CBRE

SEC source: 0001225208-23-003561 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,172

SEC source: 0001225208-23-003205 · doc4.xml · nonDerivative · entry 2

Caplan Lindsey S · CIK 0001946731 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,356

SEC source: 0001225208-23-003205 · doc4.xml · nonDerivative · entry 1

Caplan Lindsey S · CIK 0001946731 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,882

SEC source: 0001225208-23-003204 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,982

SEC source: 0001225208-23-003203 · doc4.xml · nonDerivative · entry 1

Durburg John E · CIK 0001750269 · CEO, Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,083

SEC source: 0001225208-23-003202 · doc4.xml · nonDerivative · entry 1

Giamartino Emma E. · CIK 0001833339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,287

SEC source: 0001225208-23-003201 · doc4.xml · nonDerivative · entry 1

Kohli Vikramaditya · CIK 0001876060 · CEO, CBRE Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,283

SEC source: 0001225208-23-003200 · doc4.xml · nonDerivative · entry 1

Midler Laurence H · CIK 0001319270 · EVP, GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,494

SEC source: 0001225208-23-003199 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · CEO, Real Estate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,695

SEC source: 0001225208-23-003198 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,993

SEC source: 0001225208-23-003008 · doc4.xml · nonDerivative · entry 2

Caplan Lindsey S · CIK 0001946731 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,506

SEC source: 0001225208-23-003008 · doc4.xml · nonDerivative · entry 1

Caplan Lindsey S · CIK 0001946731 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,203

SEC source: 0001225208-23-003007 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,056

SEC source: 0001225208-23-003006 · doc4.xml · nonDerivative · entry 1

Durburg John E · CIK 0001750269 · CEO, Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,357

SEC source: 0001225208-23-003005 · doc4.xml · nonDerivative · entry 1

Giamartino Emma E. · CIK 0001833339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,529

SEC source: 0001225208-23-003004 · doc4.xml · nonDerivative · entry 1

Kohli Vikramaditya · CIK 0001876060 · CEO, CBRE Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,315

SEC source: 0001225208-23-003003 · doc4.xml · nonDerivative · entry 1

Midler Laurence H · CIK 0001319270 · EVP, GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,604

SEC source: 0001225208-23-003002 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · CEO, Real Estate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,929

SEC source: 0001225208-23-003001 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,078

SEC source: 0001225208-23-001939 · doc4.xml · nonDerivative · entry 1

Midler Laurence H · CIK 0001319270 · EVP, GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,300

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-23-001945 · doc4.xml · nonDerivative · entry 1

Caplan Lindsey S · CIK 0001946731 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-23-001943 · doc4.xml · nonDerivative · entry 1

Durburg John E · CIK 0001750269 · CEO, Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,890

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-23-001944 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,899

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 and June 2, 2021 as part of the Reporting Person's 2021 annual equity award and off cycle equity award, respectively. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for these awards to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreements for these securities.

SEC source: 0001225208-23-001942 · doc4.xml · nonDerivative · entry 1

Giamartino Emma E. · CIK 0001833339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,195

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 and July 28, 2021 as part of the Reporting Person's 2021 annual equity award and off cycle equity award, respectively. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for these awards to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreements for these securities.

SEC source: 0001225208-23-001940 · doc4.xml · nonDerivative · entry 1

Kohli Vikramaditya · CIK 0001876060 · CEO, CBRE Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,909

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-23-001941 · doc4.xml · nonDerivative · entry 1

KIRK J. CHRISTOPHER · CIK 0001557319 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,708

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-23-001937 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,756

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-23-001938 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · CEO, Real Estate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,495

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. On February 10, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on March 3, 2024, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

SEC source: 0001225208-22-012779 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,214

SEC source: 0001225208-22-012200 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · CEO, Real Estate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,841

F1 · kind: The reporting person previously adopted a 10b5-1 trading plan, and this transaction was automatically effected pursuant to that plan.

