CBL

SEC source: 0001127602-21-006630 · form4.xml · nonDerivative · entry 1

Reinsmidt Kathryn A. · CIK 0001698266 · Exec VP-Chief Invest. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,652.84

SEC source: 0001127602-21-006628 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,452.9886

SEC source: 0001127602-21-028248 · form4a.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,452.9886

SEC source: 0001127602-20-030685 · form4.xml · nonDerivative · entry 1

Harrison Michael C. Jr. · CIK 0001731413 · Executive VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655.877

SEC source: 0001127602-20-029994 · form4.xml · nonDerivative · entry 4

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-20-029994 · form4.xml · nonDerivative · entry 3

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-20-029994 · form4.xml · nonDerivative · entry 2

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.0373

SEC source: 0001127602-20-029994 · form4.xml · nonDerivative · entry 1

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.1047

SEC source: 0001127602-20-029945 · form4.xml · nonDerivative · entry 2

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,441.6906

F1 · ownership.direct: 4,858.4080 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse. The 2,500 and 100 sales of shares were from this joint account.

F2 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0001127602-20-029945 · form4.xml · nonDerivative · entry 1

Curry Jeffery V. · CIK 0001542140 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,541.6906

F1 · ownership.direct: 4,858.4080 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse. The 2,500 and 100 sales of shares were from this joint account.

F2 · ownership.direct: 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account.

SEC source: 0001127602-20-029998 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-029996 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,710

F1 · kind: The Reporting Person's adult son deposited shares which the son owned into a Trust for the benefit of himself (the adult son), with the Reporting Person serving as Trustee of such Trust.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-025551 · form4.xml · nonDerivative · entry 1

MITCHELL FARZANA K · CIK 0001220926 · Exec VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,298

SEC source: 0001127602-20-024988 · form4.xml · nonDerivative · entry 2

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,011.6341

F2 · shares: Fractional shares of .44 were previously disposed of on 8/11/2020 for cash.

F3 · price: The shares were sold in multiple transactions at prices ranging from $3.48 to $22.225, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Counsel, Jeffery V. Curry.

SEC source: 0001127602-20-024988 · form4.xml · nonDerivative · entry 1

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,533.0741

F1 · price: The shares [18,521] were sold in multiple transactions at prices ranging from $0.1790 to $0.1800, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Counsel, Jeffery V. Curry.

SEC source: 0001127602-20-024987 · form4.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 15,729,378.764

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-024987 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: Fractional shares of .7746 were previously disposed of on 5/18/2020 for cash.

F2 · price: The shares [26,726] were sold in multiple transactions at prices ranging from $0.1800 to $0.1801, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Counsel, Jeffery V. Curry.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-024971 · form4.xml · nonDerivative · entry 1

CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,520,703.764

SEC source: 0001127602-20-024969 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-022701 · form4.xml · derivative · entry 4

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,847 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F5 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-022701 · form4.xml · derivative · entry 3

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 52,980 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F5 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: By Alan L. Lebovitz and Allison G. Lebovitz Irrevocable Trust U/A dated 3/24/2003, Michael I. Lebovitz, Trustee

SEC source: 0001127602-20-022701 · form4.xml · nonDerivative · entry 2

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

SEC source: 0001127602-20-022701 · form4.xml · nonDerivative · entry 1

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: By Alan L. Lebovitz and Allison G. Lebovitz Irrevocable Trust U/A dated 3/24/2003, Michael I. Lebovitz, Trustee

SEC source: 0001127602-20-022670 · form4.xml · derivative · entry 8

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 0

Underlying: Common Stock · 208,675 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-022670 · form4.xml · derivative · entry 7

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Common Stock · 489,071 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-022670 · form4.xml · derivative · entry 6

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756,350 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-022670 · form4.xml · nonDerivative · entry 3

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 16,764,483.764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-022670 · form4.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 489,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-022670 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,915.387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

SEC source: 0001127602-20-022662 · form4.xml · derivative · entry 3

CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnerships

Disclosed balance after: 0

Underlying: Common Stock · 208,675 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F8 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

F3 · ownership.direct: Includes 50,425 Common Units exchanged for Common Stock owned directly by Warehouse Partnership, a general partnership controlled by the Reporting Person.

F4 · ownership.direct: Includes 58,203 Common Units exchanged for Common Stock owned directly by CBL Employees Partnership/Conway, a general partnership controlled by the Reporting Person.

F5 · ownership.direct: Includes 7,254 Common Units exchanged for Common Stock owned directly by Girvin Road Partnership, a general partnership controlled by the Reporting Person.

F6 · ownership.direct: Includes 92,793 Common Units exchanged for Common Stock owned directly by Foothills Plaza Partnership, a general partnership controlled by the Reporting Person.

