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CBOE · USD

CBOE

Cboe Global Markets, Inc.

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3134
SEC CIK
0001374310
Parsed reports
513

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2024 Filed Feb 22, 2024 21:35 UTC Exercise / conversionRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004830 · form4-02222024_090257.xml · derivative · entry 5

Foley Stephanie · CIK 0001999094 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2024.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:35 UTC Tax withholdingCommon Stock 260 $186.69 $48,539.40
Disclosure

SEC source: 0001415889-24-004830 · form4-02222024_090257.xml · nonDerivative · entry 4

Foley Stephanie · CIK 0001999094 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:35 UTC Exercise / conversionCommon Stock 610 $186.69 $113,880.90
Disclosure

SEC source: 0001415889-24-004830 · form4-02222024_090257.xml · nonDerivative · entry 3

Foley Stephanie · CIK 0001999094 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:35 UTC Tax withholdingCommon Stock 17 $186.69 $3,173.73
Disclosure

SEC source: 0001415889-24-004830 · form4-02222024_090257.xml · nonDerivative · entry 2

Foley Stephanie · CIK 0001999094 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:35 UTC Exercise / conversionCommon Stock 42 $186.69 $7,840.98
Disclosure

SEC source: 0001415889-24-004830 · form4-02222024_090257.xml · nonDerivative · entry 1

Foley Stephanie · CIK 0001999094 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:01 UTC
Howson DaveEVP, GLOBAL PRESIDENT
SaleCommon Stock 8,314 $183.88 $1,528,778.32
Disclosure

SEC source: 0001415889-24-003553 · form4-02132024_100217.xml · nonDerivative · entry 1

Howson Dave · CIK 0001797922 · EVP, GLOBAL PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,573

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

F2 · balance_after: Represents a one share correction from the previously filed Form 4 due to fractional share rounding.

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February 08, 2024 Filed Feb 12, 2024 17:02 UTC GrantCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003386 · form4-02122024_100209.xml · nonDerivative · entry 1

Mansfield Erin · CIK 0002010072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on February 8, 2025, provided that the filing person has remained in service continuously through such date.

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February 08, 2024 Filed Feb 12, 2024 17:05 UTC
Mao CeciliaDirector
GrantCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003390 · form4-02122024_100220.xml · nonDerivative · entry 1

Mao Cecilia · CIK 0002009173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on February 8, 2025, provided that the filing person has remained in service continuously through such date.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 16:07 UTC
Sexton John PEVP, GC AND CORP SEC
Tax withholdingCommon Stock 2,787 $184.46 $514,090.02
Disclosure

SEC source: 0001415889-24-003169 · form4-02092024_090204.xml · nonDerivative · entry 2

Sexton John P · CIK 0001732952 · EVP, GC AND CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,869

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 16:07 UTC
Sexton John PEVP, GC AND CORP SEC
GrantCommon Stock 8,038 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003169 · form4-02092024_090204.xml · nonDerivative · entry 1

Sexton John P · CIK 0001732952 · EVP, GC AND CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,656

F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2021. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2021 to December 31, 2023 as determined by the Compensation Committee on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:06 UTC
Howson DaveEVP, GLOBAL PRESIDENT
Tax withholdingCommon Stock 7,356 $184.46 $1,356,887.76
Disclosure

SEC source: 0001415889-24-003168 · form4-02092024_090217.xml · nonDerivative · entry 2

Howson Dave · CIK 0001797922 · EVP, GLOBAL PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,888

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:06 UTC
Howson DaveEVP, GLOBAL PRESIDENT
GrantCommon Stock 16,076 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003168 · form4-02092024_090217.xml · nonDerivative · entry 1

Howson Dave · CIK 0001797922 · EVP, GLOBAL PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,244

F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2021. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2021 to December 31, 2023 as determined by the Compensation Committee on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC Tax withholdingCommon Stock 9,122 $184.46 $1,682,644.12
Disclosure

SEC source: 0001415889-24-003165 · form4-02092024_090204.xml · nonDerivative · entry 2

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,304

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC GrantCommon Stock 22,324 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003165 · form4-02092024_090204.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,426

F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2021. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2021 to December 31, 2023 as determined by the Compensation Committee on February 7, 2024.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 16:36 UTC GiftCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016477 · form4-12142023_091220.xml · nonDerivative · entry 1

RATTERMAN JOSEPH P · CIK 0001163949 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,515

F1 · ownership.nature: Shares are held of record by Joseph P. Ratterman and Sandra M. Ratterman, as Trustees of the Joseph P. and Sandra M. Ratterman Trust dated September 15, 2008 or their successors in Trust. Mr. Ratterman disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:20 UTC SaleCommon Stock 3,850 $182.23 $701,585.50
Disclosure

SEC source: 0001415889-23-015844 · form4-12052023_091256.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,102

