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Nasdaq · USD

CATY

CATHAY GENERAL BANCORP

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Tapewire entity
2261
SEC CIK
0000861842
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202602
May 202601
Jun 202604
Jul 202604
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2026 Filed Apr 17, 2026 22:41 UTC GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012715 · rdgdoc.xml · nonDerivative · entry 1

Hung Maan-Huei · CIK 0001812687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,707

F1 · shares: Grant of fully vested common stock of CATY.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 22:40 UTC GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012713 · rdgdoc.xml · nonDerivative · entry 3

Jelenko Jane H · CIK 0001534768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,593

F1 · shares: Grant of fully vested common stock of CATY.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 22:37 UTC
CHUNG NELSONDirector
GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012709 · rdgdoc.xml · nonDerivative · entry 4

CHUNG NELSON · CIK 0001326821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,432

F1 · shares: Grant of fully vested common stock of CATY.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 22:39 UTC GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012711 · rdgdoc.xml · nonDerivative · entry 2

FERNANDEZ FELIX S · CIK 0001564700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,593

F1 · shares: Grant of fully vested common stock of CATY.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 22:36 UTC
Wang ShallyDirector
GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012707 · rdgdoc.xml · nonDerivative · entry 1

Wang Shally · CIK 0001863620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,908

F1 · shares: Grant of fully vested common stock of CATY.

F2 · balance_after: Includes 67.381 shares acquired through dividend reinvestment year-to-date.

Read SEC document
April 06, 2026 Filed Apr 7, 2026 21:57 UTC
Liu ChangDirector · President & CEO
SaleCommon Stock 4,836 $50.35 $243,505.66
Disclosure

SEC source: 0001437749-26-011646 · rdgdoc.xml · nonDerivative · entry 1

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,819

F1 · kind: This transaction occurred automatically pursuant to a Rule 10b5-1(c) trading plan adopted by the reporting person on May 1, 2025.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.045 to $50.775, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 24,249 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · derivative · entry 9

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023.

F3 · shares: Of the previously reported target award of 24,249 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria.

F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2025.

F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2025.

F3 · derivative.underlying_shares: Of the previously reported target award of 24,249 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,124 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · derivative · entry 8

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023.

F2 · shares: Of the previously reported target award of 12,124 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.

F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2025.

F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2025.

F2 · derivative.underlying_shares: Of the previously reported target award of 12,124 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 11,581 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · derivative · entry 7

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023.

F1 · shares: Of the previously reported target award of 11,581 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria.

F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2025.

F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2025.

F1 · derivative.underlying_shares: Of the previously reported target award of 11,581 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Tax withholdingCommon Stock 7,120 $50.69 $360,912.80
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · nonDerivative · entry 6

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,655

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Exercise / conversionCommon Stock 13,992 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · nonDerivative · entry 5

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Of the previously reported target award of 24,249 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Tax withholdingCommon Stock 10,098 $50.69 $511,867.62
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · nonDerivative · entry 4

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,783

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Exercise / conversionCommon Stock 19,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · nonDerivative · entry 3

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Of the previously reported target award of 12,124 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Tax withholdingCommon Stock 7,828 $50.69 $396,801.32
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · nonDerivative · entry 2

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,035

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:12 UTC
Liu ChangDirector · President & CEO
Exercise / conversionCommon Stock 15,385 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011303 · rdgdoc.xml · nonDerivative · entry 1

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the previously reported target award of 11,581 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,932 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · derivative · entry 12

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023.

F3 · shares: Of the previously reported target award of 20,932 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria.

F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2025.

F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2025.

F3 · derivative.underlying_shares: Of the previously reported target award of 20,932 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,466 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · derivative · entry 11

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023.

F2 · shares: Of the previously reported target award of 10,466 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.

F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2025.

F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2025.

F2 · derivative.underlying_shares: Of the previously reported target award of 10,466 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 9,997 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · derivative · entry 10

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023.

F1 · shares: Of the previously reported target award of 9,997 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria.

F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2025.

F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2025.

