organization · Reporting owner
CBL & ASSOCIATES INC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CBL & ASSOCIATES PROPERTIES INC
Report date November 01, 2021 · Filed November 03, 2021
Section 16 reporting ended · disclosed 2021-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-01 · Disposition to issuer · Disposed 15,520,703.764 · Balance 0 F1: Beginning on November 1, 2020, CBL & Associates Properties, Inc. and certain affiliated companies (collectively, the "Debtors") each filed petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under chapter 11 of the United States Bankruptcy Code. On August 11, 2021, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization (the "Plan") and the Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Technical Plan Supplement"), dated as of August 9, 2021. On November 1, 2021 (the "Effective Date"), the conditions to effectiveness of the Plan were satisfied and the Debtors emerged from the Chapter 11 Cases. F2: On the Effective Date, by operation of the Plan, all agreements, instruments, and other documents evidencing, relating to or connected with any equity interests of the Company, including (1) the REIT's old common stock, par value $0.01 per share (the "Old Common Stock"), and the REIT's old preferred stock and related depositary shares (the "Old Preferred Stock") and (2) the Operating Partnership's old limited partnership common interests (the "Old LP Common Interests") and the old limited partnership preferred interests (the "Old LP Preferred Interests") related to the REIT's Old Preferred Stock, in each case issued and outstanding immediately prior to the Effective Date, and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no force or effect |
| Common StockSEC Table I · non-derivative | Direct | 84,708 |
Reported balance
After 2021-11-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-11-01 · Grant · Acquired 84,708 · Balance 84,708 F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, their pro rata share of common stock ("New Common Stock") representing 5.5% of the shares of the reorganized Company (subject to dilution for a new management incentive plan). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F5: Following these transactions, the Reporting Person is no longer a 10% beneficial owner subject to Section 16. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnerships | 0 |
Reported balance
After 2021-11-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-11-01 · Disposition to issuer · Disposed 208,675 · Balance 0 F1: Beginning on November 1, 2020, CBL & Associates Properties, Inc. and certain affiliated companies (collectively, the "Debtors") each filed petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under chapter 11 of the United States Bankruptcy Code. On August 11, 2021, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization (the "Plan") and the Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Technical Plan Supplement"), dated as of August 9, 2021. On November 1, 2021 (the "Effective Date"), the conditions to effectiveness of the Plan were satisfied and the Debtors emerged from the Chapter 11 Cases. F2: On the Effective Date, by operation of the Plan, all agreements, instruments, and other documents evidencing, relating to or connected with any equity interests of the Company, including (1) the REIT's old common stock, par value $0.01 per share (the "Old Common Stock"), and the REIT's old preferred stock and related depositary shares (the "Old Preferred Stock") and (2) the Operating Partnership's old limited partnership common interests (the "Old LP Common Interests") and the old limited partnership preferred interests (the "Old LP Preferred Interests") related to the REIT's Old Preferred Stock, in each case issued and outstanding immediately prior to the Effective Date, and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no force or effect F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnerships | 1,139 |
Reported balance
After 2021-11-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-11-01 · Grant · Acquired 1,139 · Balance 1,139 F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, their pro rata share of common stock ("New Common Stock") representing 5.5% of the shares of the reorganized Company (subject to dilution for a new management incentive plan). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F5: Following these transactions, the Reporting Person is no longer a 10% beneficial owner subject to Section 16. F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Beginning on November 1, 2020, CBL & Associates Properties, Inc. and certain affiliated companies (collectively, the "Debtors") each filed petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under chapter 11 of the United States Bankruptcy Code. On August 11, 2021, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization (the "Plan") and the Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Technical Plan Supplement"), dated as of August 9, 2021. On November 1, 2021 (the "Effective Date"), the conditions to effectiveness of the Plan were satisfied and the Debtors emerged from the Chapter 11 Cases.
F2: On the Effective Date, by operation of the Plan, all agreements, instruments, and other documents evidencing, relating to or connected with any equity interests of the Company, including (1) the REIT's old common stock, par value $0.01 per share (the "Old Common Stock"), and the REIT's old preferred stock and related depositary shares (the "Old Preferred Stock") and (2) the Operating Partnership's old limited partnership common interests (the "Old LP Common Interests") and the old limited partnership preferred interests (the "Old LP Preferred Interests") related to the REIT's Old Preferred Stock, in each case issued and outstanding immediately prior to the Effective Date, and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no force or effect
F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, their pro rata share of common stock ("New Common Stock") representing 5.5% of the shares of the reorganized Company (subject to dilution for a new management incentive plan). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.
