person · Reporting owner
Bertram Kenneth Robert
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAVA GROUP, INC.CAVA · Entity 756 | CLO & Secretary | March 05, 2026 | March 06, 2026 |
| Ollie's Bargain Outlet Holdings, Inc.OLLI · Entity 3996 | SVP, General Counsel | August 03, 2021 | August 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAVA GROUP, INC.
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,958 |
Reported balance
After 2026-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-05 · Sale · Disposed 15,000 · Balance 37,958 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.83, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2: Includes unvested restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,500 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 195 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 195 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.83, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: Includes unvested restricted stock units.
Ollie's Bargain Outlet Holdings, Inc.
Report date August 03, 2021 · Filed August 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 28,630 |
Ending reported balance
After 2021-08-03 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-08-03 · Exercise / conversion · Acquired 1,789 · Balance 30,993 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Row 2 · 2021-08-03 · Sale · Disposed 1,789 · Balance 29,204 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Row 3 · 2021-08-03 · Exercise / conversion · Acquired 1,366 · Balance 30,570 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Row 4 · 2021-08-03 · Sale · Disposed 1,366 · Balance 29,204 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Row 5 · 2021-08-03 · Exercise / conversion · Acquired 1,845 · Balance 31,049 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Row 6 · 2021-08-03 · Sale · Disposed 1,845 · Balance 29,204 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Row 7 · 2021-08-03 · Sale · Disposed 574 · Balance 28,630 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. |
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.20 · Expires 2027-03-22 | Direct | 0 |
Reported balance
After 2021-08-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-03 · Exercise / conversion · Disposed 1,789 · Balance 0 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F5: Options vested and became exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 7,156 options, of which 1,789 of the options vested on March 22, 2018; 1,789 of the options vested on March 22, 2019; 1,789 of the options vested on March 22, 2020 and 1,789 of the options vested on March 22, 2021. |
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.90 · Expires 2028-03-28 | Direct | 1,366 |
Reported balance
After 2021-08-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-03 · Exercise / conversion · Disposed 1,366 · Balance 1,366 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F6: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vested on March 28, 2019; 1,366 of the options vested on March 28, 2020; 1,366 of the options vested on March 28, 2021 and 1,366 of the options will vest on March 28, 2022. |
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.89 · Expires 2029-03-20 | Direct | 2,670 |
Reported balance
After 2021-08-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-08-03 · Exercise / conversion · Disposed 1,845 · Balance 2,670 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F7: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5: Options vested and became exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 7,156 options, of which 1,789 of the options vested on March 22, 2018; 1,789 of the options vested on March 22, 2019; 1,789 of the options vested on March 22, 2020 and 1,789 of the options vested on March 22, 2021.
F6: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vested on March 28, 2019; 1,366 of the options vested on March 28, 2020; 1,366 of the options vested on March 28, 2021 and 1,366 of the options will vest on March 28, 2022.
F7: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 6, 2026 21:07 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 15,000 | $80.33 | $1,204,950.00 |
DisclosureSEC source: 0001628280-26-015612 · wk-form4_1772831244.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,958 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.83, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:35 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 3,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013274 · wk-form4_1772487324.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,958 F1 · kind: Reflects a grant of restricted stock units ("RSUs"), which vest in three equal annual installments commencing on January 24, 2027, subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 ("Common Stock") per share upon settlement. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:10 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 336 | $62.50 | $21,000.00 |
DisclosureSEC source: 0001628280-26-004124 · wk-form4_1769721012.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,122 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in column 4 represents the weighted average price of 15,886 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $62.40 to $62.72, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:10 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 658 | $61.96 | $40,769.68 |
DisclosureSEC source: 0001628280-26-004124 · wk-form4_1769721012.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,458 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in column 4 represents the weighted average price of 31,092 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $61.40 to $62.39, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 21:14 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 1,074 | $67.41 | $72,398.34 |
DisclosureSEC source: 0001628280-26-003289 · wk-form4_1769202842.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,116 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in column 4 represents the weighted average price of 52,702 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $67.05 to $67.78, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:07 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 47 | $45.18 | $2,123.46 |
DisclosureSEC source: 0001628280-25-057629 · wk-form4_1766005671.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,190 F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 16, 2025 through December 14, 2025. F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 12, 2025. F3 · balance_after: Includes unvested restricted stock units. Read SEC document |
| November 26, 2025 Filed Nov 28, 2025 18:03 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 3,788 | $50.70 | $192,051.60 |
DisclosureSEC source: 0001628280-25-054249 · wk-form4_1764353003.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,143 F1 · balance_after: Includes unvested restricted stock units. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:10 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 3,771 | $58.86 | $221,961.06 |