SEC source: 0001127602-20-022662 · form4.xml · nonDerivative · entry 1

CBL & ASSOCIATES INC · CIK 0001280129 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnerships

Disclosed balance after: 208,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

F3 · ownership.direct: Includes 50,425 Common Units exchanged for Common Stock owned directly by Warehouse Partnership, a general partnership controlled by the Reporting Person.

F4 · ownership.direct: Includes 58,203 Common Units exchanged for Common Stock owned directly by CBL Employees Partnership/Conway, a general partnership controlled by the Reporting Person.

F5 · ownership.direct: Includes 7,254 Common Units exchanged for Common Stock owned directly by Girvin Road Partnership, a general partnership controlled by the Reporting Person.

F6 · ownership.direct: Includes 92,793 Common Units exchanged for Common Stock owned directly by Foothills Plaza Partnership, a general partnership controlled by the Reporting Person.

SEC source: 0001127602-20-024492 · form4a.xml · derivative · entry 8

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Common Stock · 489,071 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F5 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-024492 · form4a.xml · derivative · entry 7

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756,350 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F5 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-024492 · form4a.xml · derivative · entry 6

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 0

Underlying: Common Stock · 208,675 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F5 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-024492 · form4a.xml · nonDerivative · entry 3

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 489,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-024492 · form4a.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,915.387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

SEC source: 0001127602-20-024492 · form4a.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 16,764,483.764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-024984 · form4a.xml · derivative · entry 5

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,847 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.

F6 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001127602-20-024984 · form4a.xml · derivative · entry 4

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 52,980 shares

Expires 2043-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common Units are exercisable on a 1 to 1 ratio with no exercise price.

F6 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: By Alan L. Lebovitz and Allison G. Lebovitz Irrevocable Trust U/A dated 3/24/2003, Michael I. Lebovitz, Trustee

SEC source: 0001127602-20-024984 · form4a.xml · nonDerivative · entry 2

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,432.0741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F4 · balance_after: This is a correction of the beginning balance on the reporting persons Form 3 at February 13, 2018 due to a missing broker account.

SEC source: 0001127602-20-024984 · form4a.xml · nonDerivative · entry 1

LEBOVITZ ALAN L. · CIK 0001457217 · Executive VP - Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: By Alan L. Lebovitz and Allison G. Lebovitz Irrevocable Trust U/A dated 3/24/2003, Michael I. Lebovitz, Trustee

SEC source: 0001127602-20-017280 · form4.xml · nonDerivative · entry 4

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F4 · price: These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person, as Trustee for a trust for the benefit of his daughter, on March 17, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2050 to $0.2096, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.

F5 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F6 · ownership.direct: This report deletes indirect beneficial ownership erroneously included on the Reporting Person's prior report for (i) 9,650 shares held by the Stephen D. Lebovitz Irrevocable Trust U/A dated 2/27/1998, Charles B. Lebovitz, Trustee and (ii) 49,365 shares held by the Stephen D. Lebovitz and Lisa S. Lebovitz Irrevocable Trust U/A dated 4/5/2003, Michael I. Lebovitz, Trustee. The Reporting Person established these Trusts for the sole benefit of his children, has no power to revoke either Trust, and does not serve as Trustee or otherwise exercise investment power over shares held by such Trusts.

SEC source: 0001127602-20-017280 · form4.xml · nonDerivative · entry 3

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,129

F3 · price: These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person, as Trustee for a trust for the benefit of his son, on March 17, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2003 to $0.2100, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.

SEC source: 0001127602-20-017280 · form4.xml · nonDerivative · entry 2

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,824

F2 · price: These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person, as Trustee for a trust for the benefit of his Son, on March 17, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2021 to $0.2050, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.

SEC source: 0001127602-20-017280 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746,058.91

F1 · price: These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person on March 17, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.193 to $0.2100, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.

SEC source: 0001127602-20-017277 · form4.xml · nonDerivative · entry 1

LEBOVITZ MICHAEL I · CIK 0001220924 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,350.9886

F1 · price: These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person on March 16, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1950 to $0.2100, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.

SEC source: 0001127602-20-017293 · form4.xml · nonDerivative · entry 2

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,052

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person, as Trustee for a trust for the benefit of his granddaughter, on March 30, 2020.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-20-017293 · form4.xml · nonDerivative · entry 1

LEBOVITZ CHARLES B · CIK 0000936808 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,565.387

F1 · price: These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person on March 30, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1951 to $0.2100, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.

SEC source: 0000931017-20-000005 · primary_doc.xml · nonDerivative · entry 1

ASHNER MICHAEL L · CIK 0001139233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 15,250,000

F1 · balance_after: 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors.

F1 · ownership.nature: 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors.

SEC source: 0001127602-20-011902 · form4.xml · nonDerivative · entry 1

LEBOVITZ STEPHEN D · CIK 0001220925 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,058.91