Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 5, 2020 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 2,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004369 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 Underlying: Common Stock · 2,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 1,230 | $32.13 | $39,519.90 |
DisclosureSEC source: 0001437749-20-004369 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,656 F1 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004369 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units will vest on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 697 | $32.13 | $22,394.61 |
DisclosureSEC source: 0001437749-20-004369 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,331 F1 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 2,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004369 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:59 UTC |
Kim Lisa L.EVP, General Counsel
|
SaleCommon Stock | 1,360 | $37.04 | $50,372.90 |
DisclosureSEC source: 0001437749-20-001909 · rdgdoc.xml · nonDerivative · entry 1 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428 Read SEC document |
| December 23, 2019 Filed Feb 13, 2020 23:18 UTC |
CHAN KELLY LDirector
|
GiftCommon Stock | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002633 · rdgdoc.xml · nonDerivative · entry 4 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,971 F1 · kind: Each of the reported transactions involves a transfer of securities by bona fide gift for which no payment of consideration was received by the reporting person. Read SEC document |
| December 23, 2019 Filed Feb 13, 2020 23:18 UTC |
CHAN KELLY LDirector
|
GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002633 · rdgdoc.xml · nonDerivative · entry 2 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kelly & Barbara Chan Living Trust Disclosed balance after: 68,979 F1 · kind: Each of the reported transactions involves a transfer of securities by bona fide gift for which no payment of consideration was received by the reporting person. Read SEC document |
| December 13, 2019 Filed Feb 13, 2020 23:26 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 832.113 | $37.87 | $31,515.45 |
DisclosureSEC source: 0001437749-20-002639 · rdgdoc.xml · nonDerivative · entry 8 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 102,566.015 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 13, 2019 Filed Feb 13, 2020 23:24 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 156.867 | $37.87 | $5,941.18 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 8 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 13, 2019 Filed Feb 13, 2020 23:21 UTC |
Tai PinCEO
|
OtherCommon Stock | 7.4 | $37.87 | $280.27 |
DisclosureSEC source: 0001437749-20-002635 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 912.13 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| December 12, 2019 Filed Feb 13, 2020 23:26 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,468.14 | $37.78 | $93,246.33 |
DisclosureSEC source: 0001437749-20-002639 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 303,263.071 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 12, 2019 Filed Feb 13, 2020 23:24 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 49.336 | $37.78 | $1,863.91 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,806.93 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:16 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
SaleCommon Stock | 17,969 | $37.62 | $675,997.37 |
DisclosureSEC source: 0001437749-19-024149 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,015 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:20 UTC |
WU PETERDirector · Vice Chairman
|
GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023480 · rdgdoc.xml · nonDerivative · entry 2 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Wu Family Trust Disclosed balance after: 384,789 F1 · balance_after: On Apr 23, 2019 and Nov 12, 2019, 100,000 shares and 119,502 shares of common stock of Cathay General Bancorp respectively, were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration. F2 · balance_after: On May 20, 2019, 11,735 shares of common stock of Cathay General Bancorp were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:55 UTC |
Jelenko Jane HDirector
|
SaleCommon Stock | 5,000 | $37.13 | $185,650.00 |
DisclosureSEC source: 0001437749-19-023076 · rdgdoc.xml · nonDerivative · entry 1 Jelenko Jane H · CIK 0001534768 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jelenko-Norris Marital Trust Disclosed balance after: 5,959 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:25 UTC |
Kim Lisa L.EVP, General Counsel
|
SaleCommon Stock | 1,500 | $37.12 | $55,675.20 |
DisclosureSEC source: 0001437749-19-021996 · rdgdoc.xml · nonDerivative · entry 1 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:21 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
SaleCommon Stock | 8,968 | $37.10 | $332,712.80 |
DisclosureSEC source: 0001437749-19-021993 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,757.59 F2 · balance_after: Includes 154.245 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:12 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 10,000 | $36.59 | $365,850.00 |
DisclosureSEC source: 0001437749-19-021780 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,122 Read SEC document |
| October 02, 2019 Filed Feb 13, 2020 23:18 UTC |
CHAN KELLY LDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002633 · rdgdoc.xml · nonDerivative · entry 5 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee - Daryl Michael Chan Living Trust Disclosed balance after: 48,368 F1 · kind: Each of the reported transactions involves a transfer of securities by bona fide gift for which no payment of consideration was received by the reporting person. Read SEC document |
| September 16, 2019 Filed Feb 13, 2020 23:26 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 876.603 | $35.64 | $31,239.94 |
DisclosureSEC source: 0001437749-20-002639 · rdgdoc.xml · nonDerivative · entry 7 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 102,566.015 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| September 16, 2019 Filed Feb 13, 2020 23:24 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 165.256 | $35.64 | $5,889.31 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 7 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| September 16, 2019 Filed Feb 13, 2020 23:21 UTC |
Tai PinCEO
|
OtherCommon Stock | 7.799 | $35.64 | $277.94 |
DisclosureSEC source: 0001437749-20-002635 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 912.13 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| September 13, 2019 Filed Feb 13, 2020 23:26 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,581.573 | $35.81 | $92,446.13 |
DisclosureSEC source: 0001437749-20-002639 · rdgdoc.xml · nonDerivative · entry 3 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 303,263.071 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 13, 2019 Filed Feb 13, 2020 23:24 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 51.603 | $35.81 | $1,847.90 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,806.93 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 23:56 UTC |
