Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAVA GROUP, INC.CAVA · Entity 756 | Director | June 22, 2026 | June 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAVA GROUP, INC.
Report date June 22, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,955 |
Reported balance
After 2026-06-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-22 · Grant · Acquired 1,881 · Balance 9,955 F1: Reflects a grant of restricted stock units ("RSUs"), which vest in full on the earlier of (i) June 22, 2027 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement. F2: Includes unvested RSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy Cava Act III Trust, LLC | 2,901,265 |
Reported balance
Holding disclosure · report date 2026-06-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,901,265 F3: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F4: Represents Common Stock held by Cava Act III Trust, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Cava Act III, LLC | 1,374,328 |
Reported balance
Holding disclosure · report date 2026-06-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,374,328 F3: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F5: Represents Common Stock held by Cava Act III, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Act III Holdings, LLC | 253,306 |
Reported balance
Holding disclosure · report date 2026-06-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 253,306 F3: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F6: Represents Common Stock held by Act III Holdings, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units ("RSUs"), which vest in full on the earlier of (i) June 22, 2027 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement.
F2: Includes unvested RSUs.
F3: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein.
F4: Represents Common Stock held by Cava Act III Trust, LLC.
F5: Represents Common Stock held by Cava Act III, LLC.
F6: Represents Common Stock held by Act III Holdings, LLC.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PANERA BREAD CO
Report date July 18, 2017 · Filed July 18, 2017
Section 16 reporting ended · disclosed 2017-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-18 transaction · row 1
1 source rowRow 1 · 2017-07-18 · Disposition to issuer · Disposed 75,524 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-18 transaction · row 2
1 source rowRow 2 · 2017-07-18 · Disposition to issuer · Disposed 167,899 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). |
| Class B Common StockSEC Table I · non-derivative | IndirectRefer to Footnote | 0 |
Reported balance
After 2017-07-18 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-07-18 · Disposition to issuer · Disposed 797,501 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). F2: 269,154 shares held by Ronald M. Shaich 2015 Qualified Annuity Trust, a grantor retained annuity trust of which Mr. Shaich is a trustee, 181,443 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust, a grantor retained annuity trust of which Mr. Shaich is a trustee, 299,814 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust #2, a grantor retained annuity trust of which Mr. Shaich is a trustee and 47,090 shares held by SGC Trust LLC, which is owned by Shaich Grandchildren's Trust, of which Mr. Shaich is investment trustee and exercises investment and voting control. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $166.19 · Expires 2019-07-30 | Direct | 0 |
Reported balance
After 2017-07-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-18 · Disposition to issuer · Disposed 10,830 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $161.54 · Expires 2021-02-26 | Direct | 0 |
Reported balance
After 2017-07-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-18 · Disposition to issuer · Disposed 13,790 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration").
F2: 269,154 shares held by Ronald M. Shaich 2015 Qualified Annuity Trust, a grantor retained annuity trust of which Mr. Shaich is a trustee, 181,443 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust, a grantor retained annuity trust of which Mr. Shaich is a trustee, 299,814 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust #2, a grantor retained annuity trust of which Mr. Shaich is a trustee and 47,090 shares held by SGC Trust LLC, which is owned by Shaich Grandchildren's Trust, of which Mr. Shaich is investment trustee and exercises investment and voting control.
F3: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right.
WHOLE FOODS MARKET INC
Report date August 28, 2017 · Filed August 28, 2017
Section 16 reporting ended · disclosed 2017-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.99 · Expires 2024-05-19 | Direct | 0 |
Reported balance
After 2017-08-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-28 · Disposition to issuer · Disposed 7,500 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F1: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted.