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:10 UTC
Clay Catherine REVP, GLOBAL DERIVATIVES
SaleCommon Stock 1,300 $179.62 $233,506.00
Disclosure

SEC source: 0001415889-23-015540 · form4-11282023_091106.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,214

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.62 to $179.69. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 19, 2023 Filed Nov 21, 2023 16:08 UTC
Inzirillo AdamEVP, DATA AND ACCESS SOLUTIONS
GrantRestricted Stock Units · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015344 · form4-11212023_091136.xml · derivative · entry 1

Inzirillo Adam · CIK 0001997598 · EVP, DATA AND ACCESS SOLUTIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

Read SEC document
November 19, 2023 Filed Nov 21, 2023 21:11 UTC
Clay Catherine REVP, GLOBAL DERIVATIVES
GrantRestricted Stock Units · Derivative 2,831 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015346 · form4-11212023_091117.xml · derivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,831

Underlying: Common Stock · 2,831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest on November 19, 2026.

F3 · derivative.expiration_date: The restricted stock units vest on November 19, 2026.

Read SEC document
November 19, 2023 Filed Nov 21, 2023 21:11 UTC
Clay Catherine REVP, GLOBAL DERIVATIVES
GrantRestricted Stock Units · Derivative 248 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015346 · form4-11212023_091117.xml · derivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248

Underlying: Common Stock · 248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

Read SEC document
November 19, 2023 Filed Nov 21, 2023 21:10 UTC GrantRestricted Stock Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015345 · form4-11212023_091154.xml · derivative · entry 1

Foley Stephanie · CIK 0001999094 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 21:41 UTC GiftCommon Stock 5,746 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015034 · form4-11132023_091109.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,952

F1 · balance_after: Includes 99 shares purchased pursuant to the Cboe Global Markets, Inc. Employee Stock Purchase Plan ("ESPP") on September 15, 2023, for the purchase period of March 16, 2023 to September 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the lower of the closing price of the Issuer's common stock on March 16, 2023 or September 15, 2023.

Read SEC document
October 12, 2023 Filed Oct 16, 2023 20:36 UTC
Tomczyk Fredric JDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 44,452 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014283 · form4-10162023_081029.xml · derivative · entry 1

Tomczyk Fredric J · CIK 0001350921 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,452

Underlying: Common Stock · 44,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on October 12, 2024, October 12, 2025, and October 12, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on October 12, 2024, October 12, 2025, and October 12, 2026.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:36 UTC SaleCommon Stock 3,850 $149.08 $573,958.00
Disclosure

SEC source: 0001415889-23-013021 · form4-09062023_080904.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,599

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.

Read SEC document
August 19, 2023 Filed Aug 22, 2023 20:34 UTC
Griebenow JillEVP, CFO, TREASURER, CAO
GrantRestricted Stock Units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012486 · form4-08222023_080845.xml · derivative · entry 1

Griebenow Jill · CIK 0001750027 · EVP, CFO, TREASURER, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,959

Underlying: Common Stock · 1,959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:35 UTC
Howson DaveEVP, GLOBAL PRESIDENT
SaleCommon Stock 8,000 $148.42 $1,187,360.00
Disclosure

SEC source: 0001415889-23-012436 · form4-08212023_080803.xml · nonDerivative · entry 1

Howson Dave · CIK 0001797922 · EVP, GLOBAL PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,168

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:30 UTC SaleCommon Stock 5,051 $144.95 $732,142.45
Disclosure

SEC source: 0001415889-23-012038 · form4-08102023_080807.xml · nonDerivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,936

Read SEC document
July 10, 2023 Filed Jul 12, 2023 16:43 UTC
Tilly Edward TDirector · CHAIRMAN AND CEO
SaleCommon Stock 900 $136.38 $122,742.00
Disclosure

SEC source: 0001415889-23-011052 · form4-07122023_080745.xml · nonDerivative · entry 2

Tilly Edward T · CIK 0001493858 · Director · CHAIRMAN AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,983

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.22 to $136.54. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 16:43 UTC
Tilly Edward TDirector · CHAIRMAN AND CEO
SaleCommon Stock 7,100 $135.79 $964,109.00
Disclosure

SEC source: 0001415889-23-011052 · form4-07122023_080745.xml · nonDerivative · entry 1

Tilly Edward T · CIK 0001493858 · Director · CHAIRMAN AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,883

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.21 to $136.17. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:31 UTC
Tilly Edward TDirector · CHAIRMAN AND CEO
SaleCommon Stock 748 $136.55 $102,139.40
Disclosure

SEC source: 0001415889-23-009830 · form4-06152023_080656.xml · nonDerivative · entry 2

Tilly Edward T · CIK 0001493858 · Director · CHAIRMAN AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,983

