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Curtis Kathy M

Disclosed activity across 1 company

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151092
SEC CIK
0001753959

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Capital Bancorp IncCBNK · Entity 5367Executive V.P. and Chief C.O.March 02, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Capital Bancorp Inc

Report date March 02, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect70,925 Reported balance After 2020-03-02 transaction · row 1
1 source row

Row 1 · 2020-03-02 · Sale · Disposed 3,783 · Balance 70,925

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.50 · Expires 2021-12-31Direct3,500 Reported balance Holding disclosure · report date 2020-03-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 3,500

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.38 · Expires 2022-12-31Direct7,000 Reported balance Holding disclosure · report date 2020-03-02 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 7,000

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2023-12-31Direct11,250 Reported balance Holding disclosure · report date 2020-03-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 11,250

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 3, 2020 10:07 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 3,783 $14.01 $52,999.83
Disclosure

SEC source: 0001419536-20-000024 · wf-form4_158324800922235.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,925

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 16:58 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 3,783 $14.40 $54,475.20
Disclosure

SEC source: 0001419536-20-000020 · wf-form4_158206308412653.xml · nonDerivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,708

Read SEC document
February 14, 2020 Filed Feb 18, 2020 16:58 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 20,000 $14.30 $286,000.00
Disclosure

SEC source: 0001419536-20-000020 · wf-form4_158206308412653.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,491

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:25 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 10,000 $14.74 $147,400.00
Disclosure

SEC source: 0001419536-20-000006 · wf-form4_158162912640896.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,491

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 to $14.81, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 3,750 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · derivative · entry 9

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 3,750 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 6,124 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · derivative · entry 8

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 6,124 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 4,759 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · derivative · entry 7

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 4,759 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,237 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · derivative · entry 6

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,237 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Tax withholdingCommon Stock 14,307 $13.62 $194,861.34
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · nonDerivative · entry 5

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,491

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 3,750 $11.38 $42,675.00
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · nonDerivative · entry 4

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 6,124 $12.38 $75,815.12
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · nonDerivative · entry 3

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 4,759 $8.50 $40,451.50
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · nonDerivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 14:16 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,237 $7.50 $16,777.50
Disclosure

SEC source: 0001419536-20-000004 · wf-form4_158093018300698.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 15:46 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 876 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001628280-20-000433 · wf-form4_157963957937276.xml · derivative · entry 6

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,124

Underlying: Common Stock · 876 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 15:46 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001628280-20-000433 · wf-form4_157963957937276.xml · derivative · entry 5

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,259

Underlying: Common Stock · 3,500 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 15:46 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001628280-20-000433 · wf-form4_157963957937276.xml · derivative · entry 4

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237

Underlying: Common Stock · 3,500 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 15:46 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 876 $12.38 $10,844.88
Disclosure

SEC source: 0001628280-20-000433 · wf-form4_157963957937276.xml · nonDerivative · entry 3

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 15:46 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 3,500 $8.50 $29,750.00
Disclosure

SEC source: 0001628280-20-000433 · wf-form4_157963957937276.xml · nonDerivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 15:46 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 3,500 $7.50 $26,250.00
Disclosure

SEC source: 0001628280-20-000433 · wf-form4_157963957937276.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 6,738 $14.03 $94,534.14
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 6

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,052

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $14.24, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 12:30 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 20,064 $14.05 $281,899.20
Disclosure

SEC source: 0001628280-19-014997 · wf-form4_157617178467046.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,136

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.28, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,241 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 10

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,759

Underlying: Common Stock · 2,241 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 8,263 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 9

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,737

Underlying: Common Stock · 8,263 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 8

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 13,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 7

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Tax withholdingCommon Stock 20,850 $14.38 $299,823.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 5

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,790

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,241 $8.50 $19,048.50
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 4

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 8,263 $7.50 $61,972.50
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 3

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 20,000 $6.63 $132,600.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 13,000 $6.63 $86,190.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 11:50 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 10,000 $14.04 $140,400.00
Disclosure

SEC source: 0001628280-19-014954 · wf-form4_157608302387730.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.04 to $14.41, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 16:11 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantStock Options · Derivative 15,000 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001628280-19-000036 · wf-form4_154646349433270.xml · derivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2023-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 12:58 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001628280-18-015271 · wf-form4_154524224628577.xml · derivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 12:58 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 4,000 $5.00 $20,000.00
Disclosure

SEC source: 0001628280-18-015271 · wf-form4_154524224628577.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 09:39 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 39,800 $11.69 $465,162.50
Disclosure

SEC source: 0001628280-18-012133 · wf-form4_153814195051596.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,200

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.