F5: Following these transactions, the Reporting Person is no longer a 10% beneficial owner subject to Section 16.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2021 Filed Nov 3, 2021 21:47 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028349 · form4.xml · nonDerivative · entry 4 CBL & ASSOCIATES INC · CIK 0001280129 · No longer a 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnerships Disclosed balance after: 1,139 F4 · kind: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, their pro rata share of common stock ("New Common Stock") representing 5.5% of the shares of the reorganized Company (subject to dilution for a new management incentive plan). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F5 · balance_after: Following these transactions, the Reporting Person is no longer a 10% beneficial owner subject to Section 16. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:47 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | GrantCommon Stock | 84,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028349 · form4.xml · nonDerivative · entry 3 CBL & ASSOCIATES INC · CIK 0001280129 · No longer a 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,708 F4 · kind: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, their pro rata share of common stock ("New Common Stock") representing 5.5% of the shares of the reorganized Company (subject to dilution for a new management incentive plan). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F5 · balance_after: Following these transactions, the Reporting Person is no longer a 10% beneficial owner subject to Section 16. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:47 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Disposition to issuerCommon Stock | 208,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028349 · form4.xml · nonDerivative · entry 2 CBL & ASSOCIATES INC · CIK 0001280129 · No longer a 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnerships Disclosed balance after: 0 F1 · shares: Beginning on November 1, 2020, CBL & Associates Properties, Inc. and certain affiliated companies (collectively, the "Debtors") each filed petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under chapter 11 of the United States Bankruptcy Code. On August 11, 2021, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization (the "Plan") and the Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Technical Plan Supplement"), dated as of August 9, 2021. On November 1, 2021 (the "Effective Date"), the conditions to effectiveness of the Plan were satisfied and the Debtors emerged from the Chapter 11 Cases. F2 · shares: On the Effective Date, by operation of the Plan, all agreements, instruments, and other documents evidencing, relating to or connected with any equity interests of the Company, including (1) the REIT's old common stock, par value $0.01 per share (the "Old Common Stock"), and the REIT's old preferred stock and related depositary shares (the "Old Preferred Stock") and (2) the Operating Partnership's old limited partnership common interests (the "Old LP Common Interests") and the old limited partnership preferred interests (the "Old LP Preferred Interests") related to the REIT's Old Preferred Stock, in each case issued and outstanding immediately prior to the Effective Date, and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no force or effect F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:47 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | Disposition to issuerCommon Stock | 15,520,703.764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028349 · form4.xml · nonDerivative · entry 1 CBL & ASSOCIATES INC · CIK 0001280129 · No longer a 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Beginning on November 1, 2020, CBL & Associates Properties, Inc. and certain affiliated companies (collectively, the "Debtors") each filed petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under chapter 11 of the United States Bankruptcy Code. On August 11, 2021, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization (the "Plan") and the Third Amended Joint Chapter 11 Plan of CBL & Associates Properties, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Technical Plan Supplement"), dated as of August 9, 2021. On November 1, 2021 (the "Effective Date"), the conditions to effectiveness of the Plan were satisfied and the Debtors emerged from the Chapter 11 Cases. F2 · shares: On the Effective Date, by operation of the Plan, all agreements, instruments, and other documents evidencing, relating to or connected with any equity interests of the Company, including (1) the REIT's old common stock, par value $0.01 per share (the "Old Common Stock"), and the REIT's old preferred stock and related depositary shares (the "Old Preferred Stock") and (2) the Operating Partnership's old limited partnership common interests (the "Old LP Common Interests") and the old limited partnership preferred interests (the "Old LP Preferred Interests") related to the REIT's Old Preferred Stock, in each case issued and outstanding immediately prior to the Effective Date, and any rights of any holder in respect thereof, were deemed cancelled, discharged and of no force or effect Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 15:52 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | SaleCommon Stock | 1,035,105 | $0.18 | $181,557.42 |
DisclosureSEC source: 0001127602-20-024971 · form4.xml · nonDerivative · entry 1 CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,520,703.764 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 19:50 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | ConversionCommon Units · Derivative | 208,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-022662 · form4.xml · derivative · entry 3 CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnerships Disclosed balance after: 0 Underlying: Common Stock · 208,675 shares Expires 2043-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price. F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock. F8 · derivative.exercise_date: Immediately exercisable. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F3 · ownership.direct: Includes 50,425 Common Units exchanged for Common Stock owned directly by Warehouse Partnership, a general partnership controlled by the Reporting Person. F4 · ownership.direct: Includes 58,203 Common Units exchanged for Common Stock owned directly by CBL Employees Partnership/Conway, a general partnership controlled by the Reporting Person. F5 · ownership.direct: Includes 7,254 Common Units exchanged for Common Stock owned directly by Girvin Road Partnership, a general partnership controlled by the Reporting Person. F6 · ownership.direct: Includes 92,793 Common Units exchanged for Common Stock owned directly by Foothills Plaza Partnership, a general partnership controlled by the Reporting Person. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 19:50 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | ConversionCommon Stock | 208,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022662 · form4.xml · nonDerivative · entry 1 CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnerships Disclosed balance after: 208,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F3 · ownership.direct: Includes 50,425 Common Units exchanged for Common Stock owned directly by Warehouse Partnership, a general partnership controlled by the Reporting Person. F4 · ownership.direct: Includes 58,203 Common Units exchanged for Common Stock owned directly by CBL Employees Partnership/Conway, a general partnership controlled by the Reporting Person. F5 · ownership.direct: Includes 7,254 Common Units exchanged for Common Stock owned directly by Girvin Road Partnership, a general partnership controlled by the Reporting Person. F6 · ownership.direct: Includes 92,793 Common Units exchanged for Common Stock owned directly by Foothills Plaza Partnership, a general partnership controlled by the Reporting Person. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:33 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | ConversionCommon Units · Derivative | 15,520,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-010501 · form4.xml · derivative · entry 2 CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,520,703 shares Expires 2043-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price. F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock. F4 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:33 UTC | CBL & ASSOCIATES PROPERTIES INC CBL · Entity 1483 | ConversionCommon Stock | 15,520,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010501 · form4.xml · nonDerivative · entry 1 CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,555,808.764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock. F2 · ownership.direct: Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the "Operating Partnership"), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 208,675 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.