SEC source: 0001225208-22-009972 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · CEO, Real Estate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,841

F1 · kind: The reporting person previously adopted a 10b5-1 trading plan, and this transaction was automatically effected pursuant to that plan.

SEC source: 0001225208-22-010088 · doc4.xml · nonDerivative · entry 1

Hutcheson Edward McVicar Blake · CIK 0001944856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of September 1, 2023 or the Issuer's next annual meeting of stockholders.

SEC source: 0001225208-22-009911 · doc4.xml · nonDerivative · entry 1

Giamartino Emma E. · CIK 0001833339 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,737

SEC source: 0001225208-22-007737 · doc4.xml · nonDerivative · entry 1

Giamartino Emma E. · CIK 0001833339 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,254

SEC source: 0001225208-22-007736 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · CEO, Real Estate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

F1 · kind: The reporting person previously adopted a 10b5-1 trading plan, and this transaction was automatically effected pursuant to that plan.

SEC source: 0001225208-22-007307 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,489

F1 · kind: The Issuer granted these restricted stock units ("RSUs") to the Reporting Person on May 19, 2022. These RSUs will vest at a rate of 25% per year on each of May 19, 2023, 2024, 2025 and 2026, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement governing the grant of these RSUs.

SEC source: 0001225208-22-007306 · doc4.xml · nonDerivative · entry 1

KIRK J. CHRISTOPHER · CIK 0001557319 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,606

F1 · kind: The Issuer granted these restricted stock units ("RSUs") to the Reporting Person on May 19, 2022. These RSUs will vest at a rate of 25% per year on each of May 19, 2023, 2024, 2025 and 2026, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement governing the grant of these RSUs.

SEC source: 0001418812-22-000044 · primary_doc.xml · nonDerivative · entry 2

Boze Brandon B · CIK 0001478288 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

F4 · kind: Mr. Boze is transferring to the name of ValueAct Capital Master Fund, L.P. the vested stock previously awarded to Mr. Boze on May 19, 2021.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Brandon B. Boze is deemed to hold the shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001418812-22-000044 · primary_doc.xml · nonDerivative · entry 1

Boze Brandon B · CIK 0001478288 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Brandon B. Boze is deemed to hold the shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001225208-22-007254 · doc4.xml · nonDerivative · entry 3

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cioth/Cobert Family Trust U/D/T dated June 5, 1996

Disclosed balance after: 18,041

SEC source: 0001225208-22-007254 · doc4.xml · nonDerivative · entry 2

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

SEC source: 0001225208-22-007254 · doc4.xml · nonDerivative · entry 1

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders.

SEC source: 0001225208-22-007253 · doc4.xml · nonDerivative · entry 3

GILYARD REGINALD HAROLD · CIK 0001706594 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gilyard Family Trust UDT 3/27/15

Disclosed balance after: 11,665

SEC source: 0001225208-22-007253 · doc4.xml · nonDerivative · entry 2

GILYARD REGINALD HAROLD · CIK 0001706594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

SEC source: 0001225208-22-007253 · doc4.xml · nonDerivative · entry 1

GILYARD REGINALD HAROLD · CIK 0001706594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders.

SEC source: 0001225208-22-007251 · doc4.xml · nonDerivative · entry 1

Jenny Christopher T · CIK 0001335450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,717

F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders.

SEC source: 0001225208-22-007252 · doc4.xml · nonDerivative · entry 3

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shira D. Goodman 2014 Family Trust DTD 3/5/2014

Disclosed balance after: 11,972

SEC source: 0001225208-22-007252 · doc4.xml · nonDerivative · entry 2

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

SEC source: 0001225208-22-007252 · doc4.xml · nonDerivative · entry 1

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders.

SEC source: 0001225208-22-007250 · doc4.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,188

F1 · kind: The restricted stock units reported hereunder was made pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 18, 2023 or the Issuer's next annual meeting of stockholders.