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von Gottberg Friedrich

Disclosed activity across 1 company

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162274
SEC CIK
0001636403

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CABOT CORPCBT · Entity 4032Senior Vice PresidentNovember 19, 2018November 21, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CABOT CORP

Report date November 19, 2018 · Filed November 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,822 Ending reported balance After 2018-11-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-11-19 · Grant · Acquired 8,398 · Balance 26,679

F1: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,043 remain subject to time-based vesting.

Row 2 · 2018-11-20 · Tax withholding · Disposed 3,857 · Balance 22,822

Common StockSEC Table I · non-derivativeIndirectThrough the Trustee for the Corporation's 401(k) Plan15,874.18 Reported balance Holding disclosure · report date 2018-11-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,874.18

Filing footnotes · ownership attribution and instrument terms

F1: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,043 remain subject to time-based vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 21, 2018 16:30 UTC CABOT CORP CBT · Entity 4032 Tax withholdingCommon Stock 3,857 $48.00 $185,136.00
Disclosure

SEC source: 0001209191-18-059642 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,822

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:30 UTC CABOT CORP CBT · Entity 4032 GrantCommon Stock 8,398 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059642 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,679

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,043 remain subject to time-based vesting.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:45 UTC CABOT CORP CBT · Entity 4032 Tax withholdingCommon Stock 2,361 $48.45 $114,390.45
Disclosure

SEC source: 0001209191-18-058478 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,281

Read SEC document
September 30, 2018 Filed Oct 2, 2018 19:16 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 66.2186 $62.72 $4,153.23
Disclosure

SEC source: 0001209191-18-053035 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180.1645

Underlying: Common Stock · 66.2186 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:38 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 63.1631 $62.96 $3,976.75
Disclosure

SEC source: 0001209191-18-051410 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113.9459

Underlying: Common Stock · 63.1631 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:46 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 61.7223 $64.10 $3,956.40
Disclosure

SEC source: 0001209191-18-037047 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050.7828

Underlying: Common Stock · 61.7223 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
May 16, 2018 Filed May 17, 2018 22:17 UTC CABOT CORP CBT · Entity 4032 SaleCommon Stock 4,212 $61.51 $259,080.12
Disclosure

SEC source: 0001209191-18-031141 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,642

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.50 to $61.52, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:04 UTC CABOT CORP CBT · Entity 4032 SaleCommon Stock 5,000 $61.00 $305,000.00
Disclosure

SEC source: 0001209191-18-030580 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,854

Read SEC document
May 14, 2018 Filed May 16, 2018 21:04 UTC CABOT CORP CBT · Entity 4032 SaleCommon Stock 5,000 $61.46 $307,300.00
Disclosure

SEC source: 0001209191-18-030580 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,854

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.35 to $61.55, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:22 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 60.575 $62.03 $3,757.47
Disclosure

SEC source: 0001209191-18-018904 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,989.0605

Underlying: Common Stock · 60.575 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:58 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock Units · Derivative 528.37 $61.59 $32,542.31
Disclosure

SEC source: 0001209191-18-001008 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,928.49

Underlying: Common Stock · 528.37 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 19:49 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 61.0876 $58.47 $3,571.79
Disclosure

SEC source: 0001209191-17-065172 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400.1221

Underlying: Common Stock · 61.0876 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:18 UTC CABOT CORP CBT · Entity 4032 Tax withholdingCommon Stock 1,274 $60.59 $77,191.66
Disclosure

SEC source: 0001209191-17-062293 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:18 UTC CABOT CORP CBT · Entity 4032 GrantCommon Stock 5,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062293 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2017 that remain subject to time-based vesting.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:29 UTC CABOT CORP CBT · Entity 4032 Tax withholdingCommon Stock 2,147 $60.24 $129,335.28
Disclosure

SEC source: 0001209191-17-060962 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,502

Read SEC document
November 10, 2017 Filed Nov 14, 2017 23:57 UTC CABOT CORP CBT · Entity 4032 GrantEmployee Stock Option (Right to Buy) · Derivative 16,086 $0.00 Strike: $62.24 $0.00
Disclosure

SEC source: 0001209191-17-060730 · doc4.xml · derivative · entry 3

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,086

Underlying: Common Stock · 16,086 shares

Expires 2027-11-09

F2 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 23:57 UTC CABOT CORP CBT · Entity 4032 GrantCommon Stock 3,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060730 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,649

Read SEC document
September 30, 2017 Filed Oct 3, 2017 19:36 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 52.8885 $55.80 $2,951.18
Disclosure

