Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionCommon Stock | 9,000 | $7.50 | $67,500.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 3 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionCommon Stock | 20,000 | $6.63 | $132,600.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 16:23 UTC |
Bryan NickExecutive V.P., CMO, and GM
|
Exercise / conversionCommon Stock | 13,000 | $6.63 | $86,190.00 |
DisclosureSEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 1 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 19:39 UTC |
Burke Michael JosephDirector
|
PurchaseCommon Stock | 100 | $12.20 | $1,220.00 |
DisclosureSEC source: 0001628280-19-010747 · wf-form4_156581153555751.xml · nonDerivative · entry 2 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,792 Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 19:39 UTC |
Burke Michael JosephDirector
|
PurchaseCommon Stock | 400 | $12.14 | $4,856.00 |
DisclosureSEC source: 0001628280-19-010747 · wf-form4_156581153555751.xml · nonDerivative · entry 1 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,692 Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 09:11 UTC |
Yamada KathyEVP & Chief Credit Officer
|
SaleCommon Stock | 4,000 | $11.89 | $47,560.00 |
DisclosureSEC source: 0001628280-19-007977 · wf-form4_156051786636631.xml · nonDerivative · entry 1 Yamada Kathy · CIK 0001754028 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,780 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.75 to $12.00, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 21, 2019 Filed May 22, 2019 10:02 UTC |
Levitt Randall JamesDirector
|
SaleCommon Stock | 15,000 | $11.90 | $178,500.00 |
DisclosureSEC source: 0001628280-19-007096 · wf-form4_155853373107213.xml · nonDerivative · entry 1 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Montrose Lending Group, LLC Disclosed balance after: 174,200 Read SEC document |
| May 01, 2019 Filed Jan 3, 2020 00:20 UTC |
Schwartz Steven JayDirector
|
GiftCommon Stock | 223,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000047 · wf-form4_157801080651556.xml · nonDerivative · entry 3 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudent Investments, LLC Disclosed balance after: 662,962 F1 · kind: This transaction involves a transfer of 223,230 shares from the reporting person's direct holdings to Prudent Investments, LLC. Read SEC document |
| May 01, 2019 Filed Jan 3, 2020 00:20 UTC |
Schwartz Steven JayDirector
|
GiftCommon Stock | 223,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000047 · wf-form4_157801080651556.xml · nonDerivative · entry 1 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,351 F1 · kind: This transaction involves a transfer of 223,230 shares from the reporting person's direct holdings to Prudent Investments, LLC. Read SEC document |
| May 01, 2019 Filed Apr 3, 2020 13:19 UTC Amendment |
Schwartz Steven JayDirector
|
GiftCommon Stock | 223,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000045 · wf-form4a_158591992093967.xml · nonDerivative · entry 3 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudent Investments, LLC Disclosed balance after: 662,962 F1 · kind: This transaction involves a transfer of 223,230 shares from the reporting person's direct holdings to Prudent Investments, LLC. Read SEC document |
| May 01, 2019 Filed Apr 3, 2020 13:19 UTC Amendment |
Schwartz Steven JayDirector
|
GiftCommon Stock | 223,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000045 · wf-form4a_158591992093967.xml · nonDerivative · entry 1 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,351 F1 · kind: This transaction involves a transfer of 223,230 shares from the reporting person's direct holdings to Prudent Investments, LLC. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 2,600 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · derivative · entry 9 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Underlying: Common Stock · 2,600 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 2,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · derivative · entry 8 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionStock Options · Derivative | 1,500 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · derivative · entry 7 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionCommon Stock | 2,600 | $8.50 | $22,100.00 |
DisclosureSEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · nonDerivative · entry 3 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionCommon Stock | 2,000 | $7.50 | $15,000.00 |
DisclosureSEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · nonDerivative · entry 2 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC |
Bernstein JoshuaDirector
|
Exercise / conversionCommon Stock | 1,500 | $6.63 | $9,945.00 |
DisclosureSEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · nonDerivative · entry 1 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 12:39 UTC |
Brannan C ScottDirector
|
PurchaseCommon Stock | 75 | $11.35 | $851.25 |
DisclosureSEC source: 0001278629-19-000002 · wf-form4_155301355461763.xml · nonDerivative · entry 2 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · UGMA for granddaughter Disclosed balance after: 100 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 12:39 UTC |
Brannan C ScottDirector
|
PurchaseCommon Stock | 25 | $11.25 | $281.25 |
DisclosureSEC source: 0001278629-19-000002 · wf-form4_155301355461763.xml · nonDerivative · entry 1 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · UGMA for granddaughter Disclosed balance after: 25 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 14:18 UTC |
Barry Edward FDirector · Chief Executive Officer
|
GrantCommon Stock | 7,775 | $11.80 | $91,745.00 |
DisclosureSEC source: 0001628280-19-002101 · wf-form4_155129511539356.xml · nonDerivative · entry 1 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,240 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionStock Options · Derivative | 5,300 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · derivative · entry 9 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · derivative · entry 8 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 7,500 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionStock Options · Derivative | 6,400 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · derivative · entry 7 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,400 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Tax withholdingCommon Stock | 12,743 | $11.28 | $143,741.04 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 6 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,457 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionCommon Stock | 5,300 | $8.50 | $45,050.00 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 5 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionCommon Stock | 7,500 | $7.50 | $56,250.00 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 4 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 11:25 UTC |
ASHMAN STEPHEN NDirector
|
Exercise / conversionCommon Stock | 6,400 | $6.63 | $42,432.00 |
DisclosureSEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 3 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:41 UTC |
Barry Edward FDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 20,000 | $0.00 Strike: $11.41 | $0.00 |
DisclosureSEC source: 0001628280-19-000081 · wf-form4_154655163789218.xml · derivative · entry 5 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-01-01 F4 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:41 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000081 · wf-form4_154655163789218.xml · derivative · entry 4 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units will vest on 1/1/19. F3 · derivative.expiration_date: The Restricted Stock Units will vest on 1/1/19. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:41 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,395 | $11.41 | $61,556.95 |
DisclosureSEC source: 0001628280-19-000081 · wf-form4_154655163789218.xml · nonDerivative · entry 3 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,610 Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:41 UTC |
Barry Edward FDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000081 · wf-form4_154655163789218.xml · nonDerivative · entry 2 Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 13:28 UTC |
ASHMAN STEPHEN NDirector
|
GrantStock Options · Derivative | 9,600 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000005 · wf-form4_154645368922537.xml · derivative · entry 3 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 9,600 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:11 UTC |
Curtis Kathy MExecutive V.P. and Chief C.O.
