Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2018 Filed Feb 11, 2019 22:10 UTC |
RATNERSALZBERG DEBORAHDirector
|
GrantCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001181 · wf-form5_154992304142791.xml · nonDerivative · entry 2 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,044 Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 22:06 UTC |
Burke Michael JosephDirector
|
GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001176 · wf-form5_154992274793333.xml · nonDerivative · entry 2 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,292 Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 22:00 UTC |
Bernstein JoshuaDirector
|
GrantCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001170 · wf-form5_154992242824742.xml · nonDerivative · entry 2 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,494 Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 13:26 UTC |
Yamada KathyExecutive VP & Chief Credit
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015382 · wf-form4_154584876285109.xml · derivative · entry 3 Yamada Kathy · CIK 0001754028 · Executive VP & Chief Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 13:26 UTC |
Yamada KathyExecutive VP & Chief Credit
|
Tax withholdingCommon Stock | 4,220 | $11.85 | $50,007.00 |
DisclosureSEC source: 0001628280-18-015382 · wf-form4_154584876285109.xml · nonDerivative · entry 2 Yamada Kathy · CIK 0001754028 · Executive VP & Chief Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,780 Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 13:26 UTC |
Yamada KathyExecutive VP & Chief Credit
|
Exercise / conversionCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001628280-18-015382 · wf-form4_154584876285109.xml · nonDerivative · entry 1 Yamada Kathy · CIK 0001754028 · Executive VP & Chief Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 18:28 UTC |
Suss Eric M.EVP and CHRO
|
Exercise / conversionStock Options · Derivative | 13,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015383 · wf-form4_154584887295490.xml · derivative · entry 3 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 18:28 UTC |
Suss Eric M.EVP and CHRO
|
Tax withholdingCommon Stock | 5,486 | $11.85 | $65,009.10 |
DisclosureSEC source: 0001628280-18-015383 · wf-form4_154584887295490.xml · nonDerivative · entry 2 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,714 Read SEC document |
| December 23, 2018 Filed Dec 26, 2018 18:28 UTC |
Suss Eric M.EVP and CHRO
|
Exercise / conversionCommon Stock | 13,000 | $5.00 | $65,000.00 |
DisclosureSEC source: 0001628280-18-015383 · wf-form4_154584887295490.xml · nonDerivative · entry 1 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2018 Filed Dec 26, 2018 13:24 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015381 · wf-form4_154584864206200.xml · derivative · entry 3 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 22, 2018 Filed Dec 26, 2018 13:24 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 8,439 | $11.85 | $100,002.15 |
DisclosureSEC source: 0001628280-18-015381 · wf-form4_154584864206200.xml · nonDerivative · entry 2 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,005 Read SEC document |
| December 22, 2018 Filed Dec 26, 2018 13:24 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,000 | $5.00 | $100,000.00 |
DisclosureSEC source: 0001628280-18-015381 · wf-form4_154584864206200.xml · nonDerivative · entry 1 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 19:24 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015347 · wf-form4_154542027940884.xml · derivative · entry 3 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 19:24 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
Tax withholdingCommon Stock | 1,594 | $12.55 | $20,004.70 |
DisclosureSEC source: 0001628280-18-015347 · wf-form4_154542027940884.xml · nonDerivative · entry 2 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,750 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 19:24 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
Exercise / conversionCommon Stock | 4,000 | $5.00 | $20,000.00 |
DisclosureSEC source: 0001628280-18-015347 · wf-form4_154542027940884.xml · nonDerivative · entry 1 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 12:58 UTC |
Curtis Kathy MExecutive V.P. and Chief C.O.
|
Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015271 · wf-form4_154524224628577.xml · derivative · entry 2 Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 12:58 UTC |
Curtis Kathy MExecutive V.P. and Chief C.O.