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.24 to $136.97. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:31 UTC
Tilly Edward TDirector · CHAIRMAN AND CEO
SaleCommon Stock 7,252 $135.59 $983,298.68
Disclosure

SEC source: 0001415889-23-009830 · form4-06152023_080656.xml · nonDerivative · entry 1

Tilly Edward T · CIK 0001493858 · Director · CHAIRMAN AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,731

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.20 to $136.12. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:32 UTC GiftCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009832 · form4-06152023_080635.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,449

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:32 UTC
Sexton John PEVP, GC AND CORP SEC
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009746 · form4-06132023_080605.xml · nonDerivative · entry 2

Sexton John P · CIK 0001732952 · EVP, GC AND CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,618

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:32 UTC
Sexton John PEVP, GC AND CORP SEC
SaleCommon Stock 2,999 $138.00 $413,862.00
Disclosure

SEC source: 0001415889-23-009746 · form4-06132023_080605.xml · nonDerivative · entry 1

Sexton John P · CIK 0001732952 · EVP, GC AND CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,793

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.03. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:55 UTC SaleCommon Stock 3,850 $133.98 $515,823.00
Disclosure

SEC source: 0001415889-23-009372 · form4-06072023_080650.xml · nonDerivative · entry 1

Isaacson Christopher A · CIK 0001538451 · EVP, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,349

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.

F2 · balance_after: Includes 312 shares purchased pursuant to the Cboe Global Markets, Inc. Employee Stock Purchase Plan ("ESPP") on March 15, 2023, for the purchase period of September 16, 2022 to March 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the lower of the closing price of the Issuer's common stock on September 16, 2022 or March 15, 2023.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:43 UTC SaleCommon Stock 15,000 $135.96 $2,039,400.00
Disclosure

SEC source: 0001415889-23-008866 · form4-05262023_080557.xml · nonDerivative · entry 1

RATTERMAN JOSEPH P · CIK 0001163949 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 22,615

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.78 to $136.15. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held of record by Joseph P. Ratterman and Sandra M. Ratterman, as Trustees of the Joseph P. and Sandra M. Ratterman Trust dated September 15, 2008 or their successors in Trust. Mr. Ratterman disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interests therein.

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May 13, 2023 Filed May 16, 2023 20:33 UTC
Clay Catherine REVP, DIGITAL AND DATA
Exercise / conversionRestricted Stock Units · Derivative 484 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008109 · form4-05162023_080533.xml · derivative · entry 3

Clay Catherine R · CIK 0001853497 · EVP, DIGITAL AND DATA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484

Underlying: Common Stock · 484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on May 13, 2022.

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May 13, 2023 Filed May 16, 2023 20:33 UTC
Clay Catherine REVP, DIGITAL AND DATA
Tax withholdingCommon Stock 142 $138.78 $19,706.76
Disclosure

SEC source: 0001415889-23-008109 · form4-05162023_080533.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, DIGITAL AND DATA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,514

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May 13, 2023 Filed May 16, 2023 20:33 UTC
Clay Catherine REVP, DIGITAL AND DATA
Exercise / conversionCommon Stock 484 $138.78 $67,169.52
Disclosure

SEC source: 0001415889-23-008109 · form4-05162023_080533.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, DIGITAL AND DATA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2023 Filed May 15, 2023 16:51 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008023 · form4-05152023_080511.xml · nonDerivative · entry 1

RATTERMAN JOSEPH P · CIK 0001163949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,671

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:42 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008004 · form4-05152023_080518.xml · nonDerivative · entry 1

Froetscher Janet P · CIK 0001493848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,834

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 16:39 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007999 · form4-05152023_080557.xml · nonDerivative · entry 1

Fitzpatrick Edward J. · CIK 0001454029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,202

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:52 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008025 · form4-05152023_080511.xml · nonDerivative · entry 1

Tomczyk Fredric J · CIK 0001350921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,599

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:49 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008020 · form4-05152023_080550.xml · nonDerivative · entry 1

Parisi James E. · CIK 0001307171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,773

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:48 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008016 · form4-05152023_080537.xml · nonDerivative · entry 1

PALMORE RODERICK A · CIK 0001218964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,534

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:47 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008013 · form4-05152023_080509.xml · nonDerivative · entry 1

McPeek Jennifer J · CIK 0001582601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,172

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:44 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008008 · form4-05152023_080506.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,595

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:43 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008006 · form4-05152023_080521.xml · nonDerivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,987

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:41 UTC
Fong Ivan KDirector
GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008000 · form4-05152023_080508.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,245

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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May 11, 2023 Filed May 15, 2023 20:38 UTC GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007996 · form4-05152023_080504.xml · nonDerivative · entry 1

Farrow William M III · CIK 0001341362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,539

F1 · price: Represents a restricted stock unit award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 11, 2024, provided that the filing person has remained in service continuously through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.