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CBSH

COMMERCE BANCSHARES INC /MO/

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3630
SEC CIK
0000022356
Parsed reports
1,389

Last 12 months

Inside the activity.

1 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202605
Mar 202612
Apr 202600
May 202600
Jun 202601
Jul 202604
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Tax withholdingCommon Stock 777 $71.02 $55,178.66
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 8

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,236

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Tax withholdingCommon Stock 788 $70.93 $55,888.90
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 7

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,013

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Tax withholdingCommon Stock 341 $70.83 $24,153.03
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 6

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,801

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Tax withholdingCommon Stock 534 $70.88 $37,849.28
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 5

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,142

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Exercise / conversionCommon Stock 4,648 $32.40 $150,586.37
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 4

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Exercise / conversionCommon Stock 4,678 $32.11 $150,205.90
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 3

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Exercise / conversionCommon Stock 2,092 $33.22 $69,499.59
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 2

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:39 UTC
BURIK JEFFREY M.Senior Vice President
Exercise / conversionCommon Stock 2,854 $27.73 $79,143.70
Disclosure

SEC source: 0001127602-20-004312 · form4.xml · nonDerivative · entry 1

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 21:18 UTC
Holmes Robert SExecutive Vice President
SaleCommon Stock 3,000 $69.85 $209,544.00
Disclosure

SEC source: 0001127602-20-003746 · form4.xml · nonDerivative · entry 2

Holmes Robert S · CIK 0001639156 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,634

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:10 UTC
FOSTER SARA EExecutive Vice President
GrantCommon Stock 3,978 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003776 · form4.xml · nonDerivative · entry 3

FOSTER SARA E · CIK 0001182106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,497

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:10 UTC
FOSTER SARA EExecutive Vice President
SaleCommon Stock 8,976 $68.88 $618,281.24
Disclosure

SEC source: 0001127602-20-003776 · form4.xml · nonDerivative · entry 2

FOSTER SARA E · CIK 0001182106 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,519

F1 · price: Sale prices ranged from $68.85 to $68.94.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:07 UTC
BURIK JEFFREY M.Senior Vice President
GrantCommon Stock 2,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003775 · form4.xml · nonDerivative · entry 1

BURIK JEFFREY M. · CIK 0001569707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Kemper John WDirector · President and CEO
GrantCommon Stock 28,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003773 · form4.xml · nonDerivative · entry 2

Kemper John W · CIK 0001505250 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,484

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:46 UTC
Callahan Daniel D.Exec. Vice President & CCO
GrantCommon Stock 1,534 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003771 · form4.xml · nonDerivative · entry 1

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,289

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:45 UTC GrantCommon Stock 1,904 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003768 · form4.xml · nonDerivative · entry 1

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,161

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:42 UTC
BARTH KEVIN GExecutive Vice President
GrantStock Appreciation Rights · Derivative 7,071 $0.00 Strike: $68.68 $0.00
Disclosure

SEC source: 0001127602-20-003766 · form4.xml · derivative · entry 5

BARTH KEVIN G · CIK 0001188575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071

Underlying: Common Stock · 7,071 shares

Expires 2030-02-03

F1 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning February 3, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:42 UTC
BARTH KEVIN GExecutive Vice President
GrantCommon Stock 5,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003766 · form4.xml · nonDerivative · entry 1

BARTH KEVIN G · CIK 0001188575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,305

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:40 UTC
KIM CHARLES GExec. Vice President and CFO
GrantStock Appreciation Rights · Derivative 7,071 $0.00 Strike: $68.68 $0.00
Disclosure

SEC source: 0001127602-20-003762 · form4.xml · derivative · entry 3

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071

Underlying: Common Stock · 7,071 shares

Expires 2030-02-03

F1 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning February 3, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:40 UTC
KIM CHARLES GExec. Vice President and CFO
GrantCommon Stock 7,174 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003762 · form4.xml · nonDerivative · entry 1