F2: Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2026 Filed Jun 24, 2026 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 1,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-045157 · wk-form4_1782331284.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,955 F1 · kind: Reflects a grant of restricted stock units ("RSUs"), which vest in full on the earlier of (i) June 22, 2027 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 21:24 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 1,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-032889 · wk-form4_1750800235.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,074 F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 20, 2026 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share upon settlement. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 21:02 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherCommon Stock | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-050762 · wk-form4_1733950933.xml · nonDerivative · entry 5 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Act III Holdings, LLC Disclosed balance after: 253,306 F6 · shares: Represents the distribution of Common Stock to Act III Holdings, LLC in the in-kind distribution described in footnote (1) above. F6 · price: Represents the distribution of Common Stock to Act III Holdings, LLC in the in-kind distribution described in footnote (1) above. F1 · ownership.nature: On December 9, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 1,670,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 1,537,221 shares of Common Stock to the reporting person, SC 2018 Trust LLC, SGC Trust LLC and Act III Holdings, LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Act III Holdings, LLC is the controlling holder of Cava Act III Trust, LLC and is controlled by the reporting person. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F2 · ownership.nature: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F7 · ownership.nature: Represents Common Stock held by Act III Holdings, LLC. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 21:02 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 379,583 | $149.40 | $56,709,700.20 |
DisclosureSEC source: 0001628280-24-050762 · wk-form4_1733950933.xml · nonDerivative · entry 4 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SGC Trust LLC Disclosed balance after: 0 F4 · shares: The reported transactions represent the sale of an aggregate of 1,367,221 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC in connection with the in-kind distribution, including the sale of (1) 622,549 shares of Common Stock by the reporting person, (2) 365,089 shares of Common Stock by SC 2018 Trust LLC and (3) 379,583 shares of Common Stock by SGC Trust LLC. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 21:02 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 365,089 | $149.40 | $54,544,296.60 |
DisclosureSEC source: 0001628280-24-050762 · wk-form4_1733950933.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SC 2018 Trust LLC Disclosed balance after: 0 F4 · shares: The reported transactions represent the sale of an aggregate of 1,367,221 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC in connection with the in-kind distribution, including the sale of (1) 622,549 shares of Common Stock by the reporting person, (2) 365,089 shares of Common Stock by SC 2018 Trust LLC and (3) 379,583 shares of Common Stock by SGC Trust LLC. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 21:02 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 622,549 | $149.40 | $93,008,820.60 |
DisclosureSEC source: 0001628280-24-050762 · wk-form4_1733950933.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,307 F4 · shares: The reported transactions represent the sale of an aggregate of 1,367,221 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC in connection with the in-kind distribution, including the sale of (1) 622,549 shares of Common Stock by the reporting person, (2) 365,089 shares of Common Stock by SC 2018 Trust LLC and (3) 379,583 shares of Common Stock by SGC Trust LLC. F5 · balance_after: Includes unvested restricted stock units. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 21:02 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherCommon Stock | 1,670,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-050762 · wk-form4_1733950933.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 2,901,265 F1 · shares: On December 9, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 1,670,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 1,537,221 shares of Common Stock to the reporting person, SC 2018 Trust LLC, SGC Trust LLC and Act III Holdings, LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Act III Holdings, LLC is the controlling holder of Cava Act III Trust, LLC and is controlled by the reporting person. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F1 · price: On December 9, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 1,670,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 1,537,221 shares of Common Stock to the reporting person, SC 2018 Trust LLC, SGC Trust LLC and Act III Holdings, LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Act III Holdings, LLC is the controlling holder of Cava Act III Trust, LLC and is controlled by the reporting person. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F2 · ownership.nature: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F3 · ownership.nature: Represents Common Stock held by Cava Act III Trust, LLC. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 243,457 | $117.90 | $28,703,580.30 |