|
Exercise / conversionCommon Stock | 4,000 | $5.00 | $20,000.00 |
DisclosureSEC source: 0001628280-18-015271 · wf-form4_154524224628577.xml · nonDerivative · entry 1 Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:37 UTC |
Burke Michael JosephDirector
|
Exercise / conversionStock Options · Derivative | 5,200 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015078 · wf-form4_154472263794526.xml · derivative · entry 4 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:37 UTC |
Burke Michael JosephDirector
|
Exercise / conversionCommon Stock | 5,200 | $5.00 | $26,000.00 |
DisclosureSEC source: 0001628280-18-015078 · wf-form4_154472263794526.xml · nonDerivative · entry 1 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 16:58 UTC |
Barry Edward FDirector · Chief Executive Officer
|
GrantCommon Stock | 855 | $13.09 | $11,191.95 |
DisclosureSEC source: 0001628280-19-001168 · wf-form5_154992231243674.xml · nonDerivative · entry 1 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,860 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $11,191.95 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 17:08 UTC |
Levitt Randall JamesDirector
|
GrantCommon Stock | 1,363 | $13.09 | $17,841.67 |
DisclosureSEC source: 0001628280-19-001179 · wf-form5_154992289968865.xml · nonDerivative · entry 1 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Randall James Levitt Revocable Trust Disclosed balance after: 140,883 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $17,841.67 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:13 UTC |
Schwartz Steven JayDirector
|
GrantCommon Stock | 1,770 | $13.09 | $23,169.30 |
DisclosureSEC source: 0001628280-19-001183 · wf-form5_154992319788302.xml · nonDerivative · entry 1 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,230 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $23,169.30 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:15 UTC |
Whalen James F.Director
|
GrantCommon Stock | 2,788 | $13.09 | $36,494.92 |
DisclosureSEC source: 0001628280-19-001185 · wf-form5_154992333056374.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Whalen Family, LLC Disclosed balance after: 240,036 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $36,494.92 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:10 UTC |
RATNERSALZBERG DEBORAHDirector
|
GrantCommon Stock | 122 | $13.09 | $1,596.98 |
DisclosureSEC source: 0001628280-19-001181 · wf-form5_154992304142791.xml · nonDerivative · entry 1 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,714 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $1,596.98 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:06 UTC |
Burke Michael JosephDirector
|
GrantCommon Stock | 1,241 | $13.09 | $16,244.69 |
DisclosureSEC source: 0001628280-19-001176 · wf-form5_154992274793333.xml · nonDerivative · entry 1 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,941 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $16,244.69 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:03 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
GrantCommon Stock | 733 | $13.09 | $9,594.97 |
DisclosureSEC source: 0001628280-19-001174 · wf-form5_154992258641821.xml · nonDerivative · entry 1 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,483 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $9,594.97 due from January to May 2018. Read SEC document |
| December 10, 2018 Filed Feb 11, 2019 22:00 UTC |
Bernstein JoshuaDirector
|
GrantCommon Stock | 244 | $13.09 | $3,193.96 |
DisclosureSEC source: 0001628280-19-001170 · wf-form5_154992242824742.xml · nonDerivative · entry 1 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,164 F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $3,193.96 due from January to May 2018. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 23:26 UTC |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014624 · wf-form4_154336117392403.xml · derivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 23:26 UTC |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionCommon Stock | 3,000 | $5.00 | $15,000.00 |
DisclosureSEC source: 0001628280-18-014624 · wf-form4_154336117392403.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 21:47 UTC Amendment |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · derivative · entry 4 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 21:47 UTC Amendment |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionCommon Stock | 3,000 | $5.00 | $15,000.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · nonDerivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 09:39 UTC |
Curtis Kathy MExecutive V.P. and Chief C.O.
|
SaleCommon Stock | 39,800 | $11.69 | $465,162.50 |
DisclosureSEC source: 0001628280-18-012133 · wf-form4_153814195051596.xml · nonDerivative · entry 1 Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,200 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 09:40 UTC |
Barry Edward FDirector · Chief Executive Officer
|
SaleCommon Stock | 3,000 | $11.69 | $35,062.50 |
DisclosureSEC source: 0001628280-18-012134 · wf-form4_153814199240870.xml · nonDerivative · entry 1 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 220,004 F1 · ownership.nature: The Reporting Person's 220,004 shares are held jointly with spouse. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 16:01 UTC Amendment |
Levitt Randall JamesDirector
|
PurchaseCommon Stock | 15,000 | $12.50 | $187,500.00 |
DisclosureSEC source: 0001628280-18-012145 · wf-form4a_153816488792681.xml · nonDerivative · entry 1 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By RJL Investment Company, LLC Disclosed balance after: 15,000 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 09:42 UTC |
Levitt Randall JamesDirector
|
PurchaseCommon Stock | 15,000 | $12.50 | $187,500.00 |
DisclosureSEC source: 0001628280-18-012138 · wf-form4_153814215834214.xml · nonDerivative · entry 1 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 13:41 UTC |
Suss Eric M.EVP and CHRO
|
SaleCommon Stock | 7,000 | $11.69 | $81,812.50 |
DisclosureSEC source: 0001628280-18-012136 · wf-form4_153814208351000.xml · nonDerivative · entry 1 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 13:42 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
SaleCommon Stock | 40,800 | $11.69 | $476,850.00 |
DisclosureSEC source: 0001628280-18-012137 · wf-form4_153814212054230.xml · nonDerivative · entry 1 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 13:40 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 40,000 | $11.69 | $467,500.00 |
DisclosureSEC source: 0001628280-18-012135 · wf-form4_153814204064715.xml · nonDerivative · entry 2 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 87,452 F1 · ownership.nature: The Yorke, Burke & Lee 401(k) Profit Sharing Plan holds 87,452 shares of which 70,572 shares are held for the benefit of employees, which shares Mr. Burke disclaims ownership. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 13:40 UTC |
Burke Michael JosephDirector
|
SaleCommon Stock | 16,000 | $11.69 | $187,000.00 |
DisclosureSEC source: 0001628280-18-012135 · wf-form4_153814204064715.xml · nonDerivative · entry 1 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,500 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 13:38 UTC |
JACKSON ALAN WExecutive VP and CFO
|
PurchaseCommon Stock | 14,000 | $12.50 | $175,000.00 |
DisclosureSEC source: 0001628280-18-012132 · wf-form4_153814191229151.xml · nonDerivative · entry 1 JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| September 25, 2018 Filed Nov 29, 2018 21:47 UTC Amendment |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · derivative · entry 3 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 10,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2018 Filed Nov 29, 2018 21:47 UTC Amendment |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.