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,394

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:39 UTC
Kellerhals Patricia RSenior Vice President
GrantCommon Stock 2,073 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003760 · form4.xml · nonDerivative · entry 1

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,506

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:36 UTC
Petersen Paula SSenior Vice President
GrantStock Appreciation Rights · Derivative 1,583 $0.00 Strike: $68.68 $0.00
Disclosure

SEC source: 0001127602-20-003756 · form4.xml · derivative · entry 3

Petersen Paula S · CIK 0001678319 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,583 shares

Expires 2030-02-03

F2 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning February 3, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:36 UTC
Petersen Paula SSenior Vice President
GrantCommon Stock 4,399 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003756 · form4.xml · nonDerivative · entry 1

Petersen Paula S · CIK 0001678319 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,185

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/03/2019, payable 12/18/2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:31 UTC
Neff Douglas DSenior Vice President
GrantStock Appreciation Rights · Derivative 2,362 $0.00 Strike: $68.68 $0.00
Disclosure

SEC source: 0001127602-20-003753 · form4.xml · derivative · entry 3

Neff Douglas D · CIK 0001766427 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 2,362 shares

Expires 2030-02-03

F2 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning February 3, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:31 UTC
Neff Douglas DSenior Vice President
GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003753 · form4.xml · nonDerivative · entry 1

Neff Douglas D · CIK 0001766427 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,987

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:22 UTC
Roller David L.Senior Vice President
GrantStock Appreciation Rights · Derivative 3,166 $0.00 Strike: $68.68 $0.00
Disclosure

SEC source: 0001127602-20-003749 · form4.xml · derivative · entry 3

Roller David L. · CIK 0001678327 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,166

Underlying: Common Stock · 3,166 shares

Expires 2030-02-03

F2 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning February 3, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:22 UTC
Roller David L.Senior Vice President
GrantCommon Stock 6,099 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003749 · form4.xml · nonDerivative · entry 1

Roller David L. · CIK 0001678327 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,639

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC
Holmes Robert SExecutive Vice President
GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003746 · form4.xml · nonDerivative · entry 1

Holmes Robert S · CIK 0001639156 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,634

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:16 UTC
Handy John KExecutive Vice President
GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003744 · form4.xml · nonDerivative · entry 1

Handy John K · CIK 0001729970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,707

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:13 UTC GrantCommon Stock 14,732 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003740 · form4.xml · nonDerivative · entry 1

KEMPER DAVID W · CIK 0000924750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,776

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:53 UTC GrantCommon Stock 14 $67.66 $947.24
Disclosure

SEC source: 0001127602-20-003529 · form4.xml · nonDerivative · entry 1

GRANT W THOMAS II · CIK 0001184696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,933

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:55 UTC GrantCommon Stock 15 $67.66 $1,014.90
Disclosure

SEC source: 0001127602-20-003531 · form4.xml · nonDerivative · entry 1

TAYLOR ANDREW C · CIK 0001180453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:52 UTC GrantCommon Stock 15 $67.66 $1,014.90
Disclosure

SEC source: 0001127602-20-003528 · form4.xml · nonDerivative · entry 1

DEVANNY EARL H III · CIK 0001094680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,076

Read SEC document
January 30, 2020 Filed Feb 3, 2020 16:31 UTC
BARTH KEVIN GExecutive Vice President
SaleCommon Stock 7,107 $67.83 $482,072.07
Disclosure

SEC source: 0001127602-20-002994 · form4.xml · nonDerivative · entry 1

BARTH KEVIN G · CIK 0001188575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,587

F1 · price: Sale prices ranged from $67.82 to $67.84.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:18 UTC
KIM CHARLES GExec. Vice President and CFO
SaleCommon Stock 7,258 $68.25 $495,336.00
Disclosure

SEC source: 0001127602-20-002674 · form4.xml · nonDerivative · entry 2

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,220

F1 · price: Sale prices ranged from $68.13 to $68.33.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:34 UTC
Callahan Daniel D.Exec. Vice President & CCO
Exercise / conversionStock Appreciation Rights · Derivative 1,436 $0.00 Strike: $32.40 $0.00
Disclosure

