Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capital Bancorp IncCBNK · Entity 5367 | Executive V.P., CMO, and GM | September 05, 2019 | October 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capital Bancorp Inc
Report date September 05, 2019 · Filed October 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,336 |
Ending reported balance
After 2019-09-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-05 · Sale · Disposed 3,585 · Balance 34,068 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 2 · 2019-09-27 · Sale · Disposed 7,532 · Balance 26,536 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.52 to $14.00, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 3 · 2019-09-30 · Sale · Disposed 2,200 · Balance 24,336 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2020-12-31 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2019-09-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,000 F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.50 · Expires 2021-12-31 | Direct | 7,000 |
Reported balance
Holding disclosure · report date 2019-09-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,000 F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.38 · Expires 2022-12-31 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2019-09-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,000 F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2023-12-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2019-09-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 10,000 F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.52 to $14.00, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 25, 2019 11:24 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 2,200 | $13.65 | $30,030.00 |
DisclosureSEC source: 0001628280-19-012555 · wf-form4_157200261984198.xml · nonDerivative · entry 3 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,336 Read SEC document |
| September 27, 2019 Filed Oct 25, 2019 11:24 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 7,532 | $13.81 | $104,016.92 |
DisclosureSEC source: 0001628280-19-012555 · wf-form4_157200261984198.xml · nonDerivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,536 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.52 to $14.00, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| September 05, 2019 Filed Oct 25, 2019 11:24 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 3,585 | $12.03 | $43,127.55 |
DisclosureSEC source: 0001628280-19-012555 · wf-form4_157200261984198.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,068 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 9 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 9,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 8 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 9,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 7 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 13,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 6 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Tax withholdingCommon Stock | 29,127 | $12.00 | $349,524.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 5 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,653 Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 7,000 | $8.50 | $59,500.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 4 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 9,000 | $7.50 | $67,500.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 3 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 20,000 | $6.63 | $132,600.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 13,000 | $6.63 | $86,190.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:06 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 10,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000027 · wf-form4_154646318731030.xml · derivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 23:26 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014624 · wf-form4_154336117392403.xml · derivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 23:26 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 3,000 | $5.00 | $15,000.00 |
DisclosureSEC source: 0001628280-18-014624 · wf-form4_154336117392403.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 21:47 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · derivative · entry 4 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 21:47 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 3,000 | $5.00 | $15,000.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · nonDerivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2018 Filed Nov 29, 2018 21:47 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · derivative · entry 3 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 10,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2018 Filed Nov 29, 2018 21:47 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001628280-18-014736 · wf-form4a_154352804264269.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.