CBL

SEC source: 0001127602-20-010501 · form4.xml · derivative · entry 2

CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,520,703 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-010501 · form4.xml · nonDerivative · entry 1

CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555,808.764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the "Operating Partnership"), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 208,675 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-010485 · form4.xml · derivative · entry 8

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 49,365 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F6 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: By Stephen D. Lebovitz and Lisa S. Lebovitz Irrevocable Trust U/A dated 4/5/2003, Michael I. Lebovitz, Trustee

SEC source: 0001127602-20-010485 · form4.xml · derivative · entry 7

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 9,650 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F6 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Stephen D. Lebovitz Irrevocable Trust U/A dated 2/27/1998, Charles B. Lebovitz, Trustee

SEC source: 0001127602-20-010485 · form4.xml · derivative · entry 6

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 480,297 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F6 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-010485 · form4.xml · nonDerivative · entry 3

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 49,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: By Stephen D. Lebovitz and Lisa S. Lebovitz Irrevocable Trust U/A dated 4/5/2003, Michael I. Lebovitz, Trustee

SEC source: 0001127602-20-010485 · form4.xml · nonDerivative · entry 2

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Stephen D. Lebovitz Irrevocable Trust U/A dated 2/27/1998, Charles B. Lebovitz, Trustee

SEC source: 0001127602-20-010485 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057,504.91

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

SEC source: 0001127602-20-010483 · form4.xml · derivative · entry 8

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,431 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The reporting person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-010483 · form4.xml · derivative · entry 7

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,431

Underlying: Common Stock · 9,650 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The reporting person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-010483 · form4.xml · derivative · entry 6

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 208,675

Underlying: Common Stock · 15,520,703 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The reporting person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-010483 · form4.xml · nonDerivative · entry 3

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-010483 · form4.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-010483 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 16,555,808.764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-010484 · form4.xml · derivative · entry 7

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 54,155 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F6 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: By Michael I. Lebovitz and Lauren B. Lebovitz Irrevocable Trust U/A dated 3/24/2003, Stephen D. Lebovitz, Trustee

SEC source: 0001127602-20-010484 · form4.xml · derivative · entry 6

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,431 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F6 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: By Michael I. Lebovitz Irrevocable Trust U/A dated 1/06/1995, Charles B. Lebovitz, Trustee

SEC source: 0001127602-20-010484 · form4.xml · derivative · entry 5

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212,346 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F6 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-010484 · form4.xml · nonDerivative · entry 3

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 54,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: By Michael I. Lebovitz and Lauren B. Lebovitz Irrevocable Trust U/A dated 3/24/2003, Stephen D. Lebovitz, Trustee

SEC source: 0001127602-20-010484 · form4.xml · nonDerivative · entry 2

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: By Michael I. Lebovitz Irrevocable Trust U/A dated 1/06/1995, Charles B. Lebovitz, Trustee

SEC source: 0001127602-20-010484 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,350.9886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

SEC source: 0000931017-20-000004 · primary_doc.xml · nonDerivative · entry 3

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 14,133,091

F1 · balance_after: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors

F1 · ownership.nature: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors

SEC source: 0000931017-20-000004 · primary_doc.xml · nonDerivative · entry 2

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 13,233,091

F1 · balance_after: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors

F1 · ownership.nature: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors

SEC source: 0001127602-20-007895 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577,207.91

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-007903 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,041.6906

F1 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

F2 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0000931017-20-000004 · primary_doc.xml · nonDerivative · entry 1

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 12,333,091

F1 · balance_after: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors

F1 · ownership.nature: 14,100,000 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,895,040 of the shares owned by Investors

SEC source: 0001127602-20-007902 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,004.9886

F1 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-007898 · form4.xml · nonDerivative · entry 1

Harrison Michael C. Jr. · CIK 0001731413 · Executive VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,905.877

SEC source: 0001127602-20-007897 · form4.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402.84

SEC source: 0001127602-20-007892 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,050.387

F1 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-007890 · form4.xml · nonDerivative · entry 1

MITCHELL FARZANA K · CIK 0001220926 · Exec VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,841

SEC source: 0001127602-20-005750 · form4.xml · nonDerivative · entry 1

Harrison Michael C. Jr. · CIK 0001731413 · Executive VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,123.877

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

SEC source: 0001127602-20-005763 · form4.xml · nonDerivative · entry 1

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,744

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Persons owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 155,847 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-005738 · form4.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,034.84

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

SEC source: 0001127602-20-005759 · form4.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,789.387

F2 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-005759 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,322.387

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-005734 · form4.xml · nonDerivative · entry 2

MITCHELL FARZANA K · CIK 0001220926 · Exec VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,160

SEC source: 0001127602-20-005734 · form4.xml · nonDerivative · entry 1

MITCHELL FARZANA K · CIK 0001220926 · Exec VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,645

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

SEC source: 0001127602-20-005687 · form4.xml · nonDerivative · entry 2

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,287.6906

F2 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

F3 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0001127602-20-005687 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,561.6906

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

F3 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0001127602-20-005678 · form4.xml · nonDerivative · entry 2

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,147.9886

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-005678 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,906.9886

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-005900 · form4.xml · nonDerivative · entry 2

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592,511.91

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-005900 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,939.91

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F1 · price: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-007885 · form4a.xml · nonDerivative · entry 2

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,561.6906

F2 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

F3 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0001127602-20-007885 · form4a.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,046.6906

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: 7,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.

F3 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0001127602-20-007881 · form4a.xml · nonDerivative · entry 2

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,421.9886

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0001127602-20-007881 · form4a.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,906.9886

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

F2 · ownership.direct: Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 212,346 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.

SEC source: 0000931017-20-000003 · primary_doc.xml · nonDerivative · entry 1

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-20-001348 · form4.xml · nonDerivative · entry 1

Lieb Richard J · CIK 0001430075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,662.8934

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.

SEC source: 0001127602-20-001353 · form4.xml · nonDerivative · entry 1

TIFFANY CAROLYN · CIK 0001139253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,091

F1 · shares: Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.