DisclosureSEC source: 0001628280-24-040126 · wk-form4_1726084832.xml · nonDerivative · entry 4 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SGC Trust LLC Disclosed balance after: 0 F4 · shares: The reported transactions represent the sale of the aggregate of 945,603 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC in connection with the in-kind distribution, including the sale of (1) 466,631 shares of Common Stock by the reporting person, (2) 235,515 shares of Common Stock by SC 2018 Trust LLC and (3) 243,457 shares of Common Stock by SGC Trust LLC. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 235,515 | $117.90 | $27,767,218.50 |
DisclosureSEC source: 0001628280-24-040126 · wk-form4_1726084832.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SC 2018 Trust LLC Disclosed balance after: 0 F4 · shares: The reported transactions represent the sale of the aggregate of 945,603 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC in connection with the in-kind distribution, including the sale of (1) 466,631 shares of Common Stock by the reporting person, (2) 235,515 shares of Common Stock by SC 2018 Trust LLC and (3) 243,457 shares of Common Stock by SGC Trust LLC. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 466,631 | $117.90 | $55,015,794.90 |
DisclosureSEC source: 0001628280-24-040126 · wk-form4_1726084832.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,307 F4 · shares: The reported transactions represent the sale of the aggregate of 945,603 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC in connection with the in-kind distribution, including the sale of (1) 466,631 shares of Common Stock by the reporting person, (2) 235,515 shares of Common Stock by SC 2018 Trust LLC and (3) 243,457 shares of Common Stock by SGC Trust LLC. F5 · balance_after: Includes unvested restricted stock units. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-040126 · wk-form4_1726084832.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 4,571,265 F1 · shares: On September 9, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 1,000,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 945,603 shares of Common Stock to the reporting person, SC 2018 Trust LLC and SGC Trust LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F1 · price: On September 9, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 1,000,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 945,603 shares of Common Stock to the reporting person, SC 2018 Trust LLC and SGC Trust LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F2 · ownership.nature: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings, LLC is controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F3 · ownership.nature: Represents Common Stock held by Cava Act III Trust, LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 562 | $119.62 | $67,226.44 |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 7 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SGC Trust LLC Disclosed balance after: 0 F4 · shares: The reported transactions represent the sale of the aggregate of 110,053 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC (collectively, the "sellers") in connection with the in-kind distribution, including an aggregate of (1) 54,780 shares of Common Stock by the reporting person, (2) 27,185 shares of Common Stock by SC 2018 Trust LLC and (3) 28,088 shares of Common Stock by SGC Trust LLC. F7 · price: Represents the weighted average price of 2,250 shares of Common Stock sold by the broker on behalf of the distributees of the in-kind distribution, including 2,202 shares of Common Stock sold on behalf of the sellers, on August 28, 2024 in transactions ranging from $119.55 to $119.70, with a weighted average price of $119.62. The proceeds of all such sales were allocated to the distributees of the in-kind distribution, including the sellers, on a pro rata basis, based on the number of shares sold by each seller. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 27,526 | $118.94 | $3,273,942.44 |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 6 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SGC Trust LLC Disclosed balance after: 562 F4 · shares: The reported transactions represent the sale of the aggregate of 110,053 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC (collectively, the "sellers") in connection with the in-kind distribution, including an aggregate of (1) 54,780 shares of Common Stock by the reporting person, (2) 27,185 shares of Common Stock by SC 2018 Trust LLC and (3) 28,088 shares of Common Stock by SGC Trust LLC. F5 · price: Represents the weighted average price of 113,750 shares of Common Stock sold by the broker on behalf of the distributees of the in-kind distribution, including 107,851 shares of Common Stock sold on behalf of the sellers, on August 28, 2024 in transactions ranging from $118.50 to $119.54, with a weighted average price of $118.94. The proceeds of all such sales were allocated to the distributees of the in-kind distribution, including the sellers, on a pro rata basis, based on the number of shares sold by each seller. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 544 | $119.62 | $65,073.28 |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 5 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SC 2018 Trust LLC Disclosed balance after: 0 F4 · shares: The reported transactions represent the sale of the aggregate of 110,053 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC (collectively, the "sellers") in connection with the in-kind distribution, including an aggregate of (1) 54,780 shares of Common Stock by the reporting person, (2) 27,185 shares of Common Stock by SC 2018 Trust LLC and (3) 28,088 shares of Common Stock by SGC Trust LLC. F7 · price: Represents the weighted average price of 2,250 shares of Common Stock sold by the broker on behalf of the distributees of the in-kind distribution, including 2,202 shares of Common Stock sold on behalf of the sellers, on August 28, 2024 in transactions ranging from $119.55 to $119.70, with a weighted average price of $119.62. The proceeds of all such sales were allocated to the distributees of the in-kind distribution, including the sellers, on a pro rata basis, based on the number of shares sold by each seller. