CAVA

SEC source: 0001628280-24-002346 · wk-form4_1706303396.xml · nonDerivative · entry 1

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,598

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-002350 · wk-form4_1706303457.xml · nonDerivative · entry 1

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,287

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-002349 · wk-form4_1706303442.xml · nonDerivative · entry 1

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,760

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-002348 · wk-form4_1706303425.xml · nonDerivative · entry 1

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,869

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-002345 · wk-form4_1706303379.xml · nonDerivative · entry 1

Phillips Adam David · CIK 0001966224 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,826

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-002344 · wk-form4_1706303343.xml · nonDerivative · entry 1

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959,128

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-001938 · wk-form4_1706044033.xml · nonDerivative · entry 1

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,304

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-001942 · wk-form4_1706044086.xml · nonDerivative · entry 1

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,558

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-001941 · wk-form4_1706044071.xml · nonDerivative · entry 1

Xenohristos Theodoros · CIK 0001966363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,376

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-001940 · wk-form4_1706044058.xml · nonDerivative · entry 1

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,789

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-001939 · wk-form4_1706044048.xml · nonDerivative · entry 1

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,051

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-24-000194 · wk-form4_1704315954.xml · nonDerivative · entry 1

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,776

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-041786 · wk-form4_1702933408.xml · nonDerivative · entry 1

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,781

F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 26, 2023 through December 10, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 8, 2023.

F3 · balance_after: Includes unvested restricted stock units.

SEC source: 0001628280-23-041785 · wk-form4_1702933374.xml · nonDerivative · entry 1

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,030

F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 26, 2023 through December 10, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 8, 2023.

F3 · balance_after: Includes unvested restricted stock units.

SEC source: 0001628280-23-041787 · wk-form4_1702933445.xml · nonDerivative · entry 1

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,648

F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 26, 2023 through December 10, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 8, 2023.

F3 · balance_after: Includes unvested restricted stock units.

SEC source: 0001628280-23-041784 · wk-form4_1702933322.xml · nonDerivative · entry 1

Phillips Adam David · CIK 0001966224 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,440

F1 · kind: Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of June 26, 2023 through December 10, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 8, 2023.

F3 · balance_after: Includes unvested restricted stock units.

SEC source: 0001628280-23-041154 · wk-form4_1702069291.xml · derivative · entry 4

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,805

Underlying: Common Stock · 10,000 shares

Expires 2025-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-23-041154 · wk-form4_1702069291.xml · nonDerivative · entry 1

Schulman Brett · CIK 0001966359 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,002,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes unvested restricted stock units.

SEC source: 0001628280-23-039763 · wk-form4_1700600447.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.13 to $33.21 per share, inclusive. The reporting person undertakes to provide to CAVA Group, Inc., any security holder of CAVA Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001628280-23-039468 · wk-form4_1700255611.xml · nonDerivative · entry 1

Tolivar Tricia K. · CIK 0001635451 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,326

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-035542 · wk-form4_1698701110.xml · nonDerivative · entry 1

Somers Jennifer · CIK 0001966229 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,773

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001628280-23-033303 · wk-form4_1696018420.xml · nonDerivative · entry 1

Bertram Kenneth Robert · CIK 0001645281 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,062

F1 · kind: Represents shares of Common Stock that have been withheld by the Issuer to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes unvested RSUs.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 18

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN Hospitality 4 LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,195,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F5 · ownership.nature: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 17

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN Hospitality 3 LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,323,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F4 · ownership.nature: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 16

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 4, LP

Disclosed balance after: 0

Underlying: Common Stock · 657,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 15

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,514,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.direct: The shares are held directly by SWaN Hospitality 2 LLC.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 14

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 4, LP

Disclosed balance after: 0

Underlying: Common Stock · 435,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 13

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 176,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 12

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 4, LP

Disclosed balance after: 0

Underlying: Common Stock · 738,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 11

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 10

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 3, LP

Disclosed balance after: 0

Underlying: Common Stock · 836,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F6 · ownership.nature: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 9

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 470,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 8

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 3, LP

Disclosed balance after: 0

Underlying: Common Stock · 1,917,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F6 · ownership.nature: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 7

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 748,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC.

SEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 6

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 4, LP

Disclosed balance after: 1,831,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 5

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN & Legend Fund 3, LP

Disclosed balance after: 2,754,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F6 · ownership.nature: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 4

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN Hospitality 4 LLC

Disclosed balance after: 1,195,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F5 · ownership.nature: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 3

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SWaN Hospitality 3 LLC

Disclosed balance after: 1,323,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F4 · ownership.nature: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

SEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 2

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,514,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.direct: The shares are held directly by SWaN Hospitality 2 LLC.

SEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 1

SWaN Hospitality LLC · CIK 0001979846 · 10% owner

SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner

SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner

SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner

SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner

SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner

SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner

SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner

SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC.

SEC source: 0000899243-23-016247 · doc4.xml · derivative · entry 12

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,993,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series F Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series F Preferred Stock had no expiration date.

F6 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series F Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series F Preferred Stock had no expiration date.

F6 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series F Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series F Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · derivative · entry 11

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,252,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F5 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F5 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · derivative · entry 10

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 861,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · derivative · entry 9

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,845,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series C Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stockon a one for one basis. These shares of Series C Preferred Stock had no expiration date.

F3 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series C Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stockon a one for one basis. These shares of Series C Preferred Stock had no expiration date.

F3 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series C Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stockon a one for one basis. These shares of Series C Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · derivative · entry 8

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,486,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series B Preferred Stock had no expiration date.

F2 · derivative.exercise_date: Upon closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series B Preferred Stock had no expiration date.

F2 · derivative.expiration_date: Upon closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series B Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · derivative · entry 7

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,568,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. These shares of Series A Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · nonDerivative · entry 6

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,007,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Upon closing of the Issuer's IPO, each share of Series F Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series F Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · nonDerivative · entry 5

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,014,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · nonDerivative · entry 4

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,762,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-23-016247 · doc4.xml · nonDerivative · entry 3

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,901,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Upon closing of the Issuer's IPO, each share of Series C Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stockon a one for one basis. These shares of Series C Preferred Stock had no expiration date.

F7 · ownership.direct: The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F8 · ownership.direct: (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.