F1 · derivative.underlying_shares: Of the previously reported target award of 9,997 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Tax withholdingCommon Stock 3,592 $50.69 $182,078.48
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · nonDerivative · entry 9

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,531

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 12,078 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · nonDerivative · entry 8

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Of the previously reported target award of 20,932 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Tax withholdingCommon Stock 5,647 $50.69 $286,246.43
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · nonDerivative · entry 7

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,045

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 17,132 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · nonDerivative · entry 6

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Of the previously reported target award of 10,466 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Tax withholdingCommon Stock 4,081 $50.69 $206,865.89
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · nonDerivative · entry 5

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,560

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:16 UTC
CHENG DUNSON KDirector · Executive Chairman
Exercise / conversionCommon Stock 13,281 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011306 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the previously reported target award of 9,997 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 23:15 UTC
Lo Thomas M.EVP, Chief Admin Officer
SaleCommon Stock 1,000 $50.23 $50,231.50
Disclosure

SEC source: 0001437749-26-002690 · rdgdoc.xml · nonDerivative · entry 1

Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
January 29, 2026 Filed Feb 10, 2026 21:49 UTC SaleCommon Stock 8,972 $50.54 $453,444.88
Disclosure

SEC source: 0001437749-26-003661 · rdgdoc.xml · nonDerivative · entry 1

FERNANDEZ FELIX S · CIK 0001564700 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Felix & Katherine Fernandez Trust

Disclosed balance after: 14,960

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.41 to $50.61, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 11, 2025 Filed Feb 10, 2026 02:13 UTC
Chan May K.SVP, General Counsel
OtherCommon Stock 21.2366 $51.28 $1,089.06
Disclosure

SEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 4

Chan May K. · CIK 0001963555 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,224

F1 · kind: Dividend Reinvestment.

Read SEC document
December 11, 2025 Filed Feb 10, 2026 02:05 UTC
Wang ShallyDirector
OtherCommon Stock 55.179 $50.98 $2,812.75
Disclosure

SEC source: 0001437749-26-003561 · rdgdoc.xml · nonDerivative · entry 4

Wang Shally · CIK 0001863620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,247

F1 · kind: Dividend Reinvestment.

Read SEC document
December 11, 2025 Filed Feb 10, 2026 02:02 UTC
TANG ANTHONY MDirector · Vice Chairman
OtherCommon Stock 1,295.397 $50.98 $66,032.86
Disclosure

SEC source: 0001437749-26-003559 · rdgdoc.xml · nonDerivative · entry 7

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 369,816

F1 · kind: Dividend Reinvestment.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 00:55 UTC
TANG ANTHONY MDirector · Vice Chairman
SaleCommon Stock 5,000 $49.88 $249,420.00
Disclosure

SEC source: 0001437749-25-036937 · rdgdoc.xml · nonDerivative · entry 5

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,283

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $49.70 to $50.16, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2025 Filed Dec 5, 2025 00:55 UTC
TANG ANTHONY MDirector · Vice Chairman
SaleCommon Stock 5,000 $49.00 $245,000.00
Disclosure

SEC source: 0001437749-25-036937 · rdgdoc.xml · nonDerivative · entry 4

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,283

Read SEC document
November 24, 2025 Filed Nov 27, 2025 00:13 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 7,590 $47.81 $362,842.99
Disclosure

SEC source: 0001437749-25-036471 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,360

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $47.62 to $48.03, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2025 Filed Nov 21, 2025 23:52 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 10,000 $47.85 $478,524.00
Disclosure

SEC source: 0001437749-25-036069 · rdgdoc.xml · nonDerivative · entry 6

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,950

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $47.075 to $48.26, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:52 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 14,000 $46.24 $647,414.60
Disclosure

SEC source: 0001437749-25-036069 · rdgdoc.xml · nonDerivative · entry 5

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,950

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.90 to $46.66, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:52 UTC
CHENG DUNSON KDirector · Executive Chairman
SaleCommon Stock 1,000 $45.75 $45,750.10
Disclosure

SEC source: 0001437749-25-036069 · rdgdoc.xml · nonDerivative · entry 4

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,950

Read SEC document
October 28, 2025 Filed Oct 30, 2025 21:16 UTC
Liu ChangDirector · President & CEO
SaleCommon Stock 5,165 $46.24 $238,829.08
Disclosure

SEC source: 0001437749-25-032452 · rdgdoc.xml · nonDerivative · entry 1

Liu Chang · CIK 0001506599 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,478