DisclosureSEC source: 0001628280-25-043412 · wk-form4_1759349423.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,931 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in column 4 represents the weighted average price of 3,771 shares of Common Stock sold by the broker on behalf of the Reporting Person as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $58.82 to $58.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:20 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 374 | $76.11 | $28,465.14 |
DisclosureSEC source: 0001628280-25-032127 · wk-form4_1750278032.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,533 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in column 4 represents the weighted average price of 13,402 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $75.58 to $76.52, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:20 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 1,824 | $74.96 | $136,727.04 |
DisclosureSEC source: 0001628280-25-032127 · wk-form4_1750278032.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,907 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in column 4 represents the weighted average price of 65,026 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $74.58 to $75.55, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 16, 2025 Filed Jun 26, 2025 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 169 | $63.38 | $10,711.22 |
DisclosureSEC source: 0001628280-25-033127 · wk-form4_1750968083.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,702 F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of December 16, 2024 through June 15, 2025. F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 13, 2025. F3 · balance_after: Includes unvested restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:46 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantStock Options (right to buy) · Derivative | 6,481 | $0.00 Strike: $95.03 | $0.00 |
DisclosureSEC source: 0001628280-25-010019 · wk-form4_1741128406.xml · derivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,481 Underlying: Common Stock · 6,481 shares Expires 2035-02-28 F3 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2026. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:46 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 3,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010019 · wk-form4_1741128406.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,731 F1 · kind: Reflects a grant of restricted stock units ("RSUs"), which vest in four equal annual installments commencing on January 24, 2026, subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 ("Common Stock") per share upon settlement. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 149 | $125.12 | $18,642.88 |
DisclosureSEC source: 0001628280-25-002988 · wk-form4_1738184470.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,312 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F5 · price: The price reported in column 4 represents the weighted average price of 8,397 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $124.89 to $125.69, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 380 | $124.47 | $47,298.60 |
DisclosureSEC source: 0001628280-25-002988 · wk-form4_1738184470.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,461 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in column 4 represents the weighted average price of 21,393 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $123.89 to $124.88, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 149 | $123.47 | $18,397.03 |
DisclosureSEC source: 0001628280-25-002988 · wk-form4_1738184470.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,841 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in column 4 represents the weighted average price of 8,413 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $122.85 to $123.81, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:07 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 201 | $119.80 | $24,079.80 |
DisclosureSEC source: 0001628280-25-002353 · wk-form4_1737666448.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,990 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in column 4 represents the weighted average price of 11,436 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $119.59 to $120.13, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:07 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 757 | $119.01 | $90,090.57 |
DisclosureSEC source: 0001628280-25-002353 · wk-form4_1737666448.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,191 F1 · kind: The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in column 4 represents the weighted average price of 44,130 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $118.59 to $119.58, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| December 15, 2024 Filed Dec 27, 2024 21:08 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 111 | $79.85 | $8,863.35 |
DisclosureSEC source: 0001628280-24-052508 · wk-form4_1735333675.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,948 F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 17, 2024 through December 15, 2024. F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 17, 2024. F3 · balance_after: Includes unvested restricted stock units. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 21:25 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 5,004 | $150.27 | $751,951.08 |
DisclosureSEC source: 0001628280-24-050471 · wk-form4_1733779528.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,837 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.09 to $150.40, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:03 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Tax withholdingCommon Stock | 3,525 | $123.76 | $436,254.00 |
DisclosureSEC source: 0001628280-24-041726 · wk-form4_1727813016.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,841 F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes unvested RSUs. Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 20:59 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 5,250 | $95.28 | $500,220.00 |
DisclosureSEC source: 0001628280-24-028833 · wk-form4_1718744371.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,005 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.50, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| June 16, 2024 Filed Jun 25, 2024 20:11 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 361 | $27.62 | $9,970.82 |
DisclosureSEC source: 0001628280-24-029892 · wk-form4_1719346293.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,366 F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of December 11, 2023 through June 16, 2024. F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 11, 2023. F3 · balance_after: Includes unvested restricted stock units. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:59 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Tax withholdingCommon Stock | 1,614 | $89.93 | $145,147.02 |
DisclosureSEC source: 0001628280-24-028833 · wk-form4_1718744371.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,255 F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes unvested RSUs. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:10 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Tax withholdingCommon Stock | 689 | $47.84 | $32,961.76 |
DisclosureSEC source: 0001628280-24-002348 · wk-form4_1706303425.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,869 F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes unvested RSUs. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 21:08 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Tax withholdingCommon Stock | 1,090 | $46.25 | $50,412.50 |
