organization · Reporting owner
SWaN Hospitality 3 LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAVA GROUP, INC.
Report date June 20, 2023 · Filed June 22, 2023
Jointly reported with SWaN Hospitality LLC, SWaN Hospitality 2 LLC, SWaN Hospitality 4 LLC, SWaN & Legend Fund 3 GP, LLC, SWaN & Legend Fund 3 LP, SWaN & Legend Fund 4 GP, LLC, SWaN & Legend Fund 4, LP, SWaN Hospitality 3 GP LLC
Section 16 reporting ended · disclosed 2023-06-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,594,938 |
Reported balance
After 2023-06-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-20 · Conversion · Acquired 1,594,938 · Balance 1,594,938 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2: The shares are held directly by SWaN Hospitality LLC. |
| Common StockSEC Table I · non-derivative | Direct | 2,514,249 |
Reported balance
After 2023-06-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-06-20 · Conversion · Acquired 2,514,249 · Balance 2,514,249 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F3: The shares are held directly by SWaN Hospitality 2 LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy SWaN Hospitality 3 LLC | 1,323,918 |
Reported balance
After 2023-06-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-06-20 · Conversion · Acquired 1,323,918 · Balance 1,323,918 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F4: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SWaN Hospitality 4 LLC | 1,195,854 |
Reported balance
After 2023-06-20 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-06-20 · Conversion · Acquired 1,195,854 · Balance 1,195,854 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F5: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SWaN & Legend Fund 3, LP | 2,754,228 |
Reported balance
After 2023-06-20 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2023-06-20 · Conversion · Acquired 2,754,228 · Balance 2,754,228 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F6: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy SWaN & Legend Fund 4, LP | 1,831,743 |
Reported balance
After 2023-06-20 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2023-06-20 · Conversion · Acquired 1,831,743 · Balance 1,831,743 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-06-20 · Conversion · Disposed 748,386 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2: The shares are held directly by SWaN Hospitality LLC. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN & Legend Fund 3, LP | 0 |
Reported balance
After 2023-06-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-06-20 · Conversion · Disposed 1,917,501 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F6: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-06-20 · Conversion · Disposed 470,661 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2: The shares are held directly by SWaN Hospitality LLC. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN & Legend Fund 3, LP | 0 |
Reported balance
After 2023-06-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-06-20 · Conversion · Disposed 836,727 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F6: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-06-20 · Conversion · Disposed 198,912 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2: The shares are held directly by SWaN Hospitality LLC. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN & Legend Fund 4, LP | 0 |
Reported balance
After 2023-06-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-06-20 · Conversion · Disposed 738,345 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-20 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-06-20 · Conversion · Disposed 176,979 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2: The shares are held directly by SWaN Hospitality LLC. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN & Legend Fund 4, LP | 0 |
Reported balance
After 2023-06-20 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-06-20 · Conversion · Disposed 435,915 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-20 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2023-06-20 · Conversion · Disposed 2,514,249 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F3: The shares are held directly by SWaN Hospitality 2 LLC. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN & Legend Fund 4, LP | 0 |
Reported balance
After 2023-06-20 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2023-06-20 · Conversion · Disposed 657,483 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN Hospitality 3 LLC | 0 |
Reported balance
After 2023-06-20 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2023-06-20 · Conversion · Disposed 1,323,918 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F4: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy SWaN Hospitality 4 LLC | 0 |
Reported balance
After 2023-06-20 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2023-06-20 · Conversion · Disposed 1,195,854 · Balance 0 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F5: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
F2: The shares are held directly by SWaN Hospitality LLC.
F3: The shares are held directly by SWaN Hospitality 2 LLC.
F4: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F5: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F6: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F7: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries F Preferred Stock · Derivative | 1,195,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 18 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN Hospitality 4 LLC Disclosed balance after: 0 Underlying: Common Stock · 1,195,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F5 · ownership.nature: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries E Preferred Stock · Derivative | 1,323,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 17 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN Hospitality 3 LLC Disclosed balance after: 0 Underlying: Common Stock · 1,323,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F4 · ownership.nature: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries E Preferred Stock · Derivative | 657,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 16 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 4, LP Disclosed balance after: 0 Underlying: Common Stock · 657,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries E Preferred Stock · Derivative | 2,514,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 15 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,514,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: The shares are held directly by SWaN Hospitality 2 LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries D Preferred Stock · Derivative | 435,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 14 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 4, LP Disclosed balance after: 0 Underlying: Common Stock · 435,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries D Preferred Stock · Derivative | 176,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 13 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries C Preferred Stock · Derivative | 738,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 12 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 4, LP Disclosed balance after: 0 Underlying: Common Stock · 738,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries C Preferred Stock · Derivative | 198,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 11 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 198,912 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries B Preferred Stock · Derivative | 836,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 10 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 3, LP Disclosed balance after: 0 Underlying: Common Stock · 836,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F6 · ownership.nature: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries B Preferred Stock · Derivative | 470,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 9 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 470,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries A Preferred Stock · Derivative | 1,917,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 8 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 3, LP Disclosed balance after: 0 Underlying: Common Stock · 1,917,501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F6 · ownership.nature: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionSeries A Preferred Stock · Derivative | 748,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · derivative · entry 7 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 748,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionCommon Stock | 1,831,743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 6 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 4, LP Disclosed balance after: 1,831,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F7 · ownership.nature: The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionCommon Stock | 2,754,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 5 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN & Legend Fund 3, LP Disclosed balance after: 2,754,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F6 · ownership.nature: The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionCommon Stock | 1,195,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 4 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN Hospitality 4 LLC Disclosed balance after: 1,195,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F5 · ownership.nature: The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionCommon Stock | 1,323,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 3 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SWaN Hospitality 3 LLC Disclosed balance after: 1,323,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F4 · ownership.nature: The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionCommon Stock | 2,514,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 2 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: The shares are held directly by SWaN Hospitality 2 LLC. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:31 UTC | CAVA GROUP, INC. CAVA · Entity 756 | ConversionCommon Stock | 1,594,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039075 · doc4.xml · nonDerivative · entry 1 SWaN Hospitality LLC · CIK 0001979846 · 10% owner SWaN Hospitality 2 LLC · CIK 0001796137 · 10% owner SWaN Hospitality 3 LLC · CIK 0001809814 · 10% owner SWaN Hospitality 4 LLC · CIK 0001862875 · 10% owner SWaN & Legend Fund 3 GP, LLC · CIK 0001979582 · 10% owner SWaN & Legend Fund 3 LP · CIK 0001637982 · 10% owner SWaN & Legend Fund 4 GP, LLC · CIK 0001979565 · 10% owner SWaN & Legend Fund 4, LP · CIK 0001730036 · 10% owner SWaN Hospitality 3 GP LLC · CIK 0001979600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,594,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.direct: The shares are held directly by SWaN Hospitality LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.