Kim Lisa L.EVP, General Counsel
|
SaleCommon Stock | 3,745 | $34.70 | $129,951.50 |
DisclosureSEC source: 0001437749-19-018335 · rdgdoc.xml · nonDerivative · entry 1 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,288 Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 21:07 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
SaleCommon Stock | 3,400 | $36.21 | $123,114.00 |
DisclosureSEC source: 0001437749-19-014672 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,269 Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:39 UTC |
Kim Lisa L.EVP, General Counsel
|
GrantRestricted Stock Units · Derivative | 3,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014399 · rdgdoc.xml · derivative · entry 4 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823 Underlying: Common Stock · 3,823 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:39 UTC |
Kim Lisa L.EVP, General Counsel
|
GrantRestricted Stock Units · Derivative | 1,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014399 · rdgdoc.xml · derivative · entry 3 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,911 Underlying: Common Stock · 1,911 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:39 UTC |
Kim Lisa L.EVP, General Counsel
|
GrantRestricted Stock Units · Derivative | 1,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014399 · rdgdoc.xml · derivative · entry 2 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826 Underlying: Common Stock · 1,826 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:33 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 2,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014397 · rdgdoc.xml · derivative · entry 4 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Underlying: Common Stock · 2,780 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:33 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 1,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014397 · rdgdoc.xml · derivative · entry 3 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390 Underlying: Common Stock · 1,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:33 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 1,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014397 · rdgdoc.xml · derivative · entry 2 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328 Underlying: Common Stock · 1,328 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:30 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 4,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014395 · rdgdoc.xml · derivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727 Underlying: Common Stock · 4,727 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:30 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 2,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014395 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363 Underlying: Common Stock · 2,363 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:30 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 2,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014395 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 Underlying: Common Stock · 2,258 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:27 UTC |
Liu ChangEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 5,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014393 · rdgdoc.xml · derivative · entry 4 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,283 Underlying: Common Stock · 5,283 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:27 UTC |
Liu ChangEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 2,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014393 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,641 Underlying: Common Stock · 2,641 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:27 UTC |
Liu ChangEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 2,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014393 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 Underlying: Common Stock · 2,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:19 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 12,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014387 · rdgdoc.xml · derivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,513 Underlying: Common Stock · 12,513 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:19 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 6,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014387 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,256 Underlying: Common Stock · 6,256 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:19 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 5,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014387 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,977 Underlying: Common Stock · 5,977 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:24 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 7,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014391 · rdgdoc.xml · derivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,647 Underlying: Common Stock · 7,647 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:24 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 3,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014391 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823 Underlying: Common Stock · 3,823 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:24 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 3,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014391 · rdgdoc.xml · derivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,653 Underlying: Common Stock · 3,653 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:22 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
GrantRestricted Stock Units · Derivative | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014389 · rdgdoc.xml · derivative · entry 5 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,481 Underlying: Common Stock · 8,481 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:22 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
GrantRestricted Stock Units · Derivative | 4,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014389 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240 Underlying: Common Stock · 4,240 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:22 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
GrantRestricted Stock Units · Derivative | 4,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014389 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,051 Underlying: Common Stock · 4,051 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 14, 2019 Filed Feb 13, 2020 23:26 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 902 | $34.32 | $30,959.08 |
DisclosureSEC source: 0001437749-20-002639 · rdgdoc.xml · nonDerivative · entry 6 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 102,566.015 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| June 14, 2019 Filed Feb 13, 2020 23:24 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 170.047 | $34.32 | $5,836.47 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 6 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.