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 26,641 | $118.94 | $3,168,680.54 |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 4 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SC 2018 Trust LLC Disclosed balance after: 544 F4 · shares: The reported transactions represent the sale of the aggregate of 110,053 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC (collectively, the "sellers") in connection with the in-kind distribution, including an aggregate of (1) 54,780 shares of Common Stock by the reporting person, (2) 27,185 shares of Common Stock by SC 2018 Trust LLC and (3) 28,088 shares of Common Stock by SGC Trust LLC. F5 · price: Represents the weighted average price of 113,750 shares of Common Stock sold by the broker on behalf of the distributees of the in-kind distribution, including 107,851 shares of Common Stock sold on behalf of the sellers, on August 28, 2024 in transactions ranging from $118.50 to $119.54, with a weighted average price of $118.94. The proceeds of all such sales were allocated to the distributees of the in-kind distribution, including the sellers, on a pro rata basis, based on the number of shares sold by each seller. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 1,096 | $119.62 | $131,103.52 |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,307 F4 · shares: The reported transactions represent the sale of the aggregate of 110,053 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC (collectively, the "sellers") in connection with the in-kind distribution, including an aggregate of (1) 54,780 shares of Common Stock by the reporting person, (2) 27,185 shares of Common Stock by SC 2018 Trust LLC and (3) 28,088 shares of Common Stock by SGC Trust LLC. F7 · price: Represents the weighted average price of 2,250 shares of Common Stock sold by the broker on behalf of the distributees of the in-kind distribution, including 2,202 shares of Common Stock sold on behalf of the sellers, on August 28, 2024 in transactions ranging from $119.55 to $119.70, with a weighted average price of $119.62. The proceeds of all such sales were allocated to the distributees of the in-kind distribution, including the sellers, on a pro rata basis, based on the number of shares sold by each seller. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · balance_after: Includes unvested restricted stock units. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 53,684 | $118.94 | $6,385,174.96 |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,403 F4 · shares: The reported transactions represent the sale of the aggregate of 110,053 shares of Common Stock received by the reporting person, SC 2018 Trust LLC and SGC Trust LLC (collectively, the "sellers") in connection with the in-kind distribution, including an aggregate of (1) 54,780 shares of Common Stock by the reporting person, (2) 27,185 shares of Common Stock by SC 2018 Trust LLC and (3) 28,088 shares of Common Stock by SGC Trust LLC. F5 · price: Represents the weighted average price of 113,750 shares of Common Stock sold by the broker on behalf of the distributees of the in-kind distribution, including 107,851 shares of Common Stock sold on behalf of the sellers, on August 28, 2024 in transactions ranging from $118.50 to $119.54, with a weighted average price of $118.94. The proceeds of all such sales were allocated to the distributees of the in-kind distribution, including the sellers, on a pro rata basis, based on the number of shares sold by each seller. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · balance_after: Includes unvested restricted stock units. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:01 UTC | CAVA GROUP, INC. CAVA · Entity 756 | OtherCommon Stock | 116,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-038953 · wk-form4_1725048102.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 5,571,265 F1 · shares: On August 28, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 116,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 110,053 shares of Common Stock to the reporting person, SC 2018 Trust LLC and SGC Trust LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F1 · price: On August 28, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 116,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 110,053 shares of Common Stock to the reporting person, SC 2018 Trust LLC and SGC Trust LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC. F2 · ownership.nature: Cava Act III Trust, LLC is managed by an independent manager appointed by the reporting person and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by the reporting person. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings, LLC is controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Cava Act III, LLC and Act III Holdings, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting person is the beneficial owner of any securities reported herein. F3 · ownership.nature: Represents Common Stock held by Cava Act III Trust, LLC. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:04 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029567 · wk-form4_1719259483.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,307 F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 20, 2025 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share ("Common Stock") upon settlement. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 664,834 | $87.25 | $58,006,766.50 |
DisclosureSEC source: 0001628280-24-027251 · wk-form4_1717790405.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SGC Trust LLC Disclosed balance after: 0 F1 · shares: Cava Act III, LLC initiated pro-rata in-kind distributions of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members on June 5, 2024, including distributions to Mr. Shaich and entities where Mr. Shaich serves as the investment manager with sole investment control. Represents the sale of Common Stock received in connection with such distributions, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 653,477 | $87.25 | $57,015,868.25 |