SEC source: 0001209191-17-054951 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,339.0345

Underlying: Common Stock · 52.8885 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 17:30 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 67.428 $52.41 $3,533.90
Disclosure

SEC source: 0001209191-17-052362 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286.146

Underlying: Common Stock · 67.428 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:09 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 65.6309 $53.53 $3,513.22
Disclosure

SEC source: 0001209191-17-039134 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,218.718

Underlying: Common Stock · 65.6309 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:08 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 56.7876 $58.62 $3,328.89
Disclosure

SEC source: 0001209191-17-020577 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153.0872

Underlying: Common Stock · 56.7876 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:13 UTC CABOT CORP CBT · Entity 4032 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,662 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001209191-17-009535 · doc4.xml · derivative · entry 4

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,662 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 19,662 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:13 UTC CABOT CORP CBT · Entity 4032 SaleCommon Stock 19,662 $56.89 $1,118,571.18
Disclosure

SEC source: 0001209191-17-009535 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.75 to $57.05, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:13 UTC CABOT CORP CBT · Entity 4032 Exercise / conversionCommon Stock 19,662 $35.25 $693,085.50
Disclosure

SEC source: 0001209191-17-009535 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:06 UTC CABOT CORP CBT · Entity 4032 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,909 $0.00 Strike: $34.64 $0.00
Disclosure

SEC source: 0001209191-17-008732 · doc4.xml · derivative · entry 4

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,909 shares

Expires 2020-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 15,909 shares were subject to the option. The option vested over a three year period as follows: 30% on November 12, 2011, 30% on November 12, 2012 and 40% on November 12, 2013.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:06 UTC CABOT CORP CBT · Entity 4032 SaleCommon Stock 15,909 $57.42 $913,494.78
Disclosure

SEC source: 0001209191-17-008732 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.37 to $57.51, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:06 UTC CABOT CORP CBT · Entity 4032 Exercise / conversionCommon Stock 15,909 $34.64 $551,087.76
Disclosure

SEC source: 0001209191-17-008732 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:05 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock Units · Derivative 652.9482 $50.54 $33,000.00
Disclosure

SEC source: 0001209191-17-001141 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,096.2996

Underlying: Common Stock · 652.9482 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:47 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 57.9972 $53.72 $3,115.61
Disclosure

SEC source: 0001209191-16-154942 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443.3514

Underlying: Common Stock · 57.9972 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:51 UTC CABOT CORP CBT · Entity 4032 Tax withholdingCommon Stock 1,004 $52.29 $52,499.16
Disclosure

SEC source: 0001209191-16-151898 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:51 UTC CABOT CORP CBT · Entity 4032 GrantCommon Stock 4,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151898 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,279

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:38 UTC CABOT CORP CBT · Entity 4032 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,553 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · derivative · entry 6

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,553 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 19,553 shares were subject to the option. The option vested over a three year period as follows: 30% November 11, 2012, 30% November 11, 2013 and 40% November 11, 2014.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:38 UTC CABOT CORP CBT · Entity 4032 SaleCommon Stock 19,553 $51.05 $998,180.65
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · nonDerivative · entry 3

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,207

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.19, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:38 UTC CABOT CORP CBT · Entity 4032 Exercise / conversionCommon Stock 19,553 $32.95 $644,271.35
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:38 UTC CABOT CORP CBT · Entity 4032 GrantEmployee Stock Option (Right to Buy) · Derivative 19,245 $0.00 Strike: $50.46 $0.00
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · derivative · entry 5

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,245

Underlying: Common Stock · 19,245 shares

Expires 2026-11-10

F3 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:38 UTC CABOT CORP CBT · Entity 4032 GrantCommon Stock 4,161 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,207

Read SEC document
November 08, 2016 Filed Nov 10, 2016 20:46 UTC CABOT CORP CBT · Entity 4032 Tax withholdingCommon Stock 1,431 $48.85 $69,904.35
Disclosure

SEC source: 0001209191-16-149307 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,046

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:30 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 66.7811 $52.41 $3,500.00
Disclosure

SEC source: 0001209191-16-144262 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,385.3542

Underlying: Common Stock · 66.7811 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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September 09, 2016 Filed Sep 13, 2016 19:35 UTC CABOT CORP CBT · Entity 4032 GrantPhantom Stock · Derivative 62.3856 $49.32 $3,076.86
Disclosure

SEC source: 0001209191-16-141120 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,318.573

Underlying: Common Stock · 62.3856 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.