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NYSE · USD

CBT

CABOT CORP

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Tapewire entity
4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2017 Filed Feb 22, 2017 22:16 UTC Exercise / conversionCommon Stock 40,328 $55.37 $2,232,961.36
Disclosure

SEC source: 0001209191-17-013408 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported is the closing price of Cabot stock as of January 31, 2017, the date the phantom stock was valued for settlement under the terms of the Supplemental 401(k) Plan.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 19:42 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,124 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-17-010400 · doc4.xml · derivative · entry 7

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881

Underlying: Common Stock · 3,124 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 16,300 shares were subject to the option. The option vested over a three year period as follows: 30% on May 7, 2010, 30% on May 7, 2011 and 40% on May 7, 2012.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 19:42 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 3,124 $58.12 $181,566.88
Disclosure

SEC source: 0001209191-17-010400 · doc4.xml · nonDerivative · entry 4

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,855

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.06 to $58.12, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 19:42 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 3,124 $16.90 $52,795.60
Disclosure

SEC source: 0001209191-17-010400 · doc4.xml · nonDerivative · entry 3

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 19:42 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,405 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-17-010400 · doc4.xml · derivative · entry 6

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005

Underlying: Common Stock · 4,405 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 16,300 shares were subject to the option. The option vested over a three year period as follows: 30% on May 7, 2010, 30% on May 7, 2011 and 40% on May 7, 2012.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 19:42 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 4,405 $58.20 $256,371.00
Disclosure

SEC source: 0001209191-17-010400 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,855

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.20 to $58.22, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 19:42 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 4,405 $16.90 $74,444.50
Disclosure

SEC source: 0001209191-17-010400 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:40 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 62,400 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-17-009482 · doc4.xml · derivative · entry 4

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,400 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 111,302 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:40 UTC SaleCommon Stock 62,400 $57.48 $3,586,752.00
Disclosure

SEC source: 0001209191-17-009482 · doc4.xml · nonDerivative · entry 2

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,220

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.45 to $57.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:40 UTC Exercise / conversionCommon Stock 62,400 $32.95 $2,056,080.00
Disclosure

SEC source: 0001209191-17-009482 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:13 UTC
von Gottberg FriedrichSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,662 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001209191-17-009535 · doc4.xml · derivative · entry 4

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,662 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 19,662 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:13 UTC
von Gottberg FriedrichSenior Vice President
SaleCommon Stock 19,662 $56.89 $1,118,571.18
Disclosure

SEC source: 0001209191-17-009535 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.75 to $57.05, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:13 UTC
von Gottberg FriedrichSenior Vice President
Exercise / conversionCommon Stock 19,662 $35.25 $693,085.50
Disclosure

SEC source: 0001209191-17-009535 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,059 $0.00 Strike: $39.54 $0.00
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · derivative · entry 13

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,415

Underlying: Common Stock · 1,059 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 32,021 shares are subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,477 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · derivative · entry 12

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,477 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 28,089 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
SaleCommon Stock 1,059 $57.67 $61,072.53
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 8

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,317

F4 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.54 to $57.72, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionCommon Stock 1,059 $39.54 $41,872.86
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 7

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
SaleCommon Stock 13,477 $57.68 $777,353.36
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 6

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,317

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.51 to $57.84, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionCommon Stock 13,477 $35.25 $475,064.25
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 5

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:46 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,902 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-17-008838 · doc4.xml · derivative · entry 4

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,400

Underlying: Common Stock · 48,902 shares

Expires 2016-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 111,302 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:46 UTC SaleCommon Stock 48,902 $57.23 $2,798,661.46
Disclosure

SEC source: 0001209191-17-008838 · doc4.xml · nonDerivative · entry 2

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,220

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.05 to $57.33, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:46 UTC Exercise / conversionCommon Stock 48,902 $32.95 $1,611,320.90
Disclosure

SEC source: 0001209191-17-008838 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,547 $0.00 Strike: $39.54 $0.00
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · derivative · entry 11

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,474

Underlying: Common Stock · 8,547 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 32,021 shares are subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,612 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · derivative · entry 10

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,477

Underlying: Common Stock · 14,612 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 28,089 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
SaleCommon Stock 8,547 $57.53 $491,708.91
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 4

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,317

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.78, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionCommon Stock 8,547 $39.54 $337,948.38
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 3

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
SaleCommon Stock 14,612 $57.56 $841,066.72
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 2

