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Nasdaq · USD

CBNK

Capital Bancorp Inc

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5367
SEC CIK
0001419536
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
SaleCommon Stock 6,738 $14.03 $94,534.14
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 6

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,052

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $14.24, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 12:30 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
SaleCommon Stock 20,064 $14.05 $281,899.20
Disclosure

SEC source: 0001628280-19-014997 · wf-form4_157617178467046.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,136

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.28, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionStock Options · Derivative 2,241 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 10

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,759

Underlying: Common Stock · 2,241 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionStock Options · Derivative 8,263 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 9

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,737

Underlying: Common Stock · 8,263 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 8

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionStock Options · Derivative 13,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · derivative · entry 7

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Tax withholdingCommon Stock 20,850 $14.38 $299,823.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 5

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,790

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionCommon Stock 2,241 $8.50 $19,048.50
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 4

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionCommon Stock 8,263 $7.50 $61,972.50
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 3

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionCommon Stock 20,000 $6.63 $132,600.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 2

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 13:37 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
Exercise / conversionCommon Stock 13,000 $6.63 $86,190.00
Disclosure

SEC source: 0001628280-19-015054 · wf-form4_157626221956439.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Jan 3, 2020 00:16 UTC GiftCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000044 · wf-form4_157801058625628.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James F. Whalen Revocable Trust

Disclosed balance after: 617,146

F1 · kind: This transaction involved a gift of 1,625 shares to each of the reporting person's two adult children.

Read SEC document
December 11, 2019 Filed Apr 3, 2020 13:11 UTC Amendment GiftCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000041 · wf-form4a_158591950011986.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James F. Whalen Revocable Trust

Disclosed balance after: 617,146

F1 · kind: This transaction involved a gift of 1,625 shares to each of the reporting person's two adult children.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 11:50 UTC
Curtis Kathy MExecutive V.P. and Chief C.O.
SaleCommon Stock 10,000 $14.04 $140,400.00
Disclosure

SEC source: 0001628280-19-014954 · wf-form4_157608302387730.xml · nonDerivative · entry 1

Curtis Kathy M · CIK 0001753959 · Executive V.P. and Chief C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.04 to $14.41, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:21 UTC SaleCommon Stock 4,000 $14.40 $57,600.00
Disclosure

SEC source: 0001628280-19-014381 · wf-form4_157435325043189.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 83,452

Read SEC document
November 07, 2019 Filed Nov 21, 2019 11:28 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014383 · wf-form4_157435367822847.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 473,135

F1 · balance_after: This transaction involved a gift of 1,000 shares by the Reporting Person to each of his three adult children. The amount of securities beneficially owned includes a transfer of 6,457 shares from his direct holdings to the Stephen Ashman Revocable Trust.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 15:37 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-013254 · wf-form4_157296820447873.xml · derivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 15:37 UTC
Suss Eric M.EVP and CHRO
Tax withholdingCommon Stock 9,152 $14.49 $132,612.48
Disclosure

SEC source: 0001628280-19-013254 · wf-form4_157296820447873.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,352

Read SEC document
November 01, 2019 Filed Nov 5, 2019 15:37 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionCommon Stock 20,000 $6.63 $132,600.00
Disclosure

SEC source: 0001628280-19-013254 · wf-form4_157296820447873.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 13:23 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 15,096 $6.63 Strike: $6.63 $100,086.48
Disclosure

SEC source: 0001628280-19-013042 · wf-form4_157262898335344.xml · derivative · entry 4

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,096 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 13:23 UTC
Barry Edward FDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,967 $14.37 $100,115.79
Disclosure

SEC source: 0001628280-19-013042 · wf-form4_157262898335344.xml · nonDerivative · entry 2

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,369

Read SEC document
October 30, 2019 Filed Nov 1, 2019 13:23 UTC
Barry Edward FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,096 $6.63 $100,086.48
Disclosure

SEC source: 0001628280-19-013042 · wf-form4_157262898335344.xml · nonDerivative · entry 1

Barry Edward F · CIK 0001754011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:51 UTC Exercise / conversionStock Options · Derivative 6,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-012063 · wf-form4_156996308047485.xml · derivative · entry 4

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:51 UTC Exercise / conversionCommon Stock 6,000 $6.63 $39,780.00
Disclosure

SEC source: 0001628280-19-012063 · wf-form4_156996308047485.xml · nonDerivative · entry 1

Burke Michael Joseph · CIK 0001754201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 25, 2019 11:24 UTC
Bryan NickExecutive V.P., CMO, and GM
SaleCommon Stock 2,200 $13.65 $30,030.00
Disclosure

SEC source: 0001628280-19-012555 · wf-form4_157200261984198.xml · nonDerivative · entry 3

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,336

Read SEC document
September 27, 2019 Filed Sep 30, 2019 17:23 UTC
Browning Scot RichardDirector · President of Capital Bank
Exercise / conversionStock Options · Derivative 14,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011997 · wf-form4_156986418007954.xml · derivative · entry 3

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 17:23 UTC
Browning Scot RichardDirector · President of Capital Bank
Tax withholdingCommon Stock 6,621 $14.02 $92,826.42
Disclosure

SEC source: 0001628280-19-011997 · wf-form4_156986418007954.xml · nonDerivative · entry 2

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,862

Read SEC document
September 27, 2019 Filed Sep 30, 2019 17:23 UTC
Browning Scot RichardDirector · President of Capital Bank
Exercise / conversionCommon Stock 14,000 $6.63 $92,820.00
Disclosure