SEC source: 0001127602-20-002676 · form4.xml · derivative · entry 8

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,436 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning January 27, 2017.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:34 UTC
Callahan Daniel D.Exec. Vice President & CCO
SaleCommon Stock 3,880 $68.26 $264,831.34
Disclosure

SEC source: 0001127602-20-002676 · form4.xml · nonDerivative · entry 5

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

F1 · price: Sale prices ranged from $67.52 to $68.357.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:34 UTC
Callahan Daniel D.Exec. Vice President & CCO
Disposition to issuerCommon Stock 689 $67.60 $46,576.40
Disclosure

SEC source: 0001127602-20-002676 · form4.xml · nonDerivative · entry 4

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,635

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:34 UTC
Callahan Daniel D.Exec. Vice President & CCO
Tax withholdingCommon Stock 262 $67.60 $17,711.20
Disclosure

SEC source: 0001127602-20-002676 · form4.xml · nonDerivative · entry 3

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,324

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:34 UTC
Callahan Daniel D.Exec. Vice President & CCO
Exercise / conversionCommon Stock 1,436 $32.40 $46,523.67
Disclosure

SEC source: 0001127602-20-002676 · form4.xml · nonDerivative · entry 2

Callahan Daniel D. · CIK 0001504942 · Exec. Vice President & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:10 UTC
Kemper John WDirector · President and CEO
SaleCommon Stock 10,960 $68.37 $749,351.64
Disclosure

SEC source: 0001127602-20-002670 · form4.xml · nonDerivative · entry 2

Kemper John W · CIK 0001505250 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,456

F2 · price: Sale prices ranged from $68.23 to $68.50.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:03 UTC SaleCommon Stock 30,981 $68.35 $2,117,467.70
Disclosure

SEC source: 0001127602-20-002669 · form4.xml · nonDerivative · entry 2

KEMPER DAVID W · CIK 0000924750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,044

F1 · price: Sale prices ranged from $68.12 to $68.56.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
Exercise / conversionStock Appreciation Rights · Derivative 409 $0.00 Strike: $53.47 $0.00
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · derivative · entry 8

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Underlying: Common Stock · 409 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning January 24, 2019.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
Exercise / conversionStock Appreciation Rights · Derivative 502 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · derivative · entry 7

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

Underlying: Common Stock · 502 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments beginning January 23, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
SaleCommon Stock 103 $67.60 $6,962.59
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · nonDerivative · entry 5

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
Tax withholdingCommon Stock 56 $67.75 $3,794.00
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · nonDerivative · entry 4

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,536

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
Disposition to issuerCommon Stock 752 $67.75 $50,948.00
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · nonDerivative · entry 3

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
Exercise / conversionCommon Stock 409 $53.47 $21,868.98
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · nonDerivative · entry 2

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:36 UTC
Kellerhals Patricia RSenior Vice President
Exercise / conversionCommon Stock 502 $57.77 $29,001.24
Disclosure

SEC source: 0001127602-20-002705 · form4.xml · nonDerivative · entry 1

Kellerhals Patricia R · CIK 0001666933 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: All stock holding balances adjusted to include a 5% stock dividend. Record date 12/3/2019, payable 12/18/2019.

Read SEC document
January 28, 2020 Filed Sep 17, 2020 19:10 UTC GiftCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-025287 · form4.xml · nonDerivative · entry 2

KEMPER JONATHAN M · CIK 0001184697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Nicolas Kemper Trust

Disclosed balance after: 36,980

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:18 UTC
KIM CHARLES GExec. Vice President and CFO
Tax withholdingCommon Stock 3,175 $67.42 $214,058.50
Disclosure

SEC source: 0001127602-20-002674 · form4.xml · nonDerivative · entry 1

KIM CHARLES G · CIK 0001184695 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,478

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.