CAVA

SEC source: 0000899243-23-016247 · doc4.xml · nonDerivative · entry 2

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,055,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series B Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · nonDerivative · entry 1

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,568,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 9

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III, LLC

Disclosed balance after: 0

Underlying: Common Stock · 5,957,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F7 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F7 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

F8 · ownership.nature: Represents securities held by Cava Act III, LLC.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 8

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III Trust, LLC

Disclosed balance after: 0

Underlying: Common Stock · 3,565,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F7 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F7 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 7

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III Trust, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,985,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F6 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F6 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 6

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III Trust, LLC

Disclosed balance after: 0

Underlying: Common Stock · 135,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F3 · derivative.exercise_date: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F3 · derivative.expiration_date: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 5

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III, LLC

Disclosed balance after: 5,957,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

F8 · ownership.nature: Represents securities held by Cava Act III, LLC.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 4

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III Trust, LLC

Disclosed balance after: 5,687,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 3

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III Trust, LLC

Disclosed balance after: 2,121,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 2

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cava Act III Trust, LLC

Disclosed balance after: 135,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC.

F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein.

SEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 1

SHAICH RONALD M · CIK 0001034193 · Director · 10% owner

Cava Act III Trust, LLC · CIK 0001978461 · 10% owner

Cava Act III, LLC · CIK 0001978531 · 10% owner

Act III Holdings LLC · CIK 0001750383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") upon settlement.

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023140 · wk-form4_1687465996.xml · derivative · entry 3

KOCHEVAR KAREN · CIK 0001633916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into common stock, par value $0.0001 per share ("Common Stock") on a one for one basis. These shares of Series E Preferred Stock had no expiration date. Shares reported reflect the 3-for-1 forward stock split of Common Stock which became effective on June 2, 2023 in connection with the Issuer's initial public offering.

F1 · derivative.exercise_date: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into common stock, par value $0.0001 per share ("Common Stock") on a one for one basis. These shares of Series E Preferred Stock had no expiration date. Shares reported reflect the 3-for-1 forward stock split of Common Stock which became effective on June 2, 2023 in connection with the Issuer's initial public offering.

F1 · derivative.expiration_date: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into common stock, par value $0.0001 per share ("Common Stock") on a one for one basis. These shares of Series E Preferred Stock had no expiration date. Shares reported reflect the 3-for-1 forward stock split of Common Stock which became effective on June 2, 2023 in connection with the Issuer's initial public offering.

SEC source: 0001628280-23-023140 · wk-form4_1687465996.xml · nonDerivative · entry 2

KOCHEVAR KAREN · CIK 0001633916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,722

F2 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of next annual meeting of the Issuer's stockholders, subject to reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023140 · wk-form4_1687465996.xml · nonDerivative · entry 1

KOCHEVAR KAREN · CIK 0001633916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into common stock, par value $0.0001 per share ("Common Stock") on a one for one basis. These shares of Series E Preferred Stock had no expiration date. Shares reported reflect the 3-for-1 forward stock split of Common Stock which became effective on June 2, 2023 in connection with the Issuer's initial public offering.

SEC source: 0001628280-23-023144 · wk-form4_1687466073.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement.

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023148 · wk-form4_1687466178.xml · nonDerivative · entry 1

Shanahan Lauri M · CIK 0001325277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement.

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023150 · wk-form4_1687466203.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement.

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023135 · wk-form4_1687465858.xml · derivative · entry 6

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,482

Underlying: Common Stock · 90,482 shares

Expires 2033-06-14

F7 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.

SEC source: 0001628280-23-023135 · wk-form4_1687465858.xml · nonDerivative · entry 4

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,500

SEC source: 0001628280-23-023135 · wk-form4_1687465858.xml · nonDerivative · entry 3

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,993

F5 · kind: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023147 · wk-form4_1687466153.xml · nonDerivative · entry 1

Klein Todd · CIK 0001966272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") upon settlement.

F2 · kind: The reporting person is party to a Nominee and Assignment Agreement with Revolution Growth Management Company, Inc. ("RGMC") pursuant to which he will be required to transfer the Common Stock underlying such RSUs to RGMC following the settlement thereof. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act or for any other purpose.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023146 · wk-form4_1687466126.xml · nonDerivative · entry 1

Felt Benjamin · CIK 0001966295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement.

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023145 · wk-form4_1687466098.xml · derivative · entry 4

Phillips Adam David · CIK 0001966224 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,058

Underlying: Common Stock · 11,058 shares

Expires 2033-06-14

F6 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.

SEC source: 0001628280-23-023145 · wk-form4_1687466098.xml · nonDerivative · entry 2

Phillips Adam David · CIK 0001966224 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,854

F4 · kind: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023143 · wk-form4_1687466049.xml · nonDerivative · entry 1

Bosserman David · CIK 0001966305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement.

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023139 · wk-form4_1687465965.xml · derivative · entry 9

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,268

Underlying: Common Stock · 50,268 shares

Expires 2033-06-14

F9 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.

SEC source: 0001628280-23-023139 · wk-form4_1687465965.xml · derivative · entry 8

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 455,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F6 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F6 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

SEC source: 0001628280-23-023139 · wk-form4_1687465965.xml · nonDerivative · entry 6

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,500

SEC source: 0001628280-23-023139 · wk-form4_1687465965.xml · nonDerivative · entry 5

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,297

F7 · kind: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023139 · wk-form4_1687465965.xml · nonDerivative · entry 4

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · derivative · entry 10

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,214

Underlying: Common Stock · 40,214 shares

Expires 2033-06-14

F8 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 7

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Daughter

Disclosed balance after: 195

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 6

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 600

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 5

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,500

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 4

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,382

F5 · kind: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023136 · wk-form4_1687465901.xml · derivative · entry 6

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,268

Underlying: Common Stock · 50,268 shares

Expires 2033-06-14

F7 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.

SEC source: 0001628280-23-023136 · wk-form4_1687465901.xml · nonDerivative · entry 4

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 300

SEC source: 0001628280-23-023136 · wk-form4_1687465901.xml · nonDerivative · entry 3

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,538

F5 · kind: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · derivative · entry 12

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,123

Underlying: Common Stock · 647,123 shares

Expires 2033-06-14

F8 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in five equal annual installments commencing on June 14, 2024.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · derivative · entry 11

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 682,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F5 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F5 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · derivative · entry 10

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 57,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F5 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F5 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · derivative · entry 9

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 147,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F5 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F5 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · nonDerivative · entry 7

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 682,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · nonDerivative · entry 6

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 57,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · nonDerivative · entry 5

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 992,421

F6 · kind: Reflects a grant of RSUs which vest in five equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023134 · wk-form4_1687465820.xml · nonDerivative · entry 4

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023139 · wk-form4_1687465965.xml · nonDerivative · entry 3

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,954

F5 · kind: On May 22, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on May 8, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023.

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · derivative · entry 9

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,108

Underlying: Common Stock · 7,035 shares

Expires 2032-05-10

F7 · derivative.exercise_date: Remaining options vest in three equal annual installments commencing January 20, 2024.

SEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 3

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,928

F3 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-023135 · wk-form4_1687465858.xml · derivative · entry 5

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,115

Underlying: Common Stock · 29,115 shares

Expires 2033-04-03

F6 · kind: On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.

F6 · derivative.exercise_date: On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.