SEC source: 0001628280-19-011997 · wf-form4_156986418007954.xml · nonDerivative · entry 1

Browning Scot Richard · CIK 0001754236 · Director · President of Capital Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2019 Filed Oct 25, 2019 11:24 UTC
Bryan NickExecutive V.P., CMO, and GM
SaleCommon Stock 7,532 $13.81 $104,016.92
Disclosure

SEC source: 0001628280-19-012555 · wf-form4_157200261984198.xml · nonDerivative · entry 2

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,536

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.52 to $14.00, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 13:37 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionStock Options · Derivative 13,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011766 · wf-form4_156872742281740.xml · derivative · entry 3

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 13:37 UTC
Suss Eric M.EVP and CHRO
Tax withholdingCommon Stock 6,210 $13.88 $86,194.80
Disclosure

SEC source: 0001628280-19-011766 · wf-form4_156872742281740.xml · nonDerivative · entry 2

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,504

Read SEC document
September 13, 2019 Filed Sep 17, 2019 13:37 UTC
Suss Eric M.EVP and CHRO
Exercise / conversionCommon Stock 13,000 $6.63 $86,190.00
Disclosure

SEC source: 0001628280-19-011766 · wf-form4_156872742281740.xml · nonDerivative · entry 1

Suss Eric M. · CIK 0001753964 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:57 UTC Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011649 · wf-form4_156831822723650.xml · derivative · entry 3

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:57 UTC Exercise / conversionCommon Stock 3,000 $6.63 $19,890.00
Disclosure

SEC source: 0001628280-19-011649 · wf-form4_156831822723650.xml · nonDerivative · entry 1

Schwartz Steven Jay · CIK 0001754203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 19:34 UTC Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011647 · wf-form4_156831684787242.xml · derivative · entry 8

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 19:34 UTC Tax withholdingCommon Stock 1,632 $12.19 $19,894.08
Disclosure

SEC source: 0001628280-19-011647 · wf-form4_156831684787242.xml · nonDerivative · entry 2

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Read SEC document
September 10, 2019 Filed Sep 12, 2019 19:34 UTC Exercise / conversionCommon Stock 3,000 $6.63 $19,890.00
Disclosure

SEC source: 0001628280-19-011647 · wf-form4_156831684787242.xml · nonDerivative · entry 1

Whalen James F. · CIK 0001754027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 15:01 UTC Exercise / conversionStock Options · Derivative 2,700 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001628280-19-011484 · wf-form4_156779647199901.xml · derivative · entry 10

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 2,700 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 15:01 UTC Exercise / conversionStock Options · Derivative 3,200 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001628280-19-011484 · wf-form4_156779647199901.xml · derivative · entry 9

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 15:01 UTC Exercise / conversionStock Options · Derivative 3,100 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011484 · wf-form4_156779647199901.xml · derivative · entry 8

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,100 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 15:01 UTC Exercise / conversionCommon Stock 2,700 $8.50 $22,950.00
Disclosure

SEC source: 0001628280-19-011484 · wf-form4_156779647199901.xml · nonDerivative · entry 3

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Randall James Levitt Revocable Trust

Disclosed balance after: 150,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2019 Filed Sep 6, 2019 15:01 UTC Exercise / conversionCommon Stock 3,200 $7.50 $24,000.00
Disclosure

SEC source: 0001628280-19-011484 · wf-form4_156779647199901.xml · nonDerivative · entry 2

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Randall James Levitt Revocable Trust

Disclosed balance after: 147,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2019 Filed Sep 6, 2019 15:01 UTC Exercise / conversionCommon Stock 3,100 $6.63 $20,553.00
Disclosure

SEC source: 0001628280-19-011484 · wf-form4_156779647199901.xml · nonDerivative · entry 1

Levitt Randall James · CIK 0001754029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Randall James Levitt Revocable Trust

Disclosed balance after: 144,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2019 Filed Oct 25, 2019 11:24 UTC
Bryan NickExecutive V.P., CMO, and GM
SaleCommon Stock 3,585 $12.03 $43,127.55
Disclosure

SEC source: 0001628280-19-012555 · wf-form4_157200261984198.xml · nonDerivative · entry 1

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,068

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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September 04, 2019 Filed Sep 6, 2019 16:23 UTC
Bryan NickExecutive V.P., CMO, and GM
Exercise / conversionStock Options · Derivative 7,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 9

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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September 04, 2019 Filed Sep 6, 2019 16:23 UTC
Bryan NickExecutive V.P., CMO, and GM
Exercise / conversionStock Options · Derivative 9,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 8

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 9,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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September 04, 2019 Filed Sep 6, 2019 16:23 UTC
Bryan NickExecutive V.P., CMO, and GM
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 7

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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September 04, 2019 Filed Sep 6, 2019 16:23 UTC
Bryan NickExecutive V.P., CMO, and GM
Exercise / conversionStock Options · Derivative 13,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · derivative · entry 6

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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September 04, 2019 Filed Sep 6, 2019 16:23 UTC
Bryan NickExecutive V.P., CMO, and GM
Tax withholdingCommon Stock 29,127 $12.00 $349,524.00
Disclosure

SEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 5

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,653

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September 04, 2019 Filed Sep 6, 2019 16:23 UTC
Bryan NickExecutive V.P., CMO, and GM
Exercise / conversionCommon Stock 7,000 $8.50 $59,500.00
Disclosure

SEC source: 0001628280-19-011468 · wf-form4_156778697875466.xml · nonDerivative · entry 4

Bryan Nick · CIK 0001754053 · Executive V.P., CMO, and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.