DisclosureSEC source: 0001628280-24-027251 · wk-form4_1717790405.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By SC 2018 Trust LLC Disclosed balance after: 0 F1 · shares: Cava Act III, LLC initiated pro-rata in-kind distributions of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members on June 5, 2024, including distributions to Mr. Shaich and entities where Mr. Shaich serves as the investment manager with sole investment control. Represents the sale of Common Stock received in connection with such distributions, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 1,231,979 | $87.25 | $107,490,167.75 |
DisclosureSEC source: 0001628280-24-027251 · wk-form4_1717790405.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Cava Act III, LLC initiated pro-rata in-kind distributions of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members on June 5, 2024, including distributions to Mr. Shaich and entities where Mr. Shaich serves as the investment manager with sole investment control. Represents the sale of Common Stock received in connection with such distributions, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:00 UTC | CAVA GROUP, INC. CAVA · Entity 756 | SaleCommon Stock | 1,500,000 | $57.20 | $85,800,000.00 |
DisclosureSEC source: 0001628280-24-009378 · wk-form4_1709758807.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director · Former 10% Owner Cava Act III Trust, LLC · CIK 0001978461 · Former 10% Owner Cava Act III, LLC · CIK 0001978531 · Former 10% Owner Act III Holdings LLC · CIK 0001750383 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III, LLC Disclosed balance after: 4,457,634 F1 · ownership.nature: Represents securities held by Cava Act III, LLC. F2 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings, LLC is controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionSeries E Preferred Stock · Derivative | 5,957,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 9 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III, LLC Disclosed balance after: 0 Underlying: Common Stock · 5,957,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F7 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F7 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. F8 · ownership.nature: Represents securities held by Cava Act III, LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionSeries E Preferred Stock · Derivative | 3,565,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 8 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 0 Underlying: Common Stock · 3,565,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F7 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F7 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionSeries D Preferred Stock · Derivative | 1,985,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 7 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,985,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date. F6 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date. F6 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionSeries A Preferred Stock · Derivative | 135,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · derivative · entry 6 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 0 Underlying: Common Stock · 135,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date. F3 · derivative.exercise_date: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date. F3 · derivative.expiration_date: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionCommon Stock | 5,957,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 5 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III, LLC Disclosed balance after: 5,957,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. F8 · ownership.nature: Represents securities held by Cava Act III, LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionCommon Stock | 3,565,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 4 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 5,687,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionCommon Stock | 1,985,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 2,121,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | Exercise / conversionCommon Stock | 135,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Cava Act III Trust, LLC Disclosed balance after: 135,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Upon closing of the Issuer's initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities held by Cava Act III Trust, LLC. F5 · ownership.nature: Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings , LLCis controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:33 UTC | CAVA GROUP, INC. CAVA · Entity 756 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023141 · wk-form4_1687466022.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director · 10% owner Cava Act III Trust, LLC · CIK 0001978461 · 10% owner Cava Act III, LLC · CIK 0001978531 · 10% owner Act III Holdings LLC · CIK 0001750383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 F1 · kind: Reflects a grant of restricted stock units ("RSU"), which vest in full on the earlier of (i) June 14, 2024 and (ii) the business day before the date of the next annual meeting of the stockholders of CAVA Group, Inc. (the "Issuer"), subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock") upon settlement. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | Not disclosed Strike: $35.99 | Not disclosed |
DisclosureSEC source: 0000865436-17-000231 · wf-form4_150395414960600.xml · derivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2024-05-19 F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F1 · derivative.exercise_date: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 17:48 UTC | PANERA BREAD CO PNRA · Entity 174378 | Disposition to issuerStock Appreciation Right · Derivative | 13,790 | Not disclosed Strike: $161.54 | Not disclosed |
