3 on the date of grant, 1/3 on December 22, 2022 and 1/3 on December 22, 2023.

Read SEC document
December 22, 2021 Filed Apr 14, 2022 20:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
Disposition to issuerStock Option · Derivative 280,000 $12.27 Strike: $12.27 $3,435,600.00
Disclosure

SEC source: 0001209191-22-024406 · doc4a.xml · derivative · entry 20

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280,000 shares

Expires 2028-12-22

F4 · kind: On April 8, 2022, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
December 22, 2021 Filed Apr 14, 2022 20:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
Disposition to issuerStock Option · Derivative 553 $12.27 Strike: $12.27 $6,785.31
Disclosure

SEC source: 0001209191-22-024406 · doc4a.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 553 shares

Expires 2024-12-22

F4 · kind: On April 8, 2022, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
December 22, 2021 Filed Apr 14, 2022 20:00 UTC Amendment
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
Disposition to issuerStock Option · Derivative 24,447 $13.50 Strike: $13.50 $330,034.50
Disclosure

SEC source: 0001209191-22-024406 · doc4a.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,447 shares

Expires 2024-12-22

F4 · kind: On April 8, 2022, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
December 22, 2021 Filed Apr 14, 2022 20:00 UTC Amendment
Portnoy Mark L.Director · Co-CEO · 10% owner
Disposition to issuerStock Option · Derivative 100,000 $12.27 Strike: $12.27 $1,227,000.00
Disclosure

SEC source: 0001209191-22-024405 · doc4a.xml · derivative · entry 9

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2028-12-22

F3 · kind: On April 8, 2022, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
December 22, 2021 Filed Apr 14, 2022 20:00 UTC Amendment
Portnoy Mark L.Director · Co-CEO · 10% owner
Disposition to issuerStock Option · Derivative 20,000 $13.50 Strike: $13.50 $270,000.00
Disclosure

SEC source: 0001209191-22-024405 · doc4a.xml · derivative · entry 8

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2024-12-22

Read SEC document
October 20, 2021 Filed Oct 21, 2021 21:01 UTC GrantStock Option · Derivative 5,300 $12.63 Strike: $12.63 $66,939.00
Disclosure

SEC source: 0001209191-21-061275 · doc4.xml · derivative · entry 9

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2031-10-20

F2 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on October 20, 2021.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 21:00 UTC GrantStock Option · Derivative 5,300 $12.63 Strike: $12.63 $66,939.00
Disclosure

SEC source: 0001209191-21-061273 · doc4.xml · derivative · entry 5

SHEEHY BRIAN L. · CIK 0001646597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2022-10-20

F4 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on October 20, 2021.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 5,300 $7.85 Strike: $7.85 $41,605.00
Disclosure

SEC source: 0001209191-21-057052 · doc4.xml · derivative · entry 6

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2030-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 5,300 $7.74 Strike: $7.74 $41,022.00
Disclosure

SEC source: 0001209191-21-057052 · doc4.xml · derivative · entry 5

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2029-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $7.53 Strike: $7.53 $56,475.00
Disclosure

SEC source: 0001209191-21-057052 · doc4.xml · derivative · entry 4

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2029-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.

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September 17, 2021 Filed Sep 21, 2021 21:00 UTC Exercise / conversionCommon Stock 5,300 $7.85 $41,605.00
Disclosure

SEC source: 0001209191-21-057052 · doc4.xml · nonDerivative · entry 3

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 17, 2021 Filed Sep 21, 2021 21:00 UTC Exercise / conversionCommon Stock 5,300 $7.74 $41,022.00
Disclosure

SEC source: 0001209191-21-057052 · doc4.xml · nonDerivative · entry 2

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 17, 2021 Filed Sep 21, 2021 21:00 UTC Exercise / conversionCommon Stock 7,500 $7.53 $56,475.00
Disclosure

SEC source: 0001209191-21-057052 · doc4.xml · nonDerivative · entry 1

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $3.08 Strike: $3.08 $23,100.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · derivative · entry 8

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2025-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.

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September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $2.40 Strike: $2.40 $18,000.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · derivative · entry 7

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.

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September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $1.95 Strike: $1.95 $14,625.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · derivative · entry 6

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2023-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.

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September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $2.04 Strike: $2.04 $15,300.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · derivative · entry 5

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2022-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.

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September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionCommon Stock 7,500 $3.08 $23,100.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · nonDerivative · entry 4

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionCommon Stock 7,500 $2.40 $18,000.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · nonDerivative · entry 3

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionCommon Stock 7,500 $1.95 $14,625.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · nonDerivative · entry 2

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:00 UTC Exercise / conversionCommon Stock 7,500 $2.04 $15,300.00
Disclosure

SEC source: 0001209191-21-056189 · doc4.xml · nonDerivative · entry 1

Wheeler Jonathan H. · CIK 0001529427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2021 Filed Sep 1, 2021 21:00 UTC SaleCommon Stock 3,699 $11.70 $43,278.30
Disclosure

SEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 9

Gaines George · CIK 0001529399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.