Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · derivative · entry 8 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F2 · shares: Of the previously reported target award of 3,079 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · derivative · entry 7 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F1 · shares: Of the previously reported target award of 2,975 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 3,479 | $34.21 | $119,016.59 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,849 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 6,159 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,733 | $34.21 | $59,285.93 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,308 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 5,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 3,079 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,664 | $34.21 | $56,925.44 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,032 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 4,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,975 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · derivative · entry 10 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F3 · shares: Of the previously reported target award of 9,974 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · derivative · entry 9 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F2 · shares: Of the previously reported target award of 4,987 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · derivative · entry 8 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F1 · shares: Of the previously reported target award of 4,818 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 8,045 | $34.21 | $275,219.45 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · nonDerivative · entry 6 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,903 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 16,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · nonDerivative · entry 5 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 9,974 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 3,004 | $34.21 | $102,766.84 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · nonDerivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,722 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 8,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · nonDerivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 4,987 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,695 | $34.21 | $92,195.95 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,613 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:20 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 7,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009562 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 4,818 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 23,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · derivative · entry 12 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F3 · shares: Of the previously reported target award of 23,444 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 11,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · derivative · entry 11 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F2 · shares: Of the previously reported target award of 11,722 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 11,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · derivative · entry 10 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F1 · shares: Of the previously reported target award of 11,326 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 18,911 | $34.21 | $646,945.31 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,544 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 38,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 23,444 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 9,455 | $34.21 | $323,455.55 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,314 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 19,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 11,722 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 8,606 | $34.21 | $294,411.26 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,699 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 18,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 11,326 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 25,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · derivative · entry 9 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F3 · shares: Of the previously reported target award of 25,362 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · derivative · entry 8 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F2 · shares: Of the previously reported target award of 12,681 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · derivative · entry 7 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F1 · shares: Of the previously reported target award of 12,252 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 20,458 | $34.21 | $699,868.18 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · nonDerivative · entry 6 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,588 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 41,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · nonDerivative · entry 5 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 25,362 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 10,229 | $34.21 | $349,934.09 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,785 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 20,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 12,681 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 9,827 | $34.21 | $336,181.67 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,384 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:17 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 19,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009557 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 12,252 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 13, 2023 Filed Jan 30, 2024 01:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2.859 | $37.75 | $107.92 |
DisclosureSEC source: 0001437749-24-002492 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 114,413.164 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| March 10, 2023 Filed Jan 30, 2024 01:48 UTC |
Chan May K.SVP, General Counsel
|
OtherCommon Stock | 11.6616 | $38.06 | $443.84 |
DisclosureSEC source: 0001437749-24-002494 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,904 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 09, 2023 Filed Jan 30, 2024 01:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,888.028 | $39.90 | $115,217.88 |
DisclosureSEC source: 0001437749-24-002492 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 351,322.259 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 09, 2023 Filed Jan 30, 2024 01:43 UTC |
Wang ShallyDirector
|
OtherCommon Stock | 11.999 | $39.90 | $478.70 |
DisclosureSEC source: 0001437749-24-002490 · rdgdoc.xml · nonDerivative · entry 1 Wang Shally · CIK 0001863620 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,559.33 F1 · kind: Dividend Reinvestment. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 00:13 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 5,000 | $45.20 | $226,000.00 |
DisclosureSEC source: 0001437749-23-002932 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,964 Read SEC document |
| December 14, 2022 Filed Feb 2, 2023 02:09 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 901.274 | $42.78 | $38,552.18 |
DisclosureSEC source: 0001437749-23-002292 · rdgdoc.xml · nonDerivative · entry 8 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 114,412.145 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 09, 2022 Filed Dec 14, 2022 00:31 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 10,000 | $43.24 | $432,400.00 |
DisclosureSEC source: 0001437749-22-029018 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,964 Read SEC document |
| December 09, 2022 Filed Feb 2, 2023 02:09 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,635.208 | $43.38 | $114,321.91 |
DisclosureSEC source: 0001437749-23-002292 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 338,876.134 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 09, 2022 Filed Feb 2, 2023 02:07 UTC |
Wang ShallyDirector
|
OtherCommon Stock | 10.974 | $43.38 | $476.08 |
DisclosureSEC source: 0001437749-23-002290 · rdgdoc.xml · nonDerivative · entry 3 Wang Shally · CIK 0001863620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,011.33 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 09, 2022 Filed Feb 2, 2023 02:04 UTC |
Liu ChangDirector · President & CEO
|
OtherCommon Stock | 4.176 | $43.38 | $181.17 |
DisclosureSEC source: 0001437749-23-002288 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392.05 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-028352 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Husband & Wife Trust Disclosed balance after: 384,577 Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 22:29 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-028352 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Husband & Wife Trust Disclosed balance after: 390,577 Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 23:16 UTC |
WU PETERDirector · Vice Chairman
|
SaleCommon Stock | 17,095 | $46.22 | $790,130.90 |
DisclosureSEC source: 0001437749-22-026983 · rdgdoc.xml · nonDerivative · entry 4 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · PACJU, LLC Disclosed balance after: 375,252 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:16 UTC |
WU PETERDirector · Vice Chairman
|
SaleCommon Stock | 2,905 | $45.05 | $130,864.15 |
DisclosureSEC source: 0001437749-22-026983 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · PACJU, LLC Disclosed balance after: 392,347 Read SEC document |
| October 31, 2022 Filed Oct 31, 2022 23:44 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 5,000 | $45.38 | $226,875.00 |
DisclosureSEC source: 0001437749-22-025237 · rdgdoc.xml · nonDerivative · entry 6 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,964 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.