DisclosureSEC source: 0001209191-17-045559 · doc4.xml · derivative · entry 5 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,790 shares Expires 2021-02-26 F3 · price: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 17:48 UTC | PANERA BREAD CO PNRA · Entity 174378 | Disposition to issuerStock Appreciation Right · Derivative | 10,830 | Not disclosed Strike: $166.19 | Not disclosed |
DisclosureSEC source: 0001209191-17-045559 · doc4.xml · derivative · entry 4 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,830 shares Expires 2019-07-30 F3 · price: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding stock appreciation right, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such stock appreciation right, and (ii) the number of shares underlying such stock appreciation right. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 17:48 UTC | PANERA BREAD CO PNRA · Entity 174378 | Disposition to issuerClass B Common Stock | 797,501 | $315.00 | $251,212,815.00 |
DisclosureSEC source: 0001209191-17-045559 · doc4.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Refer to Footnote Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). F2 · ownership.nature: 269,154 shares held by Ronald M. Shaich 2015 Qualified Annuity Trust, a grantor retained annuity trust of which Mr. Shaich is a trustee, 181,443 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust, a grantor retained annuity trust of which Mr. Shaich is a trustee, 299,814 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust #2, a grantor retained annuity trust of which Mr. Shaich is a trustee and 47,090 shares held by SGC Trust LLC, which is owned by Shaich Grandchildren's Trust, of which Mr. Shaich is investment trustee and exercises investment and voting control. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 17:48 UTC | PANERA BREAD CO PNRA · Entity 174378 | Disposition to issuerClass B Common Stock | 167,899 | $315.00 | $52,888,185.00 |
DisclosureSEC source: 0001209191-17-045559 · doc4.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 17:48 UTC | PANERA BREAD CO PNRA · Entity 174378 | Disposition to issuerClass A Common Stock | 75,524 | $315.00 | $23,790,060.00 |
DisclosureSEC source: 0001209191-17-045559 · doc4.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| May 24, 2017 Filed May 25, 2017 16:49 UTC | PANERA BREAD CO PNRA · Entity 174378 | GiftClass A Common Stock | 191,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035456 · doc4.xml · nonDerivative · entry 4 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,524 Read SEC document |
| May 23, 2017 Filed May 25, 2017 16:49 UTC | PANERA BREAD CO PNRA · Entity 174378 | ConversionClass A Common Stock | 191,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035456 · doc4.xml · nonDerivative · entry 3 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. Read SEC document |
| May 23, 2017 Filed May 25, 2017 16:49 UTC | PANERA BREAD CO PNRA · Entity 174378 | ConversionClass B Common Stock | 191,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035456 · doc4.xml · nonDerivative · entry 2 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. F4 · balance_after: Reflects the January 13, 2017 transfer of 6,911 shares from the Ronald M. Shaich 2011 Qualified Annuity Trust to the Reporting Person and the November 11, 2016 transfer of 299,814 shares from the Reporting Person to the Ronald M. Shaich 2016 Qualified Annuity Trust #2, a trust of which the Reporting Person is a trustee. These transfers are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934; and each transfer represents a change in the form of beneficial ownership with no change in pecuniary interest. Read SEC document |
| May 19, 2017 Filed May 23, 2017 09:58 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0000865436-17-000104 · wf-form4_149554791685331.xml · derivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2024-05-19 F1 · derivative.exercise_date: The option, representing a right to purchase 7,500 shares, is exercisable in four equal annual installments beginning on May 19, 2018, which is the first anniversary of the date on which the option was granted. Read SEC document |
| January 13, 2017 Filed May 25, 2017 16:49 UTC | PANERA BREAD CO PNRA · Entity 174378 | GiftClass B Common Stock | 8,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035456 · doc4.xml · nonDerivative · entry 1 SHAICH RONALD M · CIK 0001034193 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 797,501 F1 · balance_after: Upon termination of the Ronald M. Shaich 2011 Qualified Annuity Trust, a grantor retained annuity trust of which the Reporting Person was a trustee, 8,196 shares were transferred on January 13, 2017 to the Shaich Education Trust, a trust of which the Reporting Person is not a trustee. Also reflects the January 13, 2017 transfer of 6,911 shares from the Ronald M. Shaich 2011 Qualified Annuity Trust to the Reporting Person and the November 11, 2016 transfer of 299,814 shares from the Reporting Person to the Ronald M. Shaich 2016 Qualified Annuity Trust #2, a grantor retained annuity trust of which the Reporting Person is a trustee. The transfers described in the immediately preceding sentence are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934; and each transfer represents a change in the form of beneficial ownership with no change in pecuniary interest. F2 · ownership.nature: Consists of 299,814 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust #2, 181,443 shares held by Ronald M. Shaich 2016 Qualified Annuity Trust, 269,154 shares held by Ronald M. Shaich 2015 Qualified Annuity Trust and 47,090 shares held by SGC Trust LLC, owned by Shaich Grandchildren's Trust of which Mr. Shaich is an investment trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.