|
GrantStock Options · Derivative | 15,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000036 · wf-form4_154646349433270.xml · derivative · entry 2 Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:27 UTC |
Dicker KarlEVP and COO
|
GrantStock Options · Derivative | 16,500 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000049 · wf-form4_154646446094209.xml · derivative · entry 2 Dicker Karl · CIK 0001753961 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:14 UTC |
Levitt Randall JamesDirector
|
GrantStock Options · Derivative | 10,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000038 · wf-form4_154646362379759.xml · derivative · entry 6 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:24 UTC |
Yamada KathyExecutive VP & Chief Credit
|
GrantStock Options · Derivative | 15,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000047 · wf-form4_154646426292872.xml · derivative · entry 2 Yamada Kathy · CIK 0001754028 · Executive VP & Chief Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:19 UTC |
Suss Eric M.EVP and CHRO
|
GrantStock Options · Derivative | 15,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000043 · wf-form4_154646394100627.xml · derivative · entry 2 Suss Eric M. · CIK 0001753964 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:17 UTC |
RATNERSALZBERG DEBORAHDirector
|
GrantStock Options · Derivative | 8,400 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000041 · wf-form4_154646380515912.xml · derivative · entry 3 RATNERSALZBERG DEBORAH · CIK 0001217466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Underlying: Common Stock · 8,400 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:09 UTC |
Burke Michael JosephDirector
|
GrantStock Options · Derivative | 8,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000032 · wf-form4_154646332773061.xml · derivative · entry 4 Burke Michael Joseph · CIK 0001754201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2023-12-31 F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:00 UTC |
Brannan C ScottDirector
|
GrantStock Options · Derivative | 500 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000013 · wf-form4_154646280242630.xml · derivative · entry 1 Brannan C Scott · CIK 0001431904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:38 UTC |
Schwartz Steven JayDirector
|
GrantStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000054 · wf-form4_154646507075952.xml · derivative · entry 3 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:31 UTC |
JACKSON ALAN WExecutive VP and CFO
|
GrantStock Options · Derivative | 16,500 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000051 · wf-form4_154646466782365.xml · derivative · entry 2 JACKSON ALAN W · CIK 0001278629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:22 UTC |
Whalen James F.Director
|
GrantStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000045 · wf-form4_154646411060149.xml · derivative · entry 6 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:06 UTC |
Bryan NickExecutive V.P., CMO, and GM
|
GrantStock Options · Derivative | 10,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000027 · wf-form4_154646318731030.xml · derivative · entry 2 Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:03 UTC |
Browning Scot RichardDirector · President of Capital Bank
|
GrantStock Options · Derivative | 14,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000021 · wf-form4_154646296471954.xml · derivative · entry 2 Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:57 UTC |
Bernstein JoshuaDirector
|
GrantStock Options · Derivative | 9,000 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001628280-19-000009 · wf-form4_154646264846429.xml · derivative · entry 5 Bernstein Joshua · CIK 0001754082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2023-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 16:56 UTC |
ASHMAN STEPHEN NDirector
|
GrantCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001166 · wf-form5_154992214975342.xml · nonDerivative · entry 1 ASHMAN STEPHEN N · CIK 0001076562 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stephen Ashman Revocable Trust Disclosed balance after: 469,678 Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 17:08 UTC |
Levitt Randall JamesDirector
|
GrantCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001179 · wf-form5_154992289968865.xml · nonDerivative · entry 2 Levitt Randall James · CIK 0001754029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Randall James Levitt Revocable Trust Disclosed balance after: 141,213 Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 22:13 UTC |
Schwartz Steven JayDirector
|
GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001183 · wf-form5_154992319788302.xml · nonDerivative · entry 2 Schwartz Steven Jay · CIK 0001754203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,581 Read SEC document |
| December 28, 2018 Filed Feb 11, 2019 22:15 UTC |
Whalen James F.Director
|
GrantCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001185 · wf-form5_154992333056374.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Whalen Family, LLC Disclosed balance after: 240,409 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.