F1 · kind: This transaction occurred automatically pursuant to a Rule 10b5-1(c) trading plan adopted by the reporting person on May 1, 2025.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.82 to $46.48, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 20:48 UTC
Lo Thomas M.EVP, Chief Admin Officer
SaleCommon Stock 1,000 $46.83 $46,828.40
Disclosure

SEC source: 0001437749-25-032206 · rdgdoc.xml · nonDerivative · entry 1

Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

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September 10, 2025 Filed Sep 22, 2025 23:49 UTC GiftCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-029642 · rdgdoc.xml · nonDerivative · entry 2

Jelenko Jane H · CIK 0001534768 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Jelenko-Norris Survivors Trust

Disclosed balance after: 12,988

F1 · kind: The reporting person made a charitable contribution to a donor advised fund.

F2 · balance_after: On June 2, 2025, 1,913 shares of common stock of Cathay General Bancorp were transferred from direct ownership to Jelenko-Norris Survivors Trust as indirect ownership, without the payment of any consideration.

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September 08, 2025 Filed Feb 10, 2026 02:13 UTC
Chan May K.SVP, General Counsel
OtherCommon Stock 22.0011 $49.16 $1,081.57
Disclosure

SEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 3

Chan May K. · CIK 0001963555 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,224

F1 · kind: Dividend Reinvestment.

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September 08, 2025 Filed Feb 10, 2026 02:05 UTC
Wang ShallyDirector
OtherCommon Stock 56.651 $49.35 $2,795.44
Disclosure

SEC source: 0001437749-26-003561 · rdgdoc.xml · nonDerivative · entry 3

Wang Shally · CIK 0001863620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,247

F1 · kind: Dividend Reinvestment.

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September 08, 2025 Filed Feb 10, 2026 02:02 UTC
TANG ANTHONY MDirector · Vice Chairman
OtherCommon Stock 1,329.03 $49.35 $65,580.99
Disclosure

SEC source: 0001437749-26-003559 · rdgdoc.xml · nonDerivative · entry 6

TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 369,816

F1 · kind: Dividend Reinvestment.

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June 27, 2025 Filed Jul 1, 2025 23:59 UTC
CHENG DUNSON KDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 12,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021844 · rdgdoc.xml · derivative · entry 7

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,480

Underlying: Common Stock · 12,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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June 27, 2025 Filed Jul 1, 2025 23:59 UTC
CHENG DUNSON KDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 6,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021844 · rdgdoc.xml · derivative · entry 6

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,240

Underlying: Common Stock · 6,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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June 27, 2025 Filed Jul 1, 2025 23:59 UTC
CHENG DUNSON KDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 6,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021844 · rdgdoc.xml · derivative · entry 5

CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,061

Underlying: Common Stock · 6,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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June 27, 2025 Filed Jul 2, 2025 00:09 UTC
Chan May K.SVP, General Counsel
GrantRestricted Stock Units · Derivative 1,204 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021849 · rdgdoc.xml · derivative · entry 2

Chan May K. · CIK 0001963555 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 1,204 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F3 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control.

F3 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control.

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June 27, 2025 Filed Jul 2, 2025 00:02 UTC
SUN ALBERTEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 3,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021846 · rdgdoc.xml · derivative · entry 4

SUN ALBERT · CIK 0001668213 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,963

Underlying: Common Stock · 3,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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June 27, 2025 Filed Jul 2, 2025 00:02 UTC
SUN ALBERTEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021846 · rdgdoc.xml · derivative · entry 3

SUN ALBERT · CIK 0001668213 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981

Underlying: Common Stock · 1,981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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June 27, 2025 Filed Jul 2, 2025 00:02 UTC
SUN ALBERTEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021846 · rdgdoc.xml · derivative · entry 2

SUN ALBERT · CIK 0001668213 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,924

Underlying: Common Stock · 1,924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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June 27, 2025 Filed Jul 2, 2025 00:08 UTC
Lo Thomas M.EVP, Chief Admin Officer
GrantRestricted Stock Units · Derivative 2,518 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021848 · rdgdoc.xml · derivative · entry 2

Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,518

Underlying: Common Stock · 2,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F2 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control.

F2 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control.

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June 27, 2025 Filed Jul 2, 2025 00:01 UTC GrantRestricted Stock Units · Derivative 6,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021845 · rdgdoc.xml · derivative · entry 5

CHEN HENG W · CIK 0001207193 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,875

Underlying: Common Stock · 6,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.