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,317

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.90, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:32 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Exercise / conversionCommon Stock 14,612 $35.25 $515,073.00
Disclosure

SEC source: 0001209191-17-008800 · doc4.xml · nonDerivative · entry 1

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:31 UTC
Cross Nicholas S.Executive Vice President
SaleCommon Stock 7,000 $57.79 $404,530.00
Disclosure

SEC source: 0001209191-17-008795 · doc4.xml · nonDerivative · entry 1

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,733

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.49 to $58.08, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:06 UTC
von Gottberg FriedrichSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,909 $0.00 Strike: $34.64 $0.00
Disclosure

SEC source: 0001209191-17-008732 · doc4.xml · derivative · entry 4

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,909 shares

Expires 2020-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 15,909 shares were subject to the option. The option vested over a three year period as follows: 30% on November 12, 2011, 30% on November 12, 2012 and 40% on November 12, 2013.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:06 UTC
von Gottberg FriedrichSenior Vice President
SaleCommon Stock 15,909 $57.42 $913,494.78
Disclosure

SEC source: 0001209191-17-008732 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.37 to $57.51, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:06 UTC
von Gottberg FriedrichSenior Vice President
Exercise / conversionCommon Stock 15,909 $34.64 $551,087.76
Disclosure

SEC source: 0001209191-17-008732 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:04 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,553 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-17-008728 · doc4.xml · derivative · entry 7

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,553 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 19,553 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:04 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,662 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001209191-17-008728 · doc4.xml · derivative · entry 6

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,662 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 19,662 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:04 UTC
BERUBE BRIAN ASVP, General Counsel
SaleCommon Stock 19,553 $57.55 $1,125,275.15
Disclosure

SEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 4

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,073

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.33 to $57.810, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:04 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionCommon Stock 19,553 $32.95 $644,271.35
Disclosure

SEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:04 UTC
BERUBE BRIAN ASVP, General Counsel
SaleCommon Stock 19,662 $57.57 $1,131,941.34
Disclosure

SEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,073

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.30 to $58.095, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

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February 06, 2017 Filed Feb 8, 2017 22:04 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionCommon Stock 19,662 $35.25 $693,085.50
Disclosure

SEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2017 Filed Jan 26, 2017 22:20 UTC
Kelly James PatrickVice President and Controller
SaleCommon Stock 2,500 $54.95 $137,375.00
Disclosure

SEC source: 0001209191-17-005756 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,227

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2016.

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January 13, 2017 Filed Jan 17, 2017 21:39 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003873 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,220

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

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January 13, 2017 Filed Jan 17, 2017 21:41 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003879 · doc4.xml · nonDerivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,084

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January 13, 2017 Filed Jan 17, 2017 21:41 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003877 · doc4.xml · nonDerivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,239

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

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January 13, 2017 Filed Jan 17, 2017 21:39 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003872 · doc4.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,084

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January 13, 2017 Filed Jan 17, 2017 21:40 UTC GrantCommon Stock 513 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003875 · doc4.xml · nonDerivative · entry 1

THOMAS LYDIA W · CIK 0001201984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,849

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

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January 13, 2017 Filed Jan 17, 2017 21:37 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003866 · doc4.xml · nonDerivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,484

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

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January 13, 2017 Filed Jan 17, 2017 21:40 UTC
Rataj Sue H.Director
GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003874 · doc4.xml · nonDerivative · entry 1

Rataj Sue H. · CIK 0001529531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,944

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January 13, 2017 Filed Jan 17, 2017 21:38 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003870 · doc4.xml · nonDerivative · entry 1

MCGILLICUDDY JOHN K · CIK 0001235639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,984

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

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January 13, 2017 Filed Jan 17, 2017 21:38 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003869 · doc4.xml · nonDerivative · entry 1

MACLEOD RODERICK · CIK 0001250220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,784

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January 13, 2017 Filed Jan 17, 2017 21:37 UTC GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003867 · doc4.xml · nonDerivative · entry 1

Kirby William C. · CIK 0001413483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,898

F1 · shares: The shares have been deferred pursuant to Cabot's Non-Employee Directors' Deferral Plan.

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December 31, 2016 Filed Jan 4, 2017 22:10 UTC GrantPhantom Stock · Derivative 440.2454 $50.54 $22,250.00
Disclosure

SEC source: 0001209191-17-001155 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926.215

Underlying: Common Stock · 440.2454 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.