DisclosureSEC source: 0001628280-24-001942 · wk-form4_1706044086.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,558 F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes unvested RSUs. Read SEC document |
| December 10, 2023 Filed Dec 18, 2023 21:04 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 586 | $27.40 | $16,056.40 |
DisclosureSEC source: 0001628280-23-041787 · wk-form4_1702933445.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,648 F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 26, 2023 through December 10, 2023. F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 8, 2023. F3 · balance_after: Includes unvested restricted stock units. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 20:13 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Tax withholdingCommon Stock | 2,320 | $31.42 | $72,894.40 |
DisclosureSEC source: 0001628280-23-033303 · wk-form4_1696018420.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,062 F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes unvested RSUs. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantStock Options (right to buy) · Derivative | 40,214 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · derivative · entry 10 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,214 Underlying: Common Stock · 40,214 shares Expires 2033-06-14 F8 · derivative.exercise_date: Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | PurchaseCommon Stock | 195 | $22.00 | $4,290.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 7 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By Daughter Disclosed balance after: 195 Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | PurchaseCommon Stock | 600 | $22.00 | $13,200.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 600 Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | PurchaseCommon Stock | 1,500 | $22.00 | $33,000.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 1,500 Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 20,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,382 F5 · kind: Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| May 22, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherStock Options (right to buy) · Derivative | 7,035 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · derivative · entry 9 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,108 Underlying: Common Stock · 7,035 shares Expires 2032-05-10 F7 · derivative.exercise_date: Remaining options vest in three equal annual installments commencing January 20, 2024. Read SEC document |
| May 22, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherCommon Stock | 7,035 | $6.75 | $47,486.25 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,928 F3 · balance_after: Includes unvested RSUs. Read SEC document |
| April 03, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantStock Options (right to buy) · Derivative | 19,131 | $0.00 Strike: $9.58 | $0.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · derivative · entry 8 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,131 Underlying: Common Stock · 19,131 shares Expires 2033-04-03 F6 · kind: On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split. F6 · derivative.exercise_date: On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split. Read SEC document |
| April 03, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 9,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,893 F4 · kind: On April 3, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. F2 · shares: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. F2 · balance_after: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| January 20, 2023 Filed Jun 22, 2023 20:32 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherCommon Stock | 1,062 | $9.58 | $10,173.96 |
DisclosureSEC source: 0001628280-23-023138 · wk-form4_1687465934.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,614 F1 · kind: Represents shares that have been withheld by CAVA Group, Inc. (the "Issuer") to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). F2 · shares: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. F2 · balance_after: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 1,845 | $0.00 Strike: $79.89 | $0.00 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · derivative · entry 10 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,670 Underlying: Common Stock · 1,845 shares Expires 2029-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F7 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 1,366 | $0.00 Strike: $58.90 | $0.00 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · derivative · entry 9 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366 Underlying: Common Stock · 1,366 shares Expires 2028-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F6 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vested on March 28, 2019; 1,366 of the options vested on March 28, 2020; 1,366 of the options vested on March 28, 2021 and 1,366 of the options will vest on March 28, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 1,789 | $0.00 Strike: $32.20 | $0.00 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · derivative · entry 8 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,789 shares Expires 2027-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F5 · derivative.exercise_date: Options vested and became exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 7,156 options, of which 1,789 of the options vested on March 22, 2018; 1,789 of the options vested on March 22, 2019; 1,789 of the options vested on March 22, 2020 and 1,789 of the options vested on March 22, 2021. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 574 | $91.62 | $52,589.88 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 7 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 1,845 | $93.19 | $171,935.55 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,204 F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,845 | $79.89 | $147,397.05 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 1,366 | $93.13 | $127,215.58 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,204 F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,366 | $58.90 | $80,457.40 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 1,789 | $93.18 | $166,699.02 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,204 F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:01 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,789 | $32.20 | $57,605.80 |
DisclosureSEC source: 0001140361-21-027146 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 750 | $0.00 Strike: $79.89 | $0.00 |
DisclosureSEC source: 0001140361-21-011980 · form4.xml · derivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515 Underlying: Common Stock · 750 shares Expires 2029-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on January 15, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 750 | $90.00 | $67,500.00 |
DisclosureSEC source: 0001140361-21-011980 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,204 F1 · kind: Transactions made pursuant to